№ lp_2_3_12391
File format: docx
Character count: 29222
File size: 40 KB
Self-regulatory rules establishing procedures for routine inspection, investigation, evidence collection, and disciplinary handling of violations and breaches within the futures market administered by China Financial Futures Exchange.
Issuing body:
China Financial Futures Exchange
Type of document:
Self-regulatory measures
Subject:
Investigation and handling of violations and breaches in futures trading
Scope of application:
Members, clients, Depository Banks, information service providers and other futures market participants
Legal basis:
Regulation on the Administration of Futures Trading; Measures for the Administration of Futures Exchanges; Articles of Association of China Financial Futures Exchange; Trading Rules of China Financial Futures Exchange
Chapters:
General Provisions; Routine Inspection and Investigation of Violations
Enforcement authority:
China Financial Futures Exchange
Referral authorities:
China Securities Regulatory Commission; Judicial authorities
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The product description is provided for reference. Actual content and formatting may differ slightly.
Year:
2022
Region / City:
Victoria, Australia
Topic:
Family violence, Intervention orders, Safety notices
Document Type:
Report
Agency:
Sentencing Advisory Council
Author:
Paul McGorrery, Zsombor Bathy, Octavian Simu, Paul Schollum, Anna Chalton
Target Audience:
Legal professionals, policymakers, researchers
Period of Effectiveness:
2011-2020
Approval Date:
May 2022
Date of Changes:
N/A
Year:
2025
Region / City:
Australia
Theme:
Public Service, Code of Conduct
Document Type:
Procedures
Agency / Organization:
National Disability Insurance Agency
Author:
Kristy Dam
Target Audience:
Australian Public Service employees, senior executives
Effective Period:
From 18 August 2025
Approval Date:
18 August 2025
Date of Changes:
18 August 2025
Year:
2026
Region:
Australia
Topic:
Data Security / Email Safety
Document Type:
Guidance / Best Practices
Organization:
Office of the Victorian Information Commissioner (OVIC)
Audience:
Employees and organizational staff handling emails
Email Platform:
Microsoft Outlook (primarily referenced)
Purpose:
Minimize inadvertent disclosure of information via email
Key Practices:
Disabling AutoResolve, Double Checking Recipients, Setting Delay Rules, Managing Email Threads, Using BCC for Groups, Utilizing MailTips
Legal Disclaimer:
General information, not legal advice
Year:
2023
Region / City:
Cwm Taf Morgannwg
Subject:
Safeguarding, Professional Disagreements, Child Protection
Document Type:
Protocol
Organization:
Cwm Taf Morgannwg Safeguarding Board
Author:
N Kingham/PPG
Target Audience:
Practitioners working with children and adults at risk
Period of validity:
April 2023 - April 2025
Approval Date:
April 2023
Review Date:
April 2025
Note:
Year
Year:
2023
Region / City:
Cheshire and Merseyside
Topic:
Healthcare, Continuing Care
Document Type:
Procedure Guide
Organization:
NHS Cheshire and Merseyside
Author:
NHS Continuing Healthcare
Target Audience:
Healthcare practitioners, case managers, legal representatives
Period of Validity:
From 1 April 2012 onwards
Approval Date:
January 2023
Date of Amendments:
None specified
Year:
[Not provided]
Region / City:
California
Subject:
Breach of Contract, Legal Claims, Civil Litigation
Document Type:
Complaint
Organization / Institution:
Superior Court of the State of California
Author:
[Not provided]
Target Audience:
Legal professionals, Plaintiffs, Defendants
Period of Effectiveness:
[Not provided]
Date of Approval:
[Not provided]
Date of Changes:
[Not provided]
Year:
2021
Region / City:
Global
Topic:
Document Accessibility, PDF, Digital Media
Document Type:
Article
Organization / Institution:
Department of Justice
Author:
Not specified
Target Audience:
General public, organizations, web developers
Effective Date:
September 2012
Date of Amendments:
Not specified
Compliance Level:
Partial
URL:
http://www.ada.gov/508/508_Report.htm
Year:
2001
Region / City:
Queensland
Subject:
Corruption policy
Document type:
Policy
Organization / Institution:
Public Sector Commission
Author:
Public Sector Commission
