№ lp_2_3_05942
File format: docx
Character count: 7668
File size: 34 KB
This document provides detailed guidelines for the usage of MiFID II trading capacities and FIX Tag 29, including definitions and examples for their application in transaction reporting.
Year:
2015
Region / city:
Global
Topic:
Financial Trading Regulations
Document Type:
Regulatory Guideline
Organ / institution:
European Securities and Markets Authority (ESMA)
Author:
ESMA
Target audience:
Financial institutions, brokers, trading venues
Effective Period:
Ongoing
Approval Date:
August 2015
Date of Amendments:
N/A
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Year:
2023
Region / city:
United Kingdom
Subject:
MiFID Authorisation
Document type:
Application form
Institution:
Financial Conduct Authority (FCA)
Author:
Financial Conduct Authority
Target audience:
Firms seeking MiFID authorisation
Validity period:
Ongoing
Approval date:
Not specified
Amendment date:
Not specified
Year:
2014
Region / city:
European Union
Theme:
Financial Regulation
Document Type:
Consultation Paper
Author:
European Securities and Markets Authority (ESMA)
Target Audience:
Financial institutions, regulatory bodies, investors
Period of Validity:
Not specified
Approval Date:
Not specified
Date of Changes:
Not specified
Year:
2024
Region / City:
Ireland
Subject:
Financial Sector, Acquisitions, Regulatory Compliance
Document Type:
Regulatory Form
Authority:
Central Bank of Ireland
Author:
Central Bank of Ireland
Target Audience:
MiFID Investment Firms, FSPs, UCITS Management Companies, AIFMs
Effective Period:
Ongoing
Approval Date:
May 2024
Amendment Date:
N/A
Year:
2019
Region / City:
Ireland
Subject:
Financial sector acquisitions
Document Type:
Regulatory form
Organization / Institution:
Central Bank of Ireland
Author:
Central Bank of Ireland
Target Audience:
MiFID & FSP authorised firms, financial sector professionals
Period of Effect:
Ongoing
Approval Date:
N/A
Amendment Date:
N/A
Year:
2016
Date:
19 January 2016
Document version:
1.0
Subject:
MiFID II regulatory compliance and market infrastructure
Document type:
Questionnaire
Organization:
Association for Financial Markets in Europe (AFME)
Regulatory framework:
MiFID II
Industry sector:
Wholesale financial markets
Target audience:
Investment firms and financial exchanges
Geographic scope:
European financial markets
Related organizations:
Global Financial Markets Association (GFMA); Securities Industry and Financial Markets Association (SIFMA); Asia Securities Industry and Financial Markets Association (ASIFMA)
Purpose:
Standardised information exchange between investment firms and exchanges regarding MiFID II requirements
Confidentiality note:
Responses provided by exchanges are confidential and intended only for the recipient firm and its affiliates
Distribution format:
Microsoft Word document
Content structure:
Sections on communication, confidentiality, due diligence, regulatory data management, algorithms, direct electronic access, order-to-trade ratios, and high-frequency trading
Year:
2014–2015
Region / Country:
European Union
Country of Respondent:
Germany
Document Type:
Consultation response form
Institution:
European Securities and Markets Authority (ESMA)
Respondent Organization:
Boerse Stuttgart Holding GmbH
Activity:
Regulated markets / Exchanges / Trading systems
Subject:
Financial markets regulation; MiFID II and MiFIR implementation
Consultation Reference:
ESMA/2014/1570
Submission Method:
Online submission via ESMA website
Response Deadline:
2 March 2015
Confidentiality Option:
Public disclosure unless non-disclosure requested
Sections Included:
Instructions for respondents; respondent information; consultation questions on investor protection and authorization procedures
Relevant Regulatory Framework:
MiFID II and MiFIR
Year:
2011
Region / Country:
Bulgaria
Topic:
Capital Market Integration and Financial Regulation
Document Type:
Research / Analytical Report
Institution:
World Bank
Department:
Financial and Private Sector Development Department, Central Europe and the Baltics Country Department
Author:
Knowledge and Advisory Services Team
Target Audience:
Policy makers, financial regulators, market participants
Period Covered:
2007–2010
Date of Publication:
June 2011
Main Regulations Discussed:
MiFID (Markets in Financial Instruments Directive)
Key Focus:
Bulgarian capital market structure, MiFID adoption, EU market integration, effects of financial crisis
Methodology:
Market analysis, institutional review, comparison with EU integration standards
References:
BSE, BALII, BIS, BME, BNBGSSS, CEESEG, ECB, IMF, EU FSAP documents
Tables and Figures:
Market capitalization, trading volumes, foreign investments, bond and equity market trends
Year:
2021
Region / City:
EU
Topic:
MiFID II Framework Review, Best Execution Reports
Document Type:
Consultation Paper
Institution:
ESMA
Author:
ESMA
Target Audience:
Execution venues, investment firms, investor associations, market participants
Period of validity:
Until 23 December 2021
Approval Date:
30 September 2021
Modification Date:
N/A
Date:
2025-1-11
Note:
Author(s)
Affiliation:
Qualcomm Technologies Incorporated
Address:
5665 Morehouse DrSan Diego, CA 92121
Phone:
(858) 845-3214
Email:
[email protected]
Abstract:
This submission proposes a bug fix for PMKID generation.
Rev 0:
Initial version of the document.
Interpretation of a Motion to Adopt:
A motion to approve this submission means that the editing instructions and any changed or added material are actioned in the TGbi D0.6 Draft. This introduction is not part of the adopted material.
TGbi Editor:
Editing instructions preceded by “TGbi Editor” are instructions to the TGbi editor to modify existing material in the TGbi draft. As a result of adopting the changes, the TGbi editor will execute the instructions rather than copy them to the TGbi Draft.
Discussion:
Currently PMKID generation requires the ANonce and SNonce. See section 12.16.7.1.
Proposed text change:
Modify section 12.16.7.1 ss follows:
Year:
2026
Region / City:
Sydney
Topic:
Conformance Testing, ASX, FIX Protocol
Document Type:
Checklist
Organization:
ASX Limited
Author:
ASX Operations
Target Audience:
Customers performing ASX conformance tests
Validity Period:
Until the test completion
Approval Date:
January 2026
Revision Date:
N/A
Year:
2023
Region / City:
Global
Topic:
Academic Submission, Technology Support
Document Type:
Troubleshooting Guide
Author:
Turnitin Support
Target Audience:
Students, Educators, Academic Institutions
Action Period:
Ongoing
Approval Date:
Not specified
Modification Date:
Not specified
Year:
2023
Region / city:
Global
Topic:
Software Update / Troubleshooting
Document Type:
Technical Guide
Organization:
HP
Author:
HP Support
Target Audience:
IT Administrators, Systems Engineers
Effective Period:
Ongoing
Approval Date:
Not specified
Modification Date:
Not specified
Year:
2018
Region / city:
United States
Topic:
Firearm Background Checks
Document Type:
Implementation Plan
Agency / Organization:
Bureau of Justice Assistance
Author:
United States Government
Target Audience:
State Agencies, Criminal Justice Entities
Period of Validity:
2018–2022
Approval Date:
March 25, 2019
Amendment Date:
N/A
Year:
2026
Region / city:
-
Theme:
Software update, development tools
Document type:
Command output log
Organization / institution:
-
Author:
-
Target audience:
Developers, technical teams
Effective period:
-
Approval date:
-
Date of changes:
2026-02-21
Date:
October 3, 2024
Region / City:
Global
Theme:
Digital Learning Accessibility
Document Type:
Press Release
Organization:
[Institution Name]
Author:
[Name, Title, of Institution]
Target Audience:
Educators, instructors, staff, students, educational institutions
Period of Action:
October 3, 2024
Approval Date:
N/A
Modification Date:
N/A
Year:
2023
Region / City:
Greater Manchester
Theme:
Digital Inclusion, Social Impact
Document Type:
Report
Organization:
Greater Manchester Combined Authority
Author:
Andy Burnham, Cllr Nick Peel
Target Audience:
General Public, Local Authorities, Policymakers
Period of Validity:
2023-2024
Approval Date:
2023
Date of Changes:
N/A
Year:
2020
Region / City:
Global
Subject:
Financial Industry, Repurchase Agreements, FIX Protocol
Document Type:
Technical Specification
Organization:
FIX Protocol Limited
Author:
Charu Mittal
Target Audience:
Financial Institutions, FIX Protocol Users
Effective Period:
Ongoing
Approval Date:
April 22, 2020
Date of Changes:
April 22, 2020
Status:
Public Comment
Version:
0.5
Year:
2021
Date:
April 15, 2021
Version:
v0.2
Proposal Status:
Submitted
Document Type:
Technical Proposal
Subject:
FIX Performance Session Layer (FIXP)
Protocol Version:
1.0
Organization:
FIX Protocol Limited
Committee:
FPL Global Technical Committee
Working Group:
High Performance Working Group
Copyright:
Copyright 2003-2021 FIX Protocol Limited, all rights reserved
Revision v0.1 Date:
April 8, 2021
Revision v0.1 Author:
Don Mendelson, Silver Flash LLC
Revision v0.2 Author:
GTC
Related Standard:
FIXT
Related Implementation:
GitHub project FIXTradingCommunity/silverflash
Industry Context:
Financial Information Exchange Protocol
Year:
2026
Region / City:
Not specified
Topic:
Religious teachings, Catholic Church
Document Type:
Educational Exercise
Organization / Institution:
Catholic Church
Author:
Not specified
Target Audience:
Catholics, Religious Educators
Period of Effect:
Not specified
Approval Date:
Not specified
Date of Changes:
Not specified