№ files_lp_3_process_7_033096
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This document outlines the procedure for notifying the Central Bank of Ireland regarding acquisitions or increases in qualifying holdings in certain financial institutions, including investment firms and fund managers, and the required information to be provided for such notifications.
Year:
2024
Region / City:
Ireland
Subject:
Financial Sector, Acquisitions, Regulatory Compliance
Document Type:
Regulatory Form
Authority:
Central Bank of Ireland
Author:
Central Bank of Ireland
Target Audience:
MiFID Investment Firms, FSPs, UCITS Management Companies, AIFMs
Effective Period:
Ongoing
Approval Date:
May 2024
Amendment Date:
N/A
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Country:
South Africa
Regulation:
Regulation 638
Year of regulation:
2018
Document type:
Administrative procedure
Subject:
Food safety compliance
Certificate:
Certificate of Acceptability (COA)
Responsible authority:
Ehlanzeni District Municipality Municipal Health Services
Related authority:
National Department of Health
Scope:
Food handling businesses
Target entities:
Restaurants, hawkers, retail shops, spaza shops, caterers, institutional kitchens, food transport vehicles
Inspection authority:
Environmental Health Practitioner
Legal basis:
Food safety legislation
Administrative requirements:
Zoning certificate, approved building plan, identity document of person in charge, proof of payment
Issuing condition:
Satisfactory inspection outcome
Enforcement measures:
Closure, fines, prohibition orders
Year:
2015
Region / City:
United States
Subject:
Tax reporting for estates
Document Type:
Instructional Form
Agency / Institution:
Internal Revenue Service (IRS)
Author:
U.S. Internal Revenue Service
Target Audience:
Executors of estates, beneficiaries, tax professionals
Effective Period:
From July 31, 2015
Approval Date:
July 31, 2015
Date of Revisions:
February 29, 2016
Year:
2019
Region / City:
Ireland
Subject:
Financial sector acquisitions
Document Type:
Regulatory form
Organization / Institution:
Central Bank of Ireland
Author:
Central Bank of Ireland
Target Audience:
MiFID & FSP authorised firms, financial sector professionals
Period of Effect:
Ongoing
Approval Date:
N/A
Amendment Date:
N/A
Note:
Year
Year:
2023
Region / city:
United Kingdom
Subject:
MiFID Authorisation
Document type:
Application form
Institution:
Financial Conduct Authority (FCA)
Author:
Financial Conduct Authority
Target audience:
Firms seeking MiFID authorisation
Validity period:
Ongoing
Approval date:
Not specified
Amendment date:
Not specified
Year:
2014
Region / city:
European Union
Theme:
Financial Regulation
Document Type:
Consultation Paper
Author:
European Securities and Markets Authority (ESMA)
Target Audience:
Financial institutions, regulatory bodies, investors
Period of Validity:
Not specified
Approval Date:
Not specified
Date of Changes:
Not specified
Year:
2015
Region / city:
Global
Topic:
Financial Trading Regulations
Document Type:
Regulatory Guideline
Organ / institution:
European Securities and Markets Authority (ESMA)
Author:
ESMA
Target audience:
Financial institutions, brokers, trading venues
Effective Period:
Ongoing
Approval Date:
August 2015
Date of Amendments:
N/A
Year:
2019
Region / City:
Ireland
Subject:
Financial sector acquisitions
Document Type:
Regulatory form
Organization / Institution:
Central Bank of Ireland
Author:
Central Bank of Ireland
Target Audience:
MiFID & FSP authorised firms, financial sector professionals
Period of Effect:
Ongoing
Approval Date:
N/A
Amendment Date:
N/A
Year:
2016
Date:
19 January 2016
Document version:
1.0
Subject:
MiFID II regulatory compliance and market infrastructure
Document type:
Questionnaire
Organization:
Association for Financial Markets in Europe (AFME)
Regulatory framework:
MiFID II
Industry sector:
Wholesale financial markets
Target audience:
Investment firms and financial exchanges
Geographic scope:
European financial markets
Related organizations:
Global Financial Markets Association (GFMA); Securities Industry and Financial Markets Association (SIFMA); Asia Securities Industry and Financial Markets Association (ASIFMA)
Purpose:
Standardised information exchange between investment firms and exchanges regarding MiFID II requirements
