№ lp_1_2_25931
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This document is a due diligence questionnaire for data providers, used to assess the compliance and legality of data sets provided to investment managers for informed decision-making.
Note:
Year
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The product description is provided for reference. Actual content and formatting may differ slightly.
Year:
2021
Region / City:
United States
Topic:
Tax preparation, survey
Document Type:
Survey
Author:
IRS
Target Audience:
Tax preparers who did not attend the Due Diligence webinar
Period of Action:
N/A
Approval Date:
N/A
Date of Changes:
N/A
Year:
2016
Note:
Region / City
Topic:
Due Diligence, Financial Services
Document Type:
Questionnaire
Author:
AFME
Target Audience:
Financial institutions and their regulatory bodies
Year:
Not specified
Region / city:
Not specified
Topic:
Responsible Business Conduct (RBC), Sustainability
Document type:
Plan
Organization / institution:
Not specified
Author:
Not specified
Target audience:
Companies implementing responsible business practices
Period of validity:
Not specified
Approval date:
Not specified
Date of amendments:
Not specified
Year:
2018
Region / City:
Washington, D.C.
Theme:
Due diligence, private equity
Document Type:
Questionnaire
Institution / Organization:
Institutional Limited Partners Association (ILPA)
Author:
Institutional Limited Partners Association (ILPA)
Target Audience:
General Partners, Limited Partners, Placement Agents
Period of Validity:
Ongoing
Approval Date:
September 2018
Date of Changes:
September 2018
Year:
2021
Region / City:
Scotland
Topic:
Diligence, Debt Recovery, Legislation
Document Type:
Report
Organ / Institution:
Scottish Government
Author:
Diligence Working Group
Target Audience:
Policy makers, legal professionals, debt recovery professionals
Period of Validity:
Ongoing
Approval Date:
March 2021
Date of Amendments:
None
Year:
2023
Region / City:
Global
Topic:
Investment Funds Distribution
Document Type:
Questionnaire
Institution / Entity:
N/A
Author:
N/A
Target Audience:
Fund Sponsors/Manufacturers, Financial Institutions
Period of Action:
N/A
Approval Date:
N/A
Amendment Date:
N/A
Year:
2023
Note:
Region / City
Year:
2023
Region / City:
Hong Kong
Subject:
Anti-money laundering and counter-financing of terrorism
Document Type:
Form
Organization / Institution:
Law Society of Hong Kong
Author:
Not specified
Target Audience:
Legal practitioners
Period of validity:
Not specified
Approval Date:
June 2023
Modification Date:
Not specified
Year:
2021
Region / City:
Global
Topic:
Client Due Diligence (CDD)
Document Type:
Fact Sheet
Institution:
ACCA
Author:
ACCA
Target Audience:
Accountants, Practitioners
Effective Date:
2021
Date of Updates:
N/A
Sector:
Accounting, Anti-Money Laundering
Note:
Year
Topic:
Responsible Investment, Due Diligence
Document Type:
Checklist
Organization / Institution:
PRI (Principles for Responsible Investment)
Author:
PRI
Target Audience:
Investment Managers, Investors
Year:
2024
Region / City:
N/A
Topic:
Due Diligence, Personal and Business Information Verification
Document Type:
Agreement
Organization / Institution:
Compliance Director Department
Author:
N/A
Target Audience:
Asset Holder - Client, Brokers
Validity Period:
50 years
Approval Date:
N/A
Amendment Date:
N/A
Year:
2013
Region / city:
Not specified
Topic:
Customer Due Diligence, Anti-Money Laundering
Document type:
Guidance
Organization:
AML/CFT supervisors
Author:
Not specified
Target audience:
Reporting entities, financial institutions
Period of validity:
Not specified
Approval date:
Not specified
Amendment date:
Not specified
Year:
2019
Region / City:
United Kingdom
Topic:
Corporate loans, banking, collateral management
Document Type:
Due Diligence Questionnaire
Organization:
Bank of England
Author:
Not specified
Target Audience:
Financial institutions, participants involved in corporate lending
Period of Validity:
Not specified
Approval Date:
Not specified
Date of Amendments:
Not specified
Year:
2026
Note:
Region / City
Subject:
Due Diligence on Central Securities Depositories (CSDs)
Document Type:
Questionnaire
Organization:
AFME
Target Audience:
Direct participants of CSDs
Note:
Year
Year:
2021
Region / City:
United States
Topic:
Tax preparation, survey
Document Type:
Survey
Author:
IRS
Target Audience:
Tax preparers who did not attend the Due Diligence webinar
Period of Action:
N/A
Approval Date:
N/A
Date of Changes:
N/A
Year:
2014
Region / City:
Geneva
Topic:
Revision of TGP/8, DUS Trial Design and Data Analysis
Document Type:
Draft Document
Organization / Institution:
International Union for the Protection of New Varieties of Plants (UPOV)
Author:
UPOV Office
Target Audience:
Technical Committees, Working Parties for Vegetables, Agricultural Crops, Fruit Crops, Ornamental Plants, and others involved in plant variety protection
Period of Validity:
Ongoing (as of 2014)
Approval Date:
May 27, 2014
Date of Changes:
N/A
Year:
2023
Region / City:
British Columbia, Canada
Topic:
Knowledge Translation, Healthcare
Document Type:
Application Form
Organization / Institution:
Vancouver Coastal Health, Providence Health Care, BC Cancer
Author:
Not specified
Target Audience:
Clinicians in PHC, VCH, BC Cancer
Period of Validity:
Not specified
Approval Date:
Not specified
Modification Date:
Not specified
Note:
Contextual Description
Year:
2023
Region / City:
Virginia
Theme:
Early Intervention, Disability Education
Document Type:
State Performance Plan / Annual Performance Report
Agency / Organization:
U.S. Department of Education
Author:
Virginia Department of Education
Target Audience:
State agencies, early intervention service providers, policymakers
Period of Validity:
2023-2025
Approval Date:
N/A
Date of Revisions:
N/A
Year:
2023
Region / City:
Hawaii
Subject:
Early Intervention for Children with Disabilities
Document Type:
Government Report
Agency:
U.S. Department of Education
Author:
Hawaii State Department of Health
Target Audience:
Public, Policy Makers, Educators, Healthcare Providers
Period of Validity:
2023-2024
Approval Date:
Not specified
Modification Date:
Not specified