№ files_lp_3_process_9_46734
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Regulatory disclosure report presenting monthly and historical data on investor complaints received, resolved, and pending by a SEBI-registered portfolio manager, including available grievance redressal channels.
Entity Name:
Oaklane Capital Management LLP
SEBI Registration Number:
INP000006624
Regulatory Authority:
Securities and Exchange Board of India (SEBI)
Reporting Period:
Month ended January 31, 2026
Document Type:
Regulatory complaint disclosure report
Industry:
Portfolio Management Services
Geographical Scope:
India
Complaints Received During Reporting Month:
Nil
Complaints Resolved During Reporting Month:
Nil
Complaints Pending at End of Reporting Month:
Nil
Historical Coverage (Monthly Trend):
January 2025 – January 2026
Historical Coverage (Annual Trend):
FY 2018-2019 to FY 2025-2026 (April 2025 – January 2026)
Investor Grievance Channels:
Direct email to Portfolio Manager; SEBI SCORES portal; SMART ODR portal
Registration Note:
Portfolio manager registration received in April 2019
Price: 8 / 10 USD
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The product description is provided for reference. Actual content and formatting may differ slightly.
Year:
2026
Region / City:
Northampton
Subject:
Financial services, vehicle purchase finance
Document Type:
Disclosure, Information sheet
Organization / Institution:
Motorcycle World LLP
Author:
Motorcycle World LLP
Target Audience:
Customers purchasing regulated products, finance applicants
Effective Period:
Not specified
Approval Date:
Not specified
Modification Date:
Not specified
Year:
2023
Region / city:
India
Topic:
Legal consent form
Document type:
Consent form
Authority / institution:
Government of India
Author:
N/A
Target audience:
Designated partners and partners of LLP
Period of validity:
N/A
Date of approval:
N/A
Date of amendments:
N/A
Year:
2023
Region / City:
Alabama
Theme:
Community Development, Disaster Recovery
Document Type:
Request for Proposals (RFP)
Organ / Institution:
Alabama Department of Economic and Community Affairs (ADECA)
Author:
HORNE LLP
Target Audience:
Construction Contractors
Period of Validity:
2020-2023
Approval Date:
March 27, 2023
Amendment Date:
April 07, 2023
Name:
Shanty Figueroa
Position:
Legal Assistant
Organization:
Hoguet Newman Regal & Kenney, LLP
Industry:
Legal Services / Litigation
Location:
New York
Date of Joining:
August 2024
Education:
B.A. in Criminal Justice, SUNY Fredonia
Previous Experience:
Internship at the Brooklyn District Attorney’s Office
University Activities:
President of the Black Student Union; Member of the Mock Trial Team
Additional Venture:
Founder of IYKYK Collective
Document Type:
Professional Profile Interview
Year:
20
City/Region:
Chennai
Type of Document:
Limited Liability Partnership Agreement
Legal Framework:
Limited Liability Partnership Act, 2008
Parties:
K Kumar, B Jain
Roles:
Designated Partners, Partner
Registered Office:
Chennai – 600084
Capital Contribution:
Rs. 2,00,000
Profit Sharing:
K Kumar 50%, B Jain 25%, B Jain 25%
Business Activity:
Sub-broker and channel partner in financial markets
Remuneration:
Specified percentages of book profit up to Rs. 6,00,000
Interest on Capital:
12% per annum or as per Income Tax Act, 1961
Bank:
Dena Bank
Year:
2021
Region / city:
Amreli, Gujarat
Subject:
Business partnership, limited liability partnership
Document type:
Supplementary agreement
Organization / institution:
WEBREFINE TECHNOLOGY LLP
Author:
Not specified
Target audience:
Partners in a business partnership
Effective period:
From February 11, 2021
Date of approval:
February 11, 2021
Date of amendments:
Not specified
Contextual description:
A supplementary LLP agreement to include a new partner and define their capital contribution and profit-sharing ratio in the existing business partnership.
