№ files_lp_3_process_9_37922
File format: docx
Character count: 15019
File size: 54 KB
Regulatory disclosure statement outlining the scope, structure, limitations, and fee arrangements of employee financial education and counseling services provided by Ernst & Young LLP under SEC registration.
Organization:
Ernst & Young LLP
Supervising Entity:
Ernst & Young Investment Advisers LLP
Department:
Tax Department – Employee Financial Services
Date:
09/07/2023
Document Type:
Disclosure Statement
Regulatory Registration:
Registered investment adviser under the Investment Advisers Act of 1940
Regulatory Authority:
U.S. Securities and Exchange Commission
Related Filing:
Form ADV Part 2A
Main Office Address:
200 Plaza Drive, Suite 2222, Secaucus, NJ 07094
Services Described:
Investment education and financial counseling services
Target Audience:
Employees, association members, union members, and other group participants
Engagement Basis:
Services provided pursuant to engagements by corporate employers, pension plan trustees, or other sponsoring entities
Compensation Structure:
Fees negotiated with Sponsors on a per capita, usage-based, workshop-based, or other agreed basis
Decision Authority:
All investment selections and transactions made solely by Participants
Termination Terms:
Contracts terminable by either party with notice; pro rata refund of prepaid fees if applicable
Price: 8 / 10 USD
The file will be delivered to the email address provided at checkout within 12 hours.
The file will be delivered to the email address provided at checkout within 12 hours.
Don’t have cryptocurrency yet?
You can still complete your purchase in a few minutes:- Buy Crypto in a trusted app (Coinbase, Kraken, Cash App or any similar service).
- In the app, tap Send.
- Select network, paste our wallet address.
- Send the exact amount shown above.
The final amount may vary slightly depending on the payment method.
The file will be sent to the email address provided at checkout within 24 hours.
The product description is provided for reference. Actual content and formatting may differ slightly.
Year:
2025
Region / City:
Aurora, CO, USA
Field:
Pediatrics, Hematology/Oncology, Pharmacology, Cancer Research
Document Type:
Academic CV / Professional Biography
Institution:
University of Colorado Anschutz Medical Campus
Author:
Patricia Ernst, Ph.D.
Education:
Harvard Medical School; Washington University; University of California, Los Angeles; University of Washington
Professional Positions:
Professor, Co-Director, Adjunct Professor, Associate Professor, Assistant Professor
Certifications:
NIH CSR training, CITI HIPS, CITI GCP
Awards:
Postle Family Chair in Pediatric Cancer, ISEH Vice-President, Gabrielle’s Angel Foundation Award, V Foundation Scholar Award
Publications:
Peer-reviewed articles in Nature Communications, Nat Cell Biol, iScience, Leukemia, Stem Cell Reports
Period Covered:
1985–2025
Contact:
[email protected]
, Office:
303-724-8804
Social Media:
@Ernstlaboratory
Year:
2019
Region / City:
United Kingdom
Topic:
Brexit, Financial Markets, Global Elite
Document Type:
Article
Author:
Ernst Wolff
Target Audience:
General public, Political analysts, Financial experts
Action Period:
2019
Approval Date:
10 April 2019
Amendment Date:
None
Year:
2026
Region / City:
Northampton
Subject:
Financial services, vehicle purchase finance
Document Type:
Disclosure, Information sheet
Organization / Institution:
Motorcycle World LLP
Author:
Motorcycle World LLP
Target Audience:
Customers purchasing regulated products, finance applicants
Effective Period:
Not specified
Approval Date:
Not specified
Modification Date:
Not specified
Year:
2023
Region / city:
India
Topic:
Legal consent form
Document type:
Consent form
Authority / institution:
Government of India
Author:
N/A
Target audience:
Designated partners and partners of LLP
Period of validity:
N/A
Date of approval:
N/A
Date of amendments:
N/A
Year:
2023
Region / City:
Alabama
Theme:
Community Development, Disaster Recovery
Document Type:
Request for Proposals (RFP)
Organ / Institution:
Alabama Department of Economic and Community Affairs (ADECA)
Author:
HORNE LLP
Target Audience:
Construction Contractors
Period of Validity:
2020-2023
Approval Date:
March 27, 2023
Amendment Date:
April 07, 2023
Name:
Shanty Figueroa
Position:
Legal Assistant
Organization:
Hoguet Newman Regal & Kenney, LLP
Industry:
Legal Services / Litigation
Location:
New York
Date of Joining:
August 2024
Education:
B.A. in Criminal Justice, SUNY Fredonia
Previous Experience:
Internship at the Brooklyn District Attorney’s Office
University Activities:
President of the Black Student Union; Member of the Mock Trial Team
Additional Venture:
Founder of IYKYK Collective
Document Type:
Professional Profile Interview
Year:
20
City/Region:
Chennai
Type of Document:
Limited Liability Partnership Agreement
Legal Framework:
Limited Liability Partnership Act, 2008
Parties:
K Kumar, B Jain
Roles:
Designated Partners, Partner
Registered Office:
Chennai – 600084
Capital Contribution:
Rs. 2,00,000
Profit Sharing:
K Kumar 50%, B Jain 25%, B Jain 25%
Business Activity:
Sub-broker and channel partner in financial markets
Remuneration:
Specified percentages of book profit up to Rs. 6,00,000
Interest on Capital:
12% per annum or as per Income Tax Act, 1961
Bank:
Dena Bank
Year:
2021
Region / city:
Amreli, Gujarat
Subject:
Business partnership, limited liability partnership
Document type:
Supplementary agreement
Organization / institution:
WEBREFINE TECHNOLOGY LLP
Author:
Not specified
Target audience:
Partners in a business partnership
Effective period:
From February 11, 2021
Date of approval:
February 11, 2021
Date of amendments:
Not specified
Contextual description:
A supplementary LLP agreement to include a new partner and define their capital contribution and profit-sharing ratio in the existing business partnership.
