№ lp_1_23668
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Character count: 16993
File size: 71 KB
This document is a questionnaire designed to assist fund sponsors in conducting due diligence on distribution channels and assessing compliance with various regulatory and operational criteria.
Year:
2023
Region / City:
Global
Topic:
Investment Funds Distribution
Document Type:
Questionnaire
Institution / Entity:
N/A
Author:
N/A
Target Audience:
Fund Sponsors/Manufacturers, Financial Institutions
Period of Action:
N/A
Approval Date:
N/A
Amendment Date:
N/A
Price: 8 / 10 USD
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The product description is provided for reference. Actual content and formatting may differ slightly.
Date:
6 October 2016
Time:
5.30 pm – 7.30 pm
Place:
Maribyrnong Town Hall, 61 Napier St, Footscray VIC 3011
Year:
2016
Region / city:
Maribyrnong, Footscray, Melbourne
Topic:
Community Liaison Group Meeting Minutes, Air Quality Assessment, Environmental Effects Statement (EES)
Document Type:
Meeting Minutes
Organization / Institution:
Western Distributor Project
Author:
Emily Dooley
Target Audience:
Community members, project team, local government officials
Period of Action:
Not specified
Approval Date:
6 October 2016
Date of Changes:
Not specified
Year:
2021
Region / City:
Continental U.S.
Subject:
Freight and Internet Retail Policies
Document Type:
Distributor Program
Organization:
Empire Comfort Systems
Author:
Empire Comfort Systems
Target Audience:
Distributors, Dealers, Internet Retailers
Effective Date:
October 1, 2021
Date of Approval:
October 1, 2021
Year:
2023
Region / City:
Navi Mumbai
Topic:
Mutual Fund Distributor Registration
Document Type:
Checklist
Institution:
Indian Commodity Exchange Ltd. (ICEX)
Author:
ICEX Membership Department
Target Audience:
Individuals, Partnerships, Corporates applying for Mutual Fund Distributor Registration
Validity Period:
Ongoing
Approval Date:
N/A
Revision Date:
N/A
Year:
[Prompt: insert year]
Region / City:
[Prompt: insert region or city]
Topic:
Distribution System Connection Agreement
Document Type:
Agreement
Agency / Institution:
Scottish Hydro Electric Power Distribution PLC
Author:
[Prompt: insert author or organization]
Target Audience:
[Prompt: insert target audience]
Period of Validity:
[Prompt: insert validity period]
Approval Date:
[Prompt: insert approval date]
Amendment Date:
[Prompt: insert amendment date]
Note:
Contextual Description
Note:
Year
Year:
Not specified
Region / City:
Not specified
Topic:
Research report disclaimer
Document type:
Disclosure
Organization / Institution:
Reliance Securities Limited (RSL)
Author:
Pritam Deuskar
Target audience:
Clients of RSL and its affiliates
Period of validity:
Not specified
Approval date:
Not specified
Date of amendments:
Not specified
Contextual description:
A disclosure document outlining the terms of use, limitations, and legal disclaimers for a research report distributed by Reliance Securities Limited (RSL).
Note:
Date
Year:
Not specified
Region / City:
India
Subject:
Mutual Fund Distribution
Document Type:
Guide
Organization:
Helios Mutual Fund
Author:
Not specified
Target Audience:
Individuals, Sole Proprietorships, Partnership Firms, LLPs, Companies
Period of Validity:
Not specified
Approval Date:
Not specified
Amendment Date:
Not specified
Note:
Year
Theme:
Business Scaling, Team Building
Document Type:
Session Summary
Organization / Institution:
DSP Mutual Fund
Author:
Harsha Thota
Target Audience:
Mutual Fund Distributors, Business Leaders
Year:
[Not specified]
Region / City:
[Not specified]
Topic:
Bilateral connection agreements, electricity distribution
Document Type:
Agreement
Authority / Institution:
Scottish Hydro Electric Power Distribution PLC
Author:
[Not specified]
Target Audience:
Companies and individuals involved in electricity distribution
Period of validity:
[Not specified]
Approval Date:
[Not specified]
Date of Changes:
[Not specified]
Year:
2016
Region:
Footscray, VIC
Topic:
Western Distributor Project, Environmental Effects Statement
Document Type:
Meeting Minutes
Organization:
Western Distributor Authority
Author:
Kathryn Norton
Target Audience:
Community Liaison Group Members, Stakeholders, Public
Period of validity:
N/A
Approval Date:
1 September 2016
Date of Changes:
N/A
Year:
2026
Region / City:
Kentucky
Theme:
Charitable gaming licensing
Document type:
Application form
Authority:
Commonwealth of Kentucky, Department of Charitable Gaming
Author:
Kentucky State Government
Target audience:
Distributors of charitable gaming supplies and equipment
Effective period:
Ongoing
Approval date:
Not specified
Amendment date:
Not specified
Year:
2009
Region / City:
European Union
Topic:
Cosmetics Regulation
Document Type:
Notification Form
Organization / Institution:
Competent Authorities
Author:
Not specified
Target Audience:
Competent Authorities, Responsible Person, Distributors
Validity Period:
Not specified
Approval Date:
Not specified
Date of Changes:
Not specified
Year:
2010
Region / City:
North Richland Hills, Texas, United States
Industry:
Insurance
Document Type:
Customer Case Study
Organization:
Insphere Insurance Solutions
Author:
Jeff Walker, Vice President
Target Audience:
Insurance industry professionals, sales managers
Scope:
Implementation of CRM and insurance software for sales force optimization
Business Model:
Independent career-agent distribution
Number of Agents:
Approximately 2,600
Technology Partner:
VUE Software, Microsoft Gold Certified Partner
Software Used:
Microsoft Dynamics CRM, VUE IncentivePoint, VUE Compensation Management
Objectives:
Streamline agent processes, improve productivity, support growth goals
Year:
2021
Region / City:
United States
Topic:
Tax preparation, survey
Document Type:
Survey
Author:
IRS
Target Audience:
Tax preparers who did not attend the Due Diligence webinar
Period of Action:
N/A
Approval Date:
N/A
Date of Changes:
N/A
Year:
2016
Note:
Region / City
Topic:
Due Diligence, Financial Services
Document Type:
Questionnaire
Author:
AFME
Target Audience:
Financial institutions and their regulatory bodies
Year:
Not specified
Region / city:
Not specified
Topic:
Responsible Business Conduct (RBC), Sustainability
Document type:
Plan
Organization / institution:
Not specified
Author:
Not specified
Target audience:
Companies implementing responsible business practices
Period of validity:
Not specified
Approval date:
Not specified
Date of amendments:
Not specified
Year:
2018
Region / City:
Washington, D.C.
Theme:
Due diligence, private equity
Document Type:
Questionnaire
Institution / Organization:
Institutional Limited Partners Association (ILPA)
Author:
Institutional Limited Partners Association (ILPA)
Target Audience:
General Partners, Limited Partners, Placement Agents
Period of Validity:
Ongoing
Approval Date:
September 2018
Date of Changes:
September 2018
Year:
2021
Region / City:
Scotland
Topic:
Diligence, Debt Recovery, Legislation
Document Type:
Report
Organ / Institution:
Scottish Government
Author:
Diligence Working Group
Target Audience:
Policy makers, legal professionals, debt recovery professionals
Period of Validity:
Ongoing
Approval Date:
March 2021
Date of Amendments:
None