№ lp_1_2_36574
File format: docx
Character count: 5489
File size: 309 KB
The document outlines the requirements for ADGM persons to report and confirm beneficial ownership, nominee arrangements, and the interests of underlying shareholders.
Year:
Not specified
Region / City:
ADGM
Topic:
Beneficial Ownership and Control
Document Type:
Regulatory Requirement
Organ / Institution:
ADGM
Author:
Not specified
Target Audience:
ADGM persons, registered entities, nominees
Period of Validity:
Not specified
Approval Date:
Not specified
Amendment Date:
Not specified
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Note:
Year
Theme:
Beneficial Ownership and Control Regulations
Document Type:
Regulatory Notice
Organ / Institution:
ADGM
Target Audience:
ADGM registered entities, shareholders, and nominees
Year:
2021
Region / City:
Abu Dhabi Global Market
Topic:
Data Protection, Personal Data Transfer
Document Type:
Legal Agreement
Issuing Organization:
Abu Dhabi Global Market
Author:
Not specified
Target Audience:
Organizations transferring personal data outside ADGM
Validity Period:
Indefinite, subject to relevant regulations
Approval Date:
Not specified
Date of Amendments:
Not specified
Company registration number:
{000000XXX} / {00000XXXXX}
Company name:
{Company name}
Reporting period:
Year ended {Accounting Reference Date} / {XXXX}
Currency:
USD
Jurisdiction of registration:
Abu Dhabi Global Market (ADGM)
Registered office address:
{insert office address}, Abu Dhabi Global Market Square, Al Maryah Island, Abu Dhabi, United Arab Emirates
Regulatory framework:
ADGM Companies Regulations 2020
Audit status:
Exempt from audit under section 449 (small companies regime)
Directors’ statement:
Responsibilities acknowledged under sections 448 and 449 of the Regulations
Approval date:
{ }
Approving body:
Board of directors
Document structure:
Balance Sheet and Notes to the Financial Statements
Financial statement components:
Non-current assets, Current assets, Liabilities, Shareholders’ equity, Retained earnings
Average number of employees:
{XXX}
Company type:
{insert company type}
Year:
2023
Region / City:
Abu Dhabi, UAE
Topic:
Legal Assistance, Pro Bono
Document Type:
Application Form
Organization / Institution:
ADGM Courts
Author:
ADGM Courts
Target Audience:
Individuals seeking legal assistance
Period of Action:
Ongoing
Approval Date:
Not specified
Amendment Date:
Not specified
Legal Jurisdiction:
ADGM Courts
Required Documents:
Employment visa, employment contract, pay slips, tenancy agreement, court documents
Language:
English
Status:
Available for submission
Deadline:
Not specified
Urgency Option:
Yes
Description:
Application form for individuals seeking pro bono legal assistance from ADGM Courts in civil or commercial disputes, with detailed instructions on required documentation and eligibility criteria.
Year:
2016
Jurisdiction:
Abu Dhabi Global Market, United Arab Emirates
Document Type:
Court Claim Form
Court Division:
Commercial and Civil
Case Number:
[to be provided]
Claimant(s):
[Full name(s) of claimant(s)]
Defendant(s):
[Full name(s) of defendant(s)]
Legal Representative:
[Name and firm]
Claim Value:
[USD amount]
Law Governing Dispute:
[Applicable law]
Basis of Jurisdiction:
[ADGM Courts jurisdiction details]
Fast Track Option:
[Yes/No]
Mediation Option:
[Yes/No]
Filing Date:
[Date of submission]
Response Deadlines:
[Fast Track: 7–21 days, Standard: 14–28 days]
Year:
2016
Jurisdiction:
ADGM (Abu Dhabi Global Market)
Type of document:
Court form
Court Division:
Court of First Instance
Rules referenced:
7, 35, 36, 37, 326, 38, Part 40
Parties involved:
Claimant(s), Defendant(s)
Representation:
Legal representative, Litigant in person
Purpose:
Confirmation of service and acknowledgment by defendants
Procedure reference:
Practice Direction 2, Section L
Fast Track:
Optional allocation of case
Year:
Not specified
Region / City:
ADGM
Topic:
Nominee arrangements, statutory appointments
Document Type:
Form
Organization / Institution:
ADGM
Author:
Not specified
Target audience:
Companies incorporated or under formation in ADGM
Period of validity:
Not specified
Approval Date:
Not specified
Date of Changes:
Not specified
Year:
2018
Region / City:
Maine
Theme:
Environmental Protection
Document Type:
Legal Regulation
Organization / Institution:
Department of Environmental Protection
Author:
Department of Environmental Protection
Target Audience:
Industry professionals, environmental engineers, waste management professionals
Period of Effect:
Ongoing
Approval Date:
