№ lp_2_3_12300
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Character count: 4593
File size: 21 KB
This document is a regulatory filing outlining the changes in beneficial ownership of securities as required by U.S. law for public companies.
Year:
2024
Region / City:
Washington, D.C.
Topic:
Securities and Exchange
Document Type:
Regulatory filing
Organization / Institution:
United States Securities and Exchange Commission
Author:
Tingley Whittemore
Target Audience:
SEC, investors, corporate entities
Effective Period:
02/16/2024
Approval Date:
02/16/2024
Date of Changes:
02/16/2024
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The product description is provided for reference. Actual content and formatting may differ slightly.
Year:
2018
Region / City:
Maine
Theme:
Environmental Protection
Document Type:
Legal Regulation
Organization / Institution:
Department of Environmental Protection
Author:
Department of Environmental Protection
Target Audience:
Industry professionals, environmental engineers, waste management professionals
Period of Effect:
Ongoing
Approval Date:
July 8, 2018
Date of Changes:
July 8, 2018
Year:
2013
Region / city:
India
Theme:
Corporate governance, Shareholding
Document type:
Form
Organization / institution:
Government of India
Author:
Ministry of Corporate Affairs
Target audience:
Shareholders, companies
Period of validity:
Not specified
Approval date:
Not specified
Amendment date:
Not specified
Note:
Year
Theme:
Financial Crime Prevention
Document Type:
Certification Form
Target Audience:
Individuals opening accounts on behalf of legal entities
Year:
2024
Region / city:
Australia
Topic:
Beneficial ownership reform
Document type:
Consultation Paper
Author:
Australian Government, Treasury
Target audience:
Legal professionals, policymakers, corporations
Period of validity:
Ongoing
Approval date:
Not specified
Date of amendments:
Not specified
Note:
Year
Theme:
Beneficial Ownership and Control Regulations
Document Type:
Regulatory Notice
Organ / Institution:
ADGM
Target Audience:
ADGM registered entities, shareholders, and nominees
Year:
Not specified
Region / City:
ADGM
Topic:
Beneficial Ownership and Control
Document Type:
Regulatory Requirement
Organ / Institution:
ADGM
Author:
Not specified
Target Audience:
ADGM persons, registered entities, nominees
Period of Validity:
Not specified
Approval Date:
Not specified
Amendment Date:
Not specified
Year:
2022
Region / city:
Global
Topic:
Beneficial Ownership Disclosure
Document Type:
Policy / Guideline
Institution:
World Bank
Author:
World Bank
Target Audience:
Procurement officials, Bidders, Consultants
Effective Date:
July 1, 2022
Approval Date:
November 1, 2017
Date of Changes:
Ongoing updates based on procurement regulations
Document Scope:
Investment Project Financing
Procurement Type:
Open or Limited International Competition
Decision Review:
After November 1, 2017
Declaration by the beneficial owner who holds or acquires significant beneficial ownership in shares
Year:
2013
Note:
Region / city
Subject:
Declaration of Significant Beneficial Ownership
Document type:
Form
Year:
2025
Region / City:
Milwaukee, WI
Subject:
Securities and Exchange Reporting
Document Type:
Regulatory Filing
Organization / Institution:
U.S. Securities and Exchange Commission
Author:
Charlotte Yarkoni
Target Audience:
Reporting Entities, Securities Regulators
Period of Effectiveness:
June 30, 2025
Approval Date:
N/A
Amendment Date:
N/A
Country:
United States
Issuing authority:
United States Securities and Exchange Commission
Form number:
4
OMB Number:
3235-0287
Legal basis:
Section 16(a) of the Securities Exchange Act of 1934; Section 30(h) of the Investment Company Act of 1940
Type of document:
Regulatory filing
Reporting person:
Garland J. Scott
Issuer:
ALX ONCOLOGY HOLDINGS INC
Ticker symbol:
ALXO
Issuer address:
323 Allerton Avenue, South San Francisco, CA 94080
Date of earliest transaction:
01/20/2026
Date signed:
01/21/2026
Derivative security:
Stock option (right to buy)
Exercise price:
$1.32
Number of shares underlying derivative security:
40,400
Expiration date:
01/19/2036
Vesting terms:
12 equal monthly installments beginning on February 20, 2026
Form:
SEC Form 4
Title:
Statement of Changes in Beneficial Ownership
Filing Authority:
United States Securities and Exchange Commission
Legal Basis:
Section 16(a) of the Securities Exchange Act of 1934; Section 30(h) of the Investment Company Act of 1940
OMB Number:
3235-0287
Reporting Person:
Alana K. Knowles
Reporting Person Address:
5001 Executive Parkway, Suite 200, San Ramon, CA 94583
Issuer:
Chevron Corp
Ticker Symbol:
CVX
Relationship to Issuer:
Officer (Controller)
Date of Earliest Transaction:
January 5, 2026
Date of Signature:
January 7, 2026
Securities Reported:
Common Stock; Non-Qualified Stock Option (Right to Buy)
Transaction Codes:
M (Exercise of Option); S (Sale)
Rule 10b5-1 Plan:
Trading plan adopted February 21, 2025
Signature:
Rose Z. Pierson, Attorney-in-Fact for Alana K. Knowles
Year:
2026
Region / City:
Washington, D.C.
