№ files_lp_4_process_1_48981
File format: docx
Character count: 25295
File size: 43 KB
Year:
2023
Region / City:
Hong Kong
Subject:
Securities regulation, insider trading
Document Type:
Legal consultation conclusion
Issuing Authority:
Securities and Futures Commission (SFC)
Relevant Legislation:
Securities and Futures Ordinance (SFO)
Effective Period:
Subject to legislative process
Date of Publication:
8 August 2023
Key Amendments:
Expansion of territorial reach, alignment of mens rea provisions
Implementation Scope:
HKEX-listed securities, overseas-listed securities, derivatives
Stakeholders:
Licensed corporations, registered institutions, market participants
Price: 8 / 10 USD
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The product description is provided for reference. Actual content and formatting may differ slightly.
Year:
2023
Region / city:
California
Topic:
Thesis
Document type:
Thesis
Institution:
California State University, Dominguez Hills
Author:
Your Name
Target audience:
Academic community, students
Period of action:
Academic year
Date of approval:
Not specified
Date of changes:
Not specified
Year:
2019
Region / city:
Zurich, Switzerland
Topic:
Digital services, data management, electrical systems
Document type:
Press release
Organization / institution:
ABB
Author:
Natalie Hodges
Target audience:
Utilities, industries, customers in the electrical sector
Date of approval:
May 16, 2019
Date of changes:
N/A
Year:
2023
Region / City:
Midlands
Topic:
Automotive
Document Type:
Press Release
Organization:
Available Car
Author:
Simon Wells at Paperchase PR
Target Audience:
Consumers, automotive industry professionals
Period of Validity:
Until 2027
Approval Date:
2023-04-04
Date of Changes:
None
Context:
A press release announcing the extension of a partnership between Available Car, the RAC, and Assurant to provide extended warranty and GAP insurance products until 2027.
Year:
2018
Region / City:
United States
Topic:
Article Submission Guidelines
Document Type:
Guidelines
Organization:
Academy of General Dentistry
Author:
Not specified
Target Audience:
AGD members and leaders
Period of Validity:
Ongoing, with deadlines for monthly articles
Approval Date:
Not specified
Amendment Date:
Not specified
Year:
2015
Region / city:
N/A
Topic:
Printer Compatibility with Windows 10 Mobile
Document Type:
Technical Specification
Author:
Microsoft
Target audience:
Developers, Device Manufacturers
Validity period:
N/A
Approval date:
N/A
Modification date:
N/A
Year:
2015
Region / City:
New Delhi
Topic:
Insider Trading Regulations
Document Type:
Regulatory Form
Organization:
Securities and Exchange Board of India (SEBI)
Author:
SEBI
Target Audience:
Promoters, Key Managerial Personnel, Directors, and Related Parties
Effective Period:
From May 15, 2015
Approval Date:
Not specified
Date of Changes:
Not specified
Context:
Regulatory document for compliance with insider trading regulations outlining the securities held by specific individuals at a given time.
Year:
2022
Region / City:
Not specified
Theme:
Insider Trading
Document Type:
Corporate Policy
Organization:
Chenghe Acquisition Co.
Author:
Chenghe Acquisition Co.
Target Audience:
Directors, Officers, Employees, Professional Advisors, Business Consultants
Effective Date:
April 27, 2022
Period of Application:
Ongoing
Approval Date:
Not specified
Amendment Date:
Not specified
Year:
2025
Region / city:
Kazakhstan
Topic:
Insider information, Securities transactions
Document type:
Internal policy
Organization:
KazMunayGas NC JSC
Author:
Compliance Service
Target audience:
Employees, persons performing management functions, related parties, persons with access to insider information
Period of validity:
From 30 September 2025
Approval date:
Not specified
Date of changes:
Not specified
Year:
2023
Update Date:
September 2023
Organization:
Cybersecurity and Infrastructure Security Agency (CISA)
Program:
CISA National Cyber Exercise Program (NCEP)
Document Type:
Situation Manual / Tabletop Exercise Package
Topic:
Insider Threat and Cybersecurity Incident Response
Framework Reference:
National Institute of Standards and Technology (NIST) Cybersecurity Framework
Framework Functions:
Identify, Protect, Detect, Respond, Recover
Threat Type:
Insider Threat – Cyber
Scenario Theme:
Supply chain vulnerability exploited by a former employee at a third-party vendor and accidental disclosure of personally identifiable information (PII)
Exercise Format:
Tabletop Exercise
Exercise Modules:
Module 1; Module 2
Included Sections:
Handling Instructions; Exercise Overview; General Information; Discussion Questions; Acronyms; Case Studies; Attacks and Threats; Contacts and Resources
Information Classification:
Unclassified
