№ lp_1_2_37249
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This document provides guidelines for investment advisers on advertising and communication standards, ensuring transparency and compliance with SEBI and BSE regulations.
Year:
2023
Region / City:
India
Topic:
Investment Advertising Regulations
Document Type:
Guidelines
Organization / Institution:
Securities and Exchange Board of India (SEBI), Bombay Stock Exchange (BSE)
Author:
SEBI
Target Audience:
Investment Advisers (IAs), Business Partners, Authorized Persons, Influencers
Validity Period:
Ongoing
Approval Date:
Not specified
Amendment Date:
Not specified
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The product description is provided for reference. Actual content and formatting may differ slightly.
Note:
Year
Topic:
Special Educational Needs and Disabilities
Document Type:
Request Form
Organization / Institution:
Cognus Ltd
Target Audience:
Parents, carers, educational staff
Note:
Year
Subject:
Investment Advisory Compliance
Document Type:
Annual Review Report
Target Audience:
Investment advisers, compliance officers
Period of Effect:
Calendar year
Year:
2026
Region / City:
Hertfordshire
Topic:
Religious Education
Document Type:
Newsletter
Organization / Institution:
Hertfordshire SACRE
Author:
Shammi Rahman
Target Audience:
Religious Education teachers and practitioners in Hertfordshire
Period of Validity:
Spring Term 2026
Approval Date:
February 2026
Date of Changes:
Not specified
Year:
2025
Region / city:
Cambridge
Theme:
Super-curriculars
Document type:
Webinar presentation
Organization / institution:
University of Cambridge
Authors:
Dr. Christine Nightingale, Dr. Jonathan Padley, Natalie Thompson, Amanda Watson
Target audience:
Teachers and advisers
Period of validity:
12th March 2025
Approval date:
Not specified
Modification date:
Not specified
Contextual description:
A webinar presentation discussing the importance of super-curricular activities in university applications, with a focus on Cambridge University’s admissions process.
Note:
Year
Theme:
Advertising Regulations
Document Type:
FAQ
Organization / Institution:
BSE Limited
Target Audience:
Investment Advisers, Investors
Contextual Description:
A set of guidelines detailing the advertisement approval process for investment advisers under the BSE Code, including which advertisements require prior approval and the conditions attached.
Year:
not specified
Organization:
Competition and Markets Authority (CMA)
Document type:
Pro forma template / drafting note
Scope:
CMA investigations (including market investigations and merger inquiries)
Subject:
Disclosure room access undertakings, individual and firm obligations, disclosure restrictions under Enterprise Act 2002 and Competition Act 1998
Legal framework:
Enterprise Act 2002 (EA02), Competition Act 1998 (CA98)
Intended recipients:
External advisers and their firms retained by parties in CMA investigations
Purpose:
Provide standard terms and conditions for disclosure room access and undertakings
Status:
Draft template based on recent CMA practice (not a final legal instrument)
Year:
2016
Region / City:
Queensland
Topic:
Great Barrier Reef, Environmental Policy, Climate Change
Document Type:
Report
Organization / Institution:
Queensland Government
Author:
NCWQ Environment Adviser
Target Audience:
Environmental professionals, policy makers, researchers
Effective Period:
2016
Approval Date:
August 2016
Modification Date:
November 2016
Year:
2020
Region / City:
Australia
Topic:
Financial advising, Disciplinary system
Document type:
Legislation Q&A
Organization / Institution:
Australian Government, ASIC
Author:
Australian Government, ASIC
Target audience:
Financial advisers, regulatory bodies
Period of validity:
From January 1, 2022 (subject to legislation)
Approval date:
9 December 2020
Amendment date:
Not specified
Subject:
Books and records retention requirements for investment advisers
Legal Basis:
Rule 204-2 under the Advisers Act
Applicable Entities:
Investment advisers
Document Type:
Compliance checklist / regulatory records schedule
Categories:
Corporate Documents; Accounting Records; Trading and Account Management Records; Client Relationship Records; Marketing and Performance Records
Record Retention Periods:
Termination plus 3 years; 5 years (first 2 years on-site); 5 years after termination of contract; 5 years from last publication or dissemination
On-Site Requirement:
First 2 years on-site (where specified)
Referenced Forms:
Form ADV; Form CRS
Covered Materials:
Corporate governance records; financial and accounting books; trade memoranda; research files; client agreements; discretionary authority evidence; written communications; advertisements; complaint files
Year:
2024
Note:
Region / City
Topic:
WI enlargement process
Document type:
Guideline
Author:
Membership and Engagement
Target audience:
WI Advisers
Approval date:
November 2024
Amendment date:
March 2025
Year:
Not specified
Country:
United Kingdom
Region:
Greater Lincolnshire
Thematic area:
Education and business engagement
Document type:
Directory / network listing
Program:
Enterprise Adviser Network
Regions covered:
City of Lincoln; West Lindsey; North Kesteven; East Lindsey; South Kesteven; Boston; South Holland
Institutions involved:
Secondary schools and academies in Greater Lincolnshire
Participants:
Enterprise Advisers from businesses and organizations
Organizations represented:
Local authorities, private companies, education institutions, and industry organizations
Content structure:
Table listing regions, enterprise advisers with affiliated organizations, and assigned schools
Additional section:
Enterprise advisers awaiting match with a school
Note:
Year
TENDER ADVERTISEMENT FOR SUPPLY AND DISTRIBUTION OF FENCING AND FARM TOOLS IN SOLIO, LAIKIPIA COUNTY
Year:
2025
Region / City:
Laikipia County
Subject:
Supply and Distribution of Fencing and Farm Tools
Document Type:
Tender Advertisement
Organization:
Habitat for Humanity Kenya
Author:
Habitat for Humanity Kenya
Target Audience:
Suppliers and contractors
Period of Validity:
Until 26th May 2025
Approval Date:
13th May 2025
Modification Date:
Not specified
Description:
A tender advertisement from Habitat for Humanity Kenya inviting eligible suppliers and contractors to submit bids for the supply and distribution of fencing and farm tools for farms in Solio, Laikipia County.
