№ files_lp_4_process_2_63520
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Consultation response template used by stakeholders to submit comments and information to the European Securities and Markets Authority regarding proposed regulatory technical standards and procedures related to MiFID II and MiFIR.
Year: 2014–2015
Region / Country: European Union
Country of Respondent: Germany
Document Type: Consultation response form
Institution: European Securities and Markets Authority (ESMA)
Respondent Organization: Boerse Stuttgart Holding GmbH
Activity: Regulated markets / Exchanges / Trading systems
Subject: Financial markets regulation; MiFID II and MiFIR implementation
Consultation Reference: ESMA/2014/1570
Submission Method: Online submission via ESMA website
Response Deadline: 2 March 2015
Confidentiality Option: Public disclosure unless non-disclosure requested
Sections Included: Instructions for respondents; respondent information; consultation questions on investor protection and authorization procedures
Relevant Regulatory Framework: MiFID II and MiFIR
Price: 8 / 10 USD
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The product description is provided for reference. Actual content and formatting may differ slightly.
Fund naming confirmation letter for submission of updated fund prospectus under ESMA Guidelines
Year: Insert text
Fund Manager: Insert text
CSSF ID: Insert text
Fund Name: Insert text
Fund Form: Insert text
Fund Type: Insert text
Date of last prospectus version: Insert text
Signatory Name and Position: Insert text
Date of signature: Select date
Sub-funds covered: Insert text
Appendices: Appendix 1, Appendix 2
Regulatory framework: ESMA Guidelines on funds’ names, SFDR, SFDR RTS
Feedback on ESMA Proposed RTS and Guidelines on Liquidity Management Tools under AIFMD and UCITS (2024)
Year: 2024
Region: European Union
Subject: Liquidity management tools, investment funds regulation
Document type: Consultation response
Regulatory framework: AIFMD, UCITS
Issuing authority addressed: European Securities and Markets Authority
Author: AMIC
Related legislation entry into force date: 16 April 2024
Stakeholders referenced: fund managers, investors, national competent authorities
Source type: Industry position paper
ESMA Consultation on MIFID II Investor Protection
Year: 2014
Region / city: European Union
Theme: Financial Regulation
Document Type: Consultation Paper
Author: European Securities and Markets Authority (ESMA)
Target Audience: Financial institutions, regulatory bodies, investors
Period of Validity: Not specified
Approval Date: Not specified
Date of Changes: Not specified
Submission to ESMA Public Consultation - Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories
Year: 2012
Region / city: EU
Theme: Regulation, OTC Derivatives, CCPs
Document Type: Consultation Response
Organization / Institution: ESMA
Author: Triple Point Technology Inc.
Target Audience: ESMA, market participants, regulatory bodies
Period of Validity: N/A
Approval Date: N/A
Date of Changes: N/A
The ABI’s Response to the European Securities and Markets Authority’s (ESMA) Discussion Paper 2013/925The Clearing Obligation under EMIR
Year: 2013
Region / City: United Kingdom
Topic: Insurance, Clearing Obligation, Derivatives
Document Type: Response Paper
Author: ABI (Association of British Insurers)
Target Audience: Regulatory bodies, financial market participants
Period of Effect: Indefinite
Approval Date: September 2013
Date of Changes: None
Topics: MiFIR ESMA20141570 ESMA