Confidentiality note:
Responses provided by exchanges are confidential and intended only for the recipient firm and its affiliates
Distribution format:
Microsoft Word document
Content structure:
Sections on communication, confidentiality, due diligence, regulatory data management, algorithms, direct electronic access, order-to-trade ratios, and high-frequency trading
Year:
2014–2015
Region / Country:
European Union
Country of Respondent:
Germany
Document Type:
Consultation response form
Institution:
European Securities and Markets Authority (ESMA)
Respondent Organization:
Boerse Stuttgart Holding GmbH
Activity:
Regulated markets / Exchanges / Trading systems
Subject:
Financial markets regulation; MiFID II and MiFIR implementation
Consultation Reference:
ESMA/2014/1570
Submission Method:
Online submission via ESMA website
Response Deadline:
2 March 2015
Confidentiality Option:
Public disclosure unless non-disclosure requested
Sections Included:
Instructions for respondents; respondent information; consultation questions on investor protection and authorization procedures
Relevant Regulatory Framework:
MiFID II and MiFIR
Year:
2011
Region / Country:
Bulgaria
Topic:
Capital Market Integration and Financial Regulation
Document Type:
Research / Analytical Report
Institution:
World Bank
Department:
Financial and Private Sector Development Department, Central Europe and the Baltics Country Department
Author:
Knowledge and Advisory Services Team
Target Audience:
Policy makers, financial regulators, market participants
Period Covered:
2007–2010
Date of Publication:
June 2011
Main Regulations Discussed:
MiFID (Markets in Financial Instruments Directive)
Key Focus:
Bulgarian capital market structure, MiFID adoption, EU market integration, effects of financial crisis
Methodology:
Market analysis, institutional review, comparison with EU integration standards
References:
BSE, BALII, BIS, BME, BNBGSSS, CEESEG, ECB, IMF, EU FSAP documents
Tables and Figures:
Market capitalization, trading volumes, foreign investments, bond and equity market trends
Year:
2021
Region / City:
EU
Topic:
MiFID II Framework Review, Best Execution Reports
Document Type:
Consultation Paper
Institution:
ESMA
Author:
ESMA
Target Audience:
Execution venues, investment firms, investor associations, market participants
Period of validity:
Until 23 December 2021
Approval Date:
30 September 2021
Modification Date:
N/A
Year:
2022
Region / City:
Not specified
Subject:
Nuclear safety, regulatory compliance
Document Type:
Technical Guide
Organization:
Office for Nuclear Regulation (ONR)
Author:
Nuclear Equivalence Inspector
Target Audience:
ONR inspectors, licensees
Period of Validity:
Until Dec-2025
Approval Date:
Dec-2022
Revision Date:
Not specified
Document Reference:
NS-INSP-GD-012
Record Reference No.:
2022/72622
Year:
2017-2020
Region / City:
Ballymount, Dublin
Theme:
Waste Management
Document Type:
Application Form
Organization:
Circol ELT Ltd
Author:
Circol ELT Ltd
Target Audience:
Waste collectors, companies seeking registration
Period of validity:
2017-2020
Approval Date:
Not specified
Date of Changes:
Not specified
Year:
2026
Country:
Australia
Type of document:
Application form
Issuing authority:
Therapeutic Goods Administration (TGA)
Intended audience:
Medical practitioners
Purpose:
Application to become an authorised prescriber of unapproved medicines or medical devices
Regulatory reference:
Therapeutic Goods Regulations 1990, Regulation 12B(1B)
Required attachments:
Ethics committee or specialist college approval/declaration (if applicable)
Information collected:
Personal details of medical practitioner, patient consent, product information, prescribing details
Submission method:
Email or fax to TGA
Year:
2024
Region / City:
European Union
Topic:
Vehicle Authorization, Regulatory Changes
Document Type:
Notification Form
Agency:
European Union Agency for Railways
Author:
European Commission
Target Audience:
Entities managing vehicle authorization changes
Period of Validity:
From 1 October 2024
Approval Date:
Not specified
Date of Changes:
1 October 2024
Context:
A notification form used by entities to inform the European Union Agency for Railways about changes to an already authorized vehicle, following regulatory guidelines and requirements for new authorizations under EU regulations.