№ files_lp_4_process_2_85274
Legal briefing summarizing regulatory circulars issued by the Securities and Futures Commission outlining licensing requirements and regulatory interpretations for private equity firms and family offices conducting asset management and related activities in Hong Kong.
Year: 2020
Jurisdiction: Hong Kong
Subject: Financial regulation and licensing of private equity firms and family offices
Document type: Regulatory guidance summary and legal commentary
Regulatory authority: Securities and Futures Commission
Related legislation: Securities and Futures Ordinance (Cap. 571)
Industry sector: Asset management and private equity
Organizations involved: Private equity firms and family offices operating in Hong Kong
Key regulatory topics: Licensing obligations, asset management regulation, investment committee roles, fund marketing activities, co-investment offerings
Publication date: 24 January 2020
Source: Charltons Hong Kong Law
Intended audience: Legal practitioners, financial institutions, private equity managers, compliance professionals
Geographical scope: Hong Kong
Regulatory activities referenced: Type 1 (dealing in securities) and Type 9 (asset management) regulated activities
Price: 8 / 10 USD
The file will be delivered to the email address provided at checkout within 12 hours.

Don’t have cryptocurrency yet?

You can still complete your purchase in a few minutes:
  1. Buy Crypto in a trusted app (Coinbase, Kraken, Cash App or any similar service).
  2. In the app, tap Send.
  3. Select network, paste our wallet address.
  4. Send the exact amount shown above.
After sending, paste your TXID (transaction ID) and your email to receive the download link. Need help? Contact support and we’ll guide you step by step.