Traffic Light Protocol Options:
TLP:CLEAR; TLP:GREEN; TLP:AMBER; TLP:AMBER+STRICT; TLP:RED
Participating Entities:
Federal, state, local, and private sector organizations
Contact Program:
CISA National Cyber Exercise Program
Year:
Not specified
Country:
Tanzania
Region / City:
Dar es Salaam
Subject:
Securities market regulation and insider trading
Document Type:
Academic research paper
Research Methodology:
Doctrinal legal analysis and empirical legal inquiry
Legal Framework Analyzed:
Capital Markets and Securities Act (CMSA); Company Act 2002
Institutions Mentioned:
Dar es Salaam Stock Exchange; Securities regulatory authority
International Standards Referenced:
International Organization of Securities Commissions (IOSCO)
Key Concepts:
Insider trading; non-public material information; securities regulation; market surveillance; investor protection
Economic Context:
Development of capital markets in Tanzania and transition to a market-oriented economy
Case References:
Michael Naalehu Shirima v African Banking Corporation Tanzania Limited
Keywords:
Insider Trading; Capital Markets; Securities Authority; Surveillance Technology; Tanzania
Year:
2021
Language:
English
Medical field:
Pain management
Therapeutic class:
Gabapentinoids
Medications covered:
Gabapentin; Pregabalin
Indications discussed:
Neuropathic pain
Patient population:
Adults with persistent pain
Document type:
Clinical guidance
Related guidance:
Analgesic Tapering Guidelines for adult patients with persistent pain taking strong opioids and/or gabapentinoids
Regulatory references:
NICE; MHRA
Dosage information:
Included
Tapering schedules:
Included
Risk considerations:
Adverse effects; withdrawal effects; opioid co-prescribing risks
Geographic context:
United Kingdom
Evidence sources:
Cochrane Reviews; NICE guidance; Summary of Product Characteristics
Year:
2019
Region / City:
Jersey
Topic:
Financial Sanctions, Licensing
Document Type:
Application Form
Organization:
Ministry of External Relations
Author:
Financial Sanctions Implementation Unit
Target Audience:
Individuals and entities seeking a licence for activities or transactions subject to sanctions
Period of validity:
Not specified
Approval Date:
Not specified
Modification Date:
Not specified
Year:
2020
Region / City:
Ahmedabad
Topic:
Insolvency Regimes, Bankruptcy, Firm Default Risk
Document Type:
Press Release
Organization:
IIM Ahmedabad
Authors:
Prof. Balagopal Gopalakrishnan, Prof. Sanket Mohapatra
Target Audience:
Researchers, Policymakers, Business Leaders
Period of Validity:
Not specified
Approval Date:
Not specified
Date of Changes:
Not specified
Year:
2024
Region / City:
Ethiopia, Kenya, Tanzania
Theme:
Agribusiness, Competitiveness, Policy, Value Chains
Document Type:
Consultancy Terms of Reference
Organization:
AUDA-NEPAD, African Development Bank
Author:
AUDA-NEPAD
Target Audience:
Consultants, Agribusiness Experts, Policy Makers
Period of Action:
2024
Approval Date:
Not specified
Date of Changes:
Not specified
Note:
Contextual Description
Year:
2021
Region / City:
White Sea, Russia
Topic:
Paleoenvironmental research, climate change, lakes
Document Type:
Research Proposal
Organization / Institution:
Northumbria University
Author:
Leeza Pickering
Target Audience:
Researchers, Environmental Consultants
Period of Action:
Ongoing
Approval Date:
N/A
Date of Changes:
N/A
Year:
2023–2025
Location:
ICAR- National Institute of Abiotic Stress Management, Malegaon, Baramati, Maharashtra, India
Crop:
Mango (Mangifera indica L.) cv. Kesar
Subject:
Plant growth regulators, biostimulant and deficit irrigation
Irrigation Regimes:
100% ETc and 75% ETc
Experimental Design:
Split plot design with three replications
Treatment Combinations:
Fourteen (T1–T14)
Plant Growth Regulators:
Salicylic acid (200 ppm), CPPU (2.5 ppm)
Biostimulant:
Seaweed extract (4 ml/litre)
Phenological Stages of Application:
Flowering (December–January), Fruit development (February–March), Maturity (April–May)
Parameters Studied:
Vegetative growth, canopy characteristics, yield attributes, biochemical traits
Key Measurements:
Plant height, canopy spread, canopy volume, fruit number, fruit yield, TSS, ascorbic acid, titrable acidity
Document Type:
Experimental research study
Year:
2023
Region / city:
Global
Topic:
Freshwater fish life-history strategies
Document type:
Scientific Supplementary Information
Organization:
N/A
Author:
N/A
Target audience:
Researchers in ecology, environmental science
Period of validity:
N/A
Date of approval:
N/A
Date of amendments:
N/A
Context:
Supplementary information providing detailed figures, tables, and analyses on life-history strategies of freshwater fish species across global river basins, focusing on native versus non-native fish.