Target audience:
Public sector employees and officials
Effective period:
Not specified
Approval date:
Not specified
Date of amendments:
Not specified
Year:
2015
Region / City:
Alaska
Topic:
Commercial law, contract law
Document Type:
Legal instruction
Organization / Institution:
Alaska Court System
Author:
Not specified
Target Audience:
Legal professionals, judges, and lawyers
Effective Period:
Not specified
Approval Date:
Not specified
Amendment Date:
Not specified
Note:
Year
Year:
2021
Region / city:
Bahrain
Theme:
Money Laundering, Terrorism Financing, Financial Regulations
Document Type:
Official Decision
Authority:
Ministry of Industry, Commerce and Tourism
Author:
Minister of Industry, Commerce and Tourism
Target Audience:
Licensees involved in the commerce of gold and jewelry, auditors, financial institutions, government bodies
Period of Validity:
Ongoing (subject to amendments)
Date of Approval:
May 2024
Date of Amendments:
No specific amendments mentioned
Year:
2016
Region / city:
United Kingdom
Topic:
Financial regulations, Money Laundering, Anti-Terrorism Financing
Document type:
Guidance paper
Author:
The Association of UK Payment Institutions
Target audience:
Non-bank Payment Service Providers, Financial Institutions
Validity period:
Ongoing
Approval date:
Not specified
Date of revisions:
2016
Related documents:
FATF Recommendations 2012, FATF Guidance on Risk-Based Approach to money value transfer services 2016
Date:
June 21, 2015
Series Title:
Going on to Perfection
Lesson Number:
21
Subseries Title:
The Christian and Sin
Part Number:
3
Subject:
Sin and Temptation
Type of Document:
Sermon Manuscript
Religious Tradition:
Christianity
Primary Sources Cited:
Romans, James, Proverbs, Matthew, 1 John, 2 Corinthians, Galatians, Colossians, 2 Peter, 1 Corinthians, 1 Peter, 1 Thessalonians, Ephesians, Mark, Psalms, Hebrews, Acts
Intended Audience:
Christian Congregation
Theme:
Overcoming Sin through Mindset, Self-Control, Vigilance, Fellowship, Study, and Prayer
Year:
February 2018
Region / City:
St. John Vianney PS
Subject:
Accident and Incident Reporting Procedures
Document Type:
Procedure
Organization:
St. John Vianney PS
Author:
Not specified
Target Audience:
School staff, parents
Period of validity:
Not specified
Approval Date:
February 2018
Date of Changes:
Not specified
Note:
Context
Year:
2023
Region / City:
Hong Kong
Subject:
Securities regulation, insider trading
Document Type:
Legal consultation conclusion
Issuing Authority:
Securities and Futures Commission (SFC)
Relevant Legislation:
Securities and Futures Ordinance (SFO)
Effective Period:
Subject to legislative process
Date of Publication:
8 August 2023
Key Amendments:
Expansion of territorial reach, alignment of mens rea provisions
Implementation Scope:
HKEX-listed securities, overseas-listed securities, derivatives
Stakeholders:
Licensed corporations, registered institutions, market participants
Note:
Year
Year:
Not specified
Region / City:
Not specified
Subject:
Customer service communication techniques
Document type:
Personal experience / professional guidance
Organization:
Mesa Air Group, Verizon Wireless
Author:
Keith Kramer
Target audience:
Customer service professionals
Key concepts:
Handling irate customers, communication strategies, escalation processes
Period covered:
Not specified
Date created:
Not specified
Year:
2024
Region / City:
Saint Paul, Minnesota
Topic:
Licensing Violations and Corrective Actions
Document Type:
Correction Order
Agency:
Department of Human Services (DHS)
Author:
Rita Wiersma, Authorized Agent
Target Audience:
License holder and relevant program staff
Effective Period:
Not specified
Approval Date:
Not specified
Modification Date:
Not specified
Administrative Penalty Order (APO) for Violations of Riparian Protection and Water Quality Practices
Year:
2026
Region / city:
Minnesota, USA
Topic:
Riparian Protection and Water Quality Practices
Document type:
Administrative Penalty Order (APO)
Agency / institution:
Board of Water and Soil Resources (BWSR)
Author:
Board of Water and Soil Resources (BWSR)
Target audience:
Landowners in violation of water quality practices
Effective period:
30 days after receipt of APO
Approval date:
[Date]
Date of changes:
N/A