№ lp_1_2_33309
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A regulatory checklist form detailing required information and documentation for applications to appoint directors, custodians, or investment managers of private open-ended fund companies.
Year:
2024
Jurisdiction:
Hong Kong
Document Type:
Checklist / Regulatory Form
Authority:
Securities and Futures Commission (SFC)
Purpose:
Approval of appointment of director, custodian, or investment manager of a private OFC
Target Audience:
Applicants seeking regulatory approval
Effective Date:
29 November 2024
Related Legislation:
Code on Open-ended Fund Companies (OFC Code)
Price: 8 / 10 USD
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Note:
Year
Context:
A form for requesting approval for the appointment of directors, custodians, or investment managers for open-ended fund companies (OFCs) under the Securities and Futures Ordinance (SFO).
Note:
Year
Jurisdiction:
Newfoundland and Labrador, Canada
Legislation Referenced:
Personal Health Information Act, Section 49(1)
Organizations Mentioned:
NLHS – Digital Health; NLHS – Eastern Rural Zone; NLHS – Eastern Urban Zone; NLHS – Central Zone; NLHS – Western Zone; NLHS – Labrador-Grenfell Zone; NLCHI
Type of Document:
Administrative form
Purpose:
Request and justification of specific data elements for research or related activities
Related Process:
HREB application submission
Participants:
Principal Investigator; Data Custodian; Key Contact
Data Categories:
Secondary Use/Chart Review; General Research; Genetic/Genomic Research; Clinical Trial; Program Evaluation; Other
Required Information:
Project title; Principal Investigator details; Requested database; Variables requested; Rationale; Date/Year range; Custodian acknowledgment
Legal Constraint:
Disclosure limited to minimum amount of information necessary
Year:
2024
Region / City:
India
Topic:
Customs Regulations, Sea Cargo Manifest
Document Type:
Implementation Guide
Organization / Institution:
Central Board of Indirect Taxes and Customs (CBIC)
Author:
ICEGATE
Target Audience:
Authorized Sea Carriers, Terminal Operators, Customs Officers, Stakeholders involved in Sea Cargo Processing
Period of Effect:
2018 - present
Approval Date:
13/11/2019
Date of Changes:
22/02/2024
Year:
2019
Region / City:
Fairfax, Ohio
Subject:
Labor and Custodian Force Compensation
Document Type:
Ordinance
Organization:
Village of Fairfax
Author:
Council of the Village of Fairfax
Target Audience:
Employees of the Village of Fairfax
Effective Date:
March 31, 2019
Approval Date:
May 20, 2019
Amendments Date:
May 20, 2019
Organization:
El Dorado Union High School District
Department:
Human Resources
Position Title:
Custodian (Night)
Job Number:
26-10
Filing Deadline:
February 20, 2026, 4:30 p.m.
Employment Type:
Classified staff position
Work Schedule:
12 months per year, 40 hours per week, Schedule D
Salary Range:
$20.65 – $28.29 per hour plus 5% shift differential
Anticipated Site:
Ponderosa High School
District Location:
Placerville, California, United States
District Address:
4675 Missouri Flat Road, Placerville, CA 95667
Student Population Served:
6,650 students in grades 9–12
District Composition:
Four comprehensive high schools, one charter school, one Regional Occupational Program, and one continuation school
Primary Responsibilities:
Cleaning school facilities, arranging furniture and equipment, maintaining cleaning materials, preparing facilities for daily operations, securing facilities and grounds
Pre-Employment Requirement:
Successful completion of a lifting evaluation
Application Method:
Online application via EDJOIN
Contact Phone:
530-622-5081 / 916-933-5165 ext. 7228
Title IX Coordinator:
Tony DeVille, Deputy Superintendent
Title II/504 Coordinator:
Pam Bartlett, Sr. Director of Student Success
Equal Opportunity Policy:
District prohibits unlawful discrimination and harassment based on protected characteristics
Note:
Date
Context:
This document is a record related to the preparation, review, and approval process for an institutional policy or administrative matter.
Document symbol:
CBD/WGDSI/2/2/Add.2/Rev.1
Distribution:
General
Original language:
English
Year:
2024
Meeting:
Second meeting of the Ad Hoc Open-ended Working Group on Benefit-sharing from the Use of Digital Sequence Information on Genetic Resources
Location:
Montreal, Canada
Meeting dates:
12–16 August 2024
Agenda item:
Item 3
Governing framework:
Convention on Biological Diversity
Related decision:
Decision 15/9
Issuing body:
Secretariat of the Convention on Biological Diversity
Type of document:
Executive summary
Commissioning authority:
Conference of the Parties
Partner organizations:
United Nations Environment Programme World Conservation Monitoring Centre; KPMG UK
Funding support:
Government of Norway; Government of the United Kingdom of Great Britain and Northern Ireland; European Commission
Subject:
Multilateral mechanism for benefit-sharing from the use of digital sequence information on genetic resources
Scope:
Criteria for fair and equitable benefit-sharing; revenue-generating measures; global fund
Methodology:
Literature review; semi-structured interviews; stakeholder survey; peer review
Market sectors covered:
Pharmaceutical; cosmetics; plant and animal breeding and agricultural biotