№ files_lp_4_process_3_126631
File format: docx
Character count: 7516
File size: 775 KB
This document is a consultation paper issued by ESMA to gather responses regarding the MiFID II framework and its best execution reporting requirements.
Year:
2021
Region / City:
EU
Topic:
MiFID II Framework Review, Best Execution Reports
Document Type:
Consultation Paper
Institution:
ESMA
Author:
ESMA
Target Audience:
Execution venues, investment firms, investor associations, market participants
Period of validity:
Until 23 December 2021
Approval Date:
30 September 2021
Modification Date:
N/A
Price: 8 / 10 USD
The file will be delivered to the email address provided at checkout within 12 hours.
The file will be delivered to the email address provided at checkout within 12 hours.
Don’t have cryptocurrency yet?
You can still complete your purchase in a few minutes:- Buy Crypto in a trusted app (Coinbase, Kraken, Cash App or any similar service).
- In the app, tap Send.
- Select network, paste our wallet address.
- Send the exact amount shown above.
The final amount may vary slightly depending on the payment method.
The file will be sent to the email address provided at checkout within 24 hours.
The product description is provided for reference. Actual content and formatting may differ slightly.
Year:
2023
Region / city:
United Kingdom
Subject:
MiFID Authorisation
Document type:
Application form
Institution:
Financial Conduct Authority (FCA)
Author:
Financial Conduct Authority
Target audience:
Firms seeking MiFID authorisation
Validity period:
Ongoing
Approval date:
Not specified
Amendment date:
Not specified
Year:
2014
Region / city:
European Union
Theme:
Financial Regulation
Document Type:
Consultation Paper
Author:
European Securities and Markets Authority (ESMA)
Target Audience:
Financial institutions, regulatory bodies, investors
Period of Validity:
Not specified
Approval Date:
Not specified
Date of Changes:
Not specified
Year:
2015
Region / city:
Global
Topic:
Financial Trading Regulations
Document Type:
Regulatory Guideline
Organ / institution:
European Securities and Markets Authority (ESMA)
Author:
ESMA
Target audience:
Financial institutions, brokers, trading venues
Effective Period:
Ongoing
Approval Date:
August 2015
Date of Amendments:
N/A
Year:
2024
Region / City:
Ireland
Subject:
Financial Sector, Acquisitions, Regulatory Compliance
Document Type:
Regulatory Form
Authority:
Central Bank of Ireland
Author:
Central Bank of Ireland
Target Audience:
MiFID Investment Firms, FSPs, UCITS Management Companies, AIFMs
Effective Period:
Ongoing
Approval Date:
May 2024
Amendment Date:
N/A
Year:
2019
Region / City:
Ireland
Subject:
Financial sector acquisitions
Document Type:
Regulatory form
Organization / Institution:
Central Bank of Ireland
Author:
Central Bank of Ireland
Target Audience:
MiFID & FSP authorised firms, financial sector professionals
Period of Effect:
Ongoing
Approval Date:
N/A
Amendment Date:
N/A
Year:
2016
Date:
19 January 2016
Document version:
1.0
Subject:
MiFID II regulatory compliance and market infrastructure
Document type:
Questionnaire
Organization:
Association for Financial Markets in Europe (AFME)
Regulatory framework:
MiFID II
Industry sector:
Wholesale financial markets
Target audience:
Investment firms and financial exchanges
Geographic scope:
European financial markets
Related organizations:
Global Financial Markets Association (GFMA); Securities Industry and Financial Markets Association (SIFMA); Asia Securities Industry and Financial Markets Association (ASIFMA)
Purpose:
Standardised information exchange between investment firms and exchanges regarding MiFID II requirements
Confidentiality note:
Responses provided by exchanges are confidential and intended only for the recipient firm and its affiliates
Distribution format:
Microsoft Word document
Content structure:
Sections on communication, confidentiality, due diligence, regulatory data management, algorithms, direct electronic access, order-to-trade ratios, and high-frequency trading
Year:
2014–2015
Region / Country:
European Union
Country of Respondent:
Germany
Document Type:
Consultation response form
Institution:
European Securities and Markets Authority (ESMA)
Respondent Organization:
Boerse Stuttgart Holding GmbH
Activity:
Regulated markets / Exchanges / Trading systems
Subject:
Financial markets regulation; MiFID II and MiFIR implementation
Consultation Reference:
ESMA/2014/1570
Submission Method:
Online submission via ESMA website
Response Deadline:
2 March 2015
Confidentiality Option:
Public disclosure unless non-disclosure requested
Sections Included:
Instructions for respondents; respondent information; consultation questions on investor protection and authorization procedures
Relevant Regulatory Framework:
MiFID II and MiFIR
Year:
2011
Region / Country:
Bulgaria
Topic:
Capital Market Integration and Financial Regulation
Document Type:
Research / Analytical Report
Institution:
World Bank
Department:
Financial and Private Sector Development Department, Central Europe and the Baltics Country Department
Author:
Knowledge and Advisory Services Team
Target Audience:
Policy makers, financial regulators, market participants
Period Covered:
2007–2010
Date of Publication:
June 2011
Main Regulations Discussed:
MiFID (Markets in Financial Instruments Directive)
Key Focus:
Bulgarian capital market structure, MiFID adoption, EU market integration, effects of financial crisis
Methodology:
Market analysis, institutional review, comparison with EU integration standards
References:
BSE, BALII, BIS, BME, BNBGSSS, CEESEG, ECB, IMF, EU FSAP documents
Tables and Figures:
Market capitalization, trading volumes, foreign investments, bond and equity market trends
Note:
Year
Document Type:
BIM Execution Plan
Articles Included:
Project Information, Designated Delivery Milestones, Software Requirements, Data Security, Modeling Protocols, Model Management, Levels of Development, Reliance Authorization, Model Identification, Other BIM Provisions, Exhibits and Attachments
Note:
Year
Subject:
Building Information Modeling (BIM)
Document Type:
Agreement Exhibit
Target Audience:
Design Team, Consultants, Project Participants
Note:
Year
Agency / Organization:
Alberta Infrastructure
Year:
2012–2013
Organization:
U.S. Department of Energy, Office of Science
Document Type:
Project Execution Plan (PEP)
Target Audience:
Federal Project Director, Integrated Project Team, Contractors
Project Name:
Project Name (Acronym)
Location:
National Laboratory
Approval Authorities:
Acquisition Executive, Office of Project Assessment, Office of Science
Revision History:
Changes to Change Control Tables and Funding Requirements
Scope:
Defines project execution, monitoring, and control processes for large-scale DOE projects
Content Sections:
Introduction, Project Baseline, Life Cycle Cost, Acquisition Approach, Tailoring Strategy, Baseline Change Control, Management Structure, Project Management/Oversight, Appendices
Context:
Technical and administrative source detailing procedures, responsibilities, and approval processes for executing a DOE project, including scope, schedule, cost, risk management, and organizational framework.
Year:
20__
Region / City:
Winston-Salem, North Carolina
Subject:
Independent Contractor Agreement
Document Type:
Agreement
Organization / Institution:
City of Winston-Salem
Author:
Not specified
Target Audience:
Contractors, City Officials
Effective Period:
Not specified
Approval Date:
Not specified
Amendment Date:
Not specified
Year:
2017
Organization:
Council of Europe
Document type:
Report
Committee:
Committee of Ministers’ Human Rights (DH)
Author:
Secretariat
Meeting date:
7 September 2017
Reference number:
GR-H(2017)4-rev
Related documents:
GR-H(2016)2-final
Topics:
Supervision of judgments, European Court of Human Rights, procedural adjustments, working methods
Year:
2025
Region / City:
Warren Township, Somerset County, New Jersey
Theme:
Collective Bargaining Agreement
Document Type:
Resolution
Organization / Institution:
Township Committee of Warren
Author:
Donna Hands, Township Clerk
Target Audience:
Local government officials, union representatives, legal personnel
Period of Action:
January 1, 2024 - December 31, 2027
Approval Date:
February 20, 2025
Year:
2026
Region / City:
Navi Mumbai
Topic:
Event Management
Document Type:
Invitation for Tender
Organization:
National Institute of Securities Markets (NISM)
Author:
NISM
Target Audience:
Agencies eligible for event management
Period of Execution:
10 months
Approval Date:
Not specified
Amendment Date:
Not specified
Year:
2010
Region / City:
North Carolina
Topic:
Legal Documents, Notarization, Grantor Execution
Document Type:
Legal Deed
Organization / Institution:
Department of Transportation
Author:
Not specified
Target Audience:
Individuals, Corporations, Legal Professionals
Period of Validity:
Not specified
Approval Date:
Not specified
Amendment Date:
Not specified
Year:
1994
Region / City:
Queensland
Subject:
Land Title, Land Act, Water Act
Document Type:
Form
Organization / Institution:
Titles Queensland
Author:
Not specified
Target Audience:
Individuals or entities seeking to register writs or warrants of execution
Period of Validity:
Not specified
Approval Date:
Not specified
Amendment Date:
Not specified