Jurisdiction:
India
Governing legislation:
Limited Liability Partnership Act, 2008
Applicable rules:
LLP Rules, 2009
Rule reference:
Rule 37(1), sub-rule (1A), clause (II), sub-clause (b)
Type of document:
Affidavit
Subject:
Declaration of inoperative status and nil liabilities of LLP
Entity type:
Limited Liability Partnership (LLP)
Designated Partners:
Mr. First Name of the Partner; Mr. Second Name of the Partner
Incorporation date:
Date of incorporation
Registered office:
Office No-Address
Place of execution:
Delhi
Assets and liabilities status:
Rs. NIL
Business status:
Inoperative
Outstanding dues:
None towards Income Tax, Sales Tax, Central Excise, Banks, Financial Institutions, Central or State Government Departments, or local authorities
Litigation status:
No pending litigation
Declaration:
Undertaking to indemnify against future claims after striking off
Verification:
Affirmed and verified by the Deponents
Year:
2023
Region / City:
Mumbai, India
Subject:
Self-Declaration for Nature of Incorporation and Identification of Partners and Ultimate Beneficiaries of LLP Firm
Document Type:
Official Declaration
Organization:
G&J KYC Information Centre
Author:
Authorized Partners of the LLP Firm
Target Audience:
KYC Information Centre, Regulatory Authorities
Period of Validity:
Ongoing until changes in constitution, ownership, or details are notified
Date of Approval:
Not specified
Date of Changes:
Not specified
Organization:
Ernst & Young LLP
Supervising Entity:
Ernst & Young Investment Advisers LLP
Department:
Tax Department – Employee Financial Services
Date:
09/07/2023
Document Type:
Disclosure Statement
Regulatory Registration:
Registered investment adviser under the Investment Advisers Act of 1940
Regulatory Authority:
U.S. Securities and Exchange Commission
Related Filing:
Form ADV Part 2A
Main Office Address:
200 Plaza Drive, Suite 2222, Secaucus, NJ 07094
Services Described:
Investment education and financial counseling services
Target Audience:
Employees, association members, union members, and other group participants
Engagement Basis:
Services provided pursuant to engagements by corporate employers, pension plan trustees, or other sponsoring entities
Compensation Structure:
Fees negotiated with Sponsors on a per capita, usage-based, workshop-based, or other agreed basis
Decision Authority:
All investment selections and transactions made solely by Participants
Termination Terms:
Contracts terminable by either party with notice; pro rata refund of prepaid fees if applicable
Year:
2026
Region / City:
United Kingdom
Topic:
Legal Services
Document Type:
Terms of Business
Organization:
Spire Solicitors LLP
Author:
Spire Solicitors LLP
Target Audience:
Clients of Spire Solicitors LLP
Effective Period:
From the date of contract signature
Approval Date:
2026
Amendment Date:
As applicable
Service Standards:
Regular updates, clear communication, risk assessment, cost transparency
Responsibilities:
Legal advice, document review, representation, confidentiality, compliance with SRA Handbook
Operational Hours:
Monday to Friday, 09:00–17:00, branch closures 13:00–14:00
Equality and Diversity:
Policy promotion and availability
Money Laundering Compliance:
Client identity verification and potential electronic checks
Payment Policy:
Cash limit £1,000, payments by cheque or bank transfer
Year:
2023
Country:
United Kingdom
Jurisdiction:
England and Wales
Document type:
Written evidence submission
Submitting organization:
Forsters LLP
Department:
Property Litigation Team
Recipient institution:
House of Commons Justice Select Committee
Subject:
County Court administration and case management
Legal field:
Property litigation and civil procedure
Courts referenced:
County Courts including Wandsworth County Court, Medway County Court, Clerkenwell & Shoreditch County Court, Stratford Housing Centre
Key issues discussed:
procedural delays, administrative staffing shortages, communication practices, case processing backlog
Examples referenced:
case interactions from 2022–2023 involving forfeiture and business tenancy lease renewal proceedings
Intended audience:
Members of the Justice Select Committee and policymakers reviewing County Court operations
Year:
2024
Location:
Mumbai, Maharashtra, India
Company:
Riverstone Jewels LLP
Address:
Plot No.6, 1st & 2nd Floor, Saki-Vihar Road, Excom House, Next to Mirchandani Business Park, Sakinaka, Andheri (E)
Document Type:
FMS Service Report
Engineers:
Santosh Yadav, Bhanupratap Patel
Customer Contact:
Pin Code 400072
Issues Addressed:
Printer Access, Printer Issue, Printer Installation, File Access, Wi-Fi Access, System Performance, Web Access, Scanning Issue
Status:
Completed / Pending with vendor for hardware-related scanning issue
Date of Visit:
17/12/2024
Signatures:
Customer and Engineers
Year:
2025
Region / City:
Mumbai, Maharashtra, India
Company:
Riverstone Jewels LLP
Address:
Plot No.6, 1st & 2nd Floor, Saki-Vihar Road, Excom House, Next to Mirchandani Business Park, Sakinaka, Andheri (E), Mumbai-400072
Service Provider:
ORIFLAMME IT SOLUTIONS C
Engineer:
Santosh Yadav
Report Type:
FMS (Facility Management System) Visit Report
Visit Date:
15/01/2025
Issues Reported:
System slow issue, No display, Printer paper jam issue, Wi-Fi access, Web access issue
Status:
Completed
Customer Sign:
Present
Engineer Sign:
Present
Note:
Year
Subject:
Overseas Portfolio Investment Reporting
Document Type:
Form
Year:
2020
Type of document:
Advisory letter
Subject:
Tax treatment of superannuation contributions
Audience:
Individual clients
Jurisdiction:
Australia
Issuing organization:
[Company Name]
Author:
[Insert Client Position / Author not explicitly stated]
Period covered:
Financial year ended 30 June 2020
Contribution types:
Concessional and non-concessional
Relevant legislation:
Division 293 tax, concessional contributions caps
Year:
2017
Region / city:
Chengdu, People’s Republic of China
Topic:
Intangible Cultural Heritage, UNESCO, Results Framework
Document Type:
Meeting Summary
Organ / Institution:
UNESCO Intergovernmental Committee for the Safeguarding of the Intangible Cultural Heritage
Author:
UNESCO Secretariat
Target Audience:
States Parties to the 2003 Convention, Cultural Heritage Experts
Period of validity:
N/A
Date of approval:
N/A
Date of changes:
N/A
Year:
2024
Region / City:
West Sussex
Theme:
Financial Statements, Charity
Document Type:
Financial Report
Organization:
Association of Dental Implantology Ltd
Author:
Mark Cummins FCCA FCIE
Target Audience:
Charity Trustees, Financial Stakeholders
Period of Activity:
1 August 2023 – 31 July 2024
Approval Date:
18 November 2024
Date of Changes:
None
Year:
2006
Region / City:
Australia
Subject:
Education
Document Type:
Policy
Author:
Department of Education
Target Audience:
School administration
Period of Validity:
Not specified
Approval Date:
Not specified
Amendment Date:
Not specified