Jurisdiction:
India
Governing legislation:
Limited Liability Partnership Act, 2008
Applicable rules:
LLP Rules, 2009
Rule reference:
Rule 37(1), sub-rule (1A), clause (II), sub-clause (b)
Type of document:
Affidavit
Subject:
Declaration of inoperative status and nil liabilities of LLP
Entity type:
Limited Liability Partnership (LLP)
Designated Partners:
Mr. First Name of the Partner; Mr. Second Name of the Partner
Incorporation date:
Date of incorporation
Registered office:
Office No-Address
Place of execution:
Delhi
Assets and liabilities status:
Rs. NIL
Business status:
Inoperative
Outstanding dues:
None towards Income Tax, Sales Tax, Central Excise, Banks, Financial Institutions, Central or State Government Departments, or local authorities
Litigation status:
No pending litigation
Declaration:
Undertaking to indemnify against future claims after striking off
Verification:
Affirmed and verified by the Deponents
Year:
2023
Region / City:
Mumbai, India
Subject:
Self-Declaration for Nature of Incorporation and Identification of Partners and Ultimate Beneficiaries of LLP Firm
Document Type:
Official Declaration
Organization:
G&J KYC Information Centre
Author:
Authorized Partners of the LLP Firm
Target Audience:
KYC Information Centre, Regulatory Authorities
Period of Validity:
Ongoing until changes in constitution, ownership, or details are notified
Date of Approval:
Not specified
Date of Changes:
Not specified
Entity Name:
Oaklane Capital Management LLP
SEBI Registration Number:
INP000006624
Regulatory Authority:
Securities and Exchange Board of India (SEBI)
Reporting Period:
Month ended January 31, 2026
Document Type:
Regulatory complaint disclosure report
Industry:
Portfolio Management Services
Geographical Scope:
India
Complaints Received During Reporting Month:
Nil
Complaints Resolved During Reporting Month:
Nil
Complaints Pending at End of Reporting Month:
Nil
Historical Coverage (Monthly Trend):
January 2025 – January 2026
Historical Coverage (Annual Trend):
FY 2018-2019 to FY 2025-2026 (April 2025 – January 2026)
Investor Grievance Channels:
Direct email to Portfolio Manager; SEBI SCORES portal; SMART ODR portal
Registration Note:
Portfolio manager registration received in April 2019
Year:
2026
Region / City:
United Kingdom
Topic:
Legal Services
Document Type:
Terms of Business
Organization:
Spire Solicitors LLP
Author:
Spire Solicitors LLP
Target Audience:
Clients of Spire Solicitors LLP
Effective Period:
From the date of contract signature
Approval Date:
2026
Amendment Date:
As applicable
Service Standards:
Regular updates, clear communication, risk assessment, cost transparency
Responsibilities:
Legal advice, document review, representation, confidentiality, compliance with SRA Handbook
Operational Hours:
Monday to Friday, 09:00–17:00, branch closures 13:00–14:00
Equality and Diversity:
Policy promotion and availability
Money Laundering Compliance:
Client identity verification and potential electronic checks
Payment Policy:
Cash limit £1,000, payments by cheque or bank transfer
Year:
2023
Country:
United Kingdom
Jurisdiction:
England and Wales
Document type:
Written evidence submission
Submitting organization:
Forsters LLP
Department:
Property Litigation Team
Recipient institution:
House of Commons Justice Select Committee
Subject:
County Court administration and case management
Legal field:
Property litigation and civil procedure
Courts referenced:
County Courts including Wandsworth County Court, Medway County Court, Clerkenwell & Shoreditch County Court, Stratford Housing Centre
Key issues discussed:
procedural delays, administrative staffing shortages, communication practices, case processing backlog
Examples referenced:
case interactions from 2022–2023 involving forfeiture and business tenancy lease renewal proceedings
Intended audience:
Members of the Justice Select Committee and policymakers reviewing County Court operations
Year:
2024
Location:
Mumbai, Maharashtra, India
Company:
Riverstone Jewels LLP
Address:
Plot No.6, 1st & 2nd Floor, Saki-Vihar Road, Excom House, Next to Mirchandani Business Park, Sakinaka, Andheri (E)
Document Type:
FMS Service Report
Engineers:
Santosh Yadav, Bhanupratap Patel
Customer Contact:
Pin Code 400072
Issues Addressed:
Printer Access, Printer Issue, Printer Installation, File Access, Wi-Fi Access, System Performance, Web Access, Scanning Issue
Status:
Completed / Pending with vendor for hardware-related scanning issue
Date of Visit:
17/12/2024
Signatures:
Customer and Engineers
Year:
2025
Region / City:
Mumbai, Maharashtra, India
Company:
Riverstone Jewels LLP
Address:
Plot No.6, 1st & 2nd Floor, Saki-Vihar Road, Excom House, Next to Mirchandani Business Park, Sakinaka, Andheri (E), Mumbai-400072
Service Provider:
ORIFLAMME IT SOLUTIONS C
Engineer:
Santosh Yadav
Report Type:
FMS (Facility Management System) Visit Report
Visit Date:
15/01/2025
Issues Reported:
System slow issue, No display, Printer paper jam issue, Wi-Fi access, Web access issue
Status:
Completed
Customer Sign:
Present
Engineer Sign:
Present