Year:
2023
Region / City:
Varanasi
Subject:
Procurement
Document Type:
Tender Document
Organization / Institution:
SATHI, Central Discovery Centre, Banaras Hindu University
Author:
Not specified
Target Audience:
Government procurement officials, bidders
Period of validity:
Not specified
Approval Date:
07-10-2023
Amendment Date:
Not specified
Year:
2026
Region / City:
Malaysia
Topic:
Medicine Advertisement Approval
Document Type:
Form
Institution:
Ministry of Health Malaysia
Author:
Medicine Advertisement Board
Target Audience:
Applicants seeking advertisement approval
Validity Period:
N/A
Approval Date:
N/A
Amendment Date:
Amendment 2
Year:
2018
Region / City:
Mewat, Haryana
Subject:
Recruitment
Document Type:
Advertisement
Organization:
Government of Haryana
Author:
Director, Shaheed Hasan Khan Mewati, Govt. Medical College, Nalhar
Target Audience:
Job seekers in the medical field
Validity Period:
One year contract
Approval Date:
2018-09-17
Amendment Date:
2018-11-20
Year:
2017
Region / City:
Milwaukee, Wisconsin
Topic:
Wetland Restoration, Environmental Remediation
Document Type:
Bid Preparation Document
Agency / Organization:
U.S. Army Corps of Engineers, Wisconsin Department of Natural Resources (DNR), Milwaukee Metropolitan Sewerage District (MMSD), U.S. Environmental Protection Agency (USEPA)
Author:
U.S. Army Corps of Engineers, Wisconsin Department of Natural Resources
Target Audience:
Contractors, Environmental Engineers, Government Agencies
Project Duration:
2018 – 2021 (Phase 1); TBD (Phase 2)
Approval Date:
October 2017
Modification Date:
N/A
Year:
2026
Region / City:
Dayton, Washington
Topic:
Construction project bidding
Document Type:
Advertisement for Bids
Organization / Institution:
Columbia County
Author:
Walter G. Morgan, P.E., Columbia County Engineer
Target Audience:
Bidders, Contractors
Period of Action:
Until February 9, 2026
Approval Date:
Not specified
Date of Changes:
Not specified
Year:
2025
Region / City:
Odisha
Topic:
Supervisor Certificate of Competency Examination
Document Type:
Advertisement
Organ / Institution:
eic Electricty Odisha
Author:
Not specified
Target Audience:
Candidates seeking to apply for the SCC (MV & HT) Examination 2025
Validity Period:
28/05/2025 to 27/06/2025
Approval Date:
Not specified
Amendment Date:
Not specified
Organization:
Foodservice Equipment Association (FEA)
Role:
Technical and Policy Director
Type of document:
Job advertisement
Employment type:
Full-time
Working arrangement:
Hybrid, home-based with office attendance as required
Location:
United Kingdom
Salary:
£60,000–£70,000 per year, based on experience
Additional compensation:
Performance-related bonus and benefits
Sector:
Foodservice equipment industry
Key areas:
Technical policy, standards, sustainability, regulatory compliance
Responsibilities include:
UK and EU policy engagement, standards committees, industry representation, member liaison
Travel requirements:
United Kingdom and Europe
Application method:
CV and covering letter
Application deadline:
15 April 2025
Contact person:
John Cunningham, CEO
Contact details:
Telephone 07539 413258; Email [email protected]