July 8, 2018
Date of Changes:
July 8, 2018
Year:
2013
Region / city:
India
Theme:
Corporate governance, Shareholding
Document type:
Form
Organization / institution:
Government of India
Author:
Ministry of Corporate Affairs
Target audience:
Shareholders, companies
Period of validity:
Not specified
Approval date:
Not specified
Amendment date:
Not specified
Note:
Year
Theme:
Financial Crime Prevention
Document Type:
Certification Form
Target Audience:
Individuals opening accounts on behalf of legal entities
Year:
2024
Region / city:
Australia
Topic:
Beneficial ownership reform
Document type:
Consultation Paper
Author:
Australian Government, Treasury
Target audience:
Legal professionals, policymakers, corporations
Period of validity:
Ongoing
Approval date:
Not specified
Date of amendments:
Not specified
Note:
Year
Theme:
Beneficial Ownership and Control Regulations
Document Type:
Regulatory Notice
Organ / Institution:
ADGM
Target Audience:
ADGM registered entities, shareholders, and nominees
Year:
2022
Region / city:
Global
Topic:
Beneficial Ownership Disclosure
Document Type:
Policy / Guideline
Institution:
World Bank
Author:
World Bank
Target Audience:
Procurement officials, Bidders, Consultants
Effective Date:
July 1, 2022
Approval Date:
November 1, 2017
Date of Changes:
Ongoing updates based on procurement regulations
Document Scope:
Investment Project Financing
Procurement Type:
Open or Limited International Competition
Decision Review:
After November 1, 2017
Declaration by the beneficial owner who holds or acquires significant beneficial ownership in shares
Year:
2013
Note:
Region / city
Subject:
Declaration of Significant Beneficial Ownership
Document type:
Form
Year:
2025
Region / City:
Milwaukee, WI
Subject:
Securities and Exchange Reporting
Document Type:
Regulatory Filing
Organization / Institution:
U.S. Securities and Exchange Commission
Author:
Charlotte Yarkoni
Target Audience:
Reporting Entities, Securities Regulators
Period of Effectiveness:
June 30, 2025
Approval Date:
N/A
Amendment Date:
N/A
Country:
United States
Issuing authority:
United States Securities and Exchange Commission
Form number:
4
OMB Number:
3235-0287
Legal basis:
Section 16(a) of the Securities Exchange Act of 1934; Section 30(h) of the Investment Company Act of 1940
Type of document:
Regulatory filing
Reporting person:
Garland J. Scott
Issuer:
ALX ONCOLOGY HOLDINGS INC
Ticker symbol:
ALXO
Issuer address:
323 Allerton Avenue, South San Francisco, CA 94080
Date of earliest transaction:
01/20/2026
Date signed:
01/21/2026
Derivative security:
Stock option (right to buy)
Exercise price:
$1.32
Number of shares underlying derivative security:
40,400
Expiration date:
01/19/2036
Vesting terms:
12 equal monthly installments beginning on February 20, 2026
Form:
SEC Form 4
Title:
Statement of Changes in Beneficial Ownership
Filing Authority:
United States Securities and Exchange Commission
Legal Basis:
Section 16(a) of the Securities Exchange Act of 1934; Section 30(h) of the Investment Company Act of 1940
OMB Number:
3235-0287
Reporting Person:
Alana K. Knowles
Reporting Person Address:
5001 Executive Parkway, Suite 200, San Ramon, CA 94583
Issuer:
Chevron Corp
Ticker Symbol:
CVX
Relationship to Issuer:
Officer (Controller)
Date of Earliest Transaction:
January 5, 2026
Date of Signature:
January 7, 2026
Securities Reported:
Common Stock; Non-Qualified Stock Option (Right to Buy)
Transaction Codes:
M (Exercise of Option); S (Sale)
Rule 10b5-1 Plan:
Trading plan adopted February 21, 2025
Signature:
Rose Z. Pierson, Attorney-in-Fact for Alana K. Knowles
Year:
2026
Region / City:
Washington, D.C.
Subject:
Securities and Exchange
Document Type:
SEC Form
Organization:
United States Securities and Exchange Commission
Author:
N/A
Target Audience:
Financial professionals, investors, and regulatory bodies
Period of Action:
2026
Date of Approval:
N/A
Date of Changes:
N/A
Contextual Description:
This official document provides a report on changes in beneficial ownership of securities filed with the SEC under Section 16(a) of the Securities Exchange Act of 1934.
Year:
2007
Region / City:
Washington, D.C.
Subject:
Securities and Exchange Commission, beneficial ownership changes
Document Type:
Legal form
Institution:
United States Securities and Exchange Commission
Author:
United States Securities and Exchange Commission
Target Audience:
Individuals involved in securities transactions
Period of Effectiveness:
From 06/01/2007
Date of Approval:
Not specified
Date of Changes:
Not specified