Subject:
Securities and Exchange
Document Type:
SEC Form
Organization:
United States Securities and Exchange Commission
Author:
N/A
Target Audience:
Financial professionals, investors, and regulatory bodies
Period of Action:
2026
Date of Approval:
N/A
Date of Changes:
N/A
Contextual Description:
This official document provides a report on changes in beneficial ownership of securities filed with the SEC under Section 16(a) of the Securities Exchange Act of 1934.
Year:
2007
Region / City:
Washington, D.C.
Subject:
Securities and Exchange Commission, beneficial ownership changes
Document Type:
Legal form
Institution:
United States Securities and Exchange Commission
Author:
United States Securities and Exchange Commission
Target Audience:
Individuals involved in securities transactions
Period of Effectiveness:
From 06/01/2007
Date of Approval:
Not specified
Date of Changes:
Not specified
Year:
2026
Region / City:
Washington, D.C.
Subject:
Securities and Exchange
Document Type:
SEC Form
Issuer:
Keenova Therapeutics plc
Target Audience:
Reporting Person, SEC Filers
Effective Period:
01/01/2026
Approval Date:
01/01/2026
Amendment Date:
N/A
Date of Filing:
01/05/2026
Description:
A document filed with the U.S. Securities and Exchange Commission detailing changes in beneficial ownership, including securities acquired, disposed of, or owned by the reporting person.
Year:
2013
Region / City:
Burlington, NC
Topic:
Securities and Exchange Commission filing
Document Type:
Official Form
Issuing Organization:
United States Securities and Exchange Commission
Author:
F. Samuel Eberts III (Attorney-in-Fact for William B. Hayes)
Target Audience:
Reporting persons under Section 16 of the Securities Exchange Act
Period of Action:
02/28/2013
Approval Date:
Not provided
Date of Changes:
03/04/2013
Note:
Year
Region / City:
Wisconsin
Theme:
Flammable Liquid Storage Tanks, Ownership Change
Document Type:
Form
Organization / Institution:
Wisconsin Department of Agriculture, Trade and Consumer Protection, Division of Trade and Consumer Protection, Bureau of Weights and Measures
Author:
Wisconsin Department of Agriculture, Trade and Consumer Protection
Target Audience:
Tank Owners, Facility Operators
Period of Validity:
N/A
Approval Date:
N/A
Amendment Date:
N/A
Year:
2025
Region / City:
South Carolina
Subject:
Alien Ownership of Real Property
Document Type:
General Bill
Body:
South Carolina General Assembly
Author:
Senators Massey, Rice, Zell
Target Audience:
Legal professionals, policymakers, state officials
Effective Period:
2025-2026
Approval Date:
Pending
Date of Amendments:
Not specified
Subject area:
Property law
Jurisdiction:
United States
Constitutional basis:
Fifth Amendment
Key case:
Kelo v. City of New London
Legal doctrine:
Eminent domain
Standard of review:
Rational basis
Themes:
Public use, public purpose, private benefit, economic development
Type of source:
Academic outline
Intended use:
Legal education
Philosophical foundations:
Natural rights theory, legal positivism
Key theorists:
John Locke; William Blackstone; Jeremy Bentham; Morris Cohen; Felix Cohen; Charles Reich
Core concepts:
Right to exclude; bundle of rights; productivity; public interest; status as property
Historical context:
Anglo-American property tradition; post–Kelo legislative responses
Analytical focus:
Tension between individual rights and community interests
Year:
2023
Note:
Region / City
Theme:
Beneficial ownership, legal entities
Document Type:
Form
Target Audience:
Entities required to submit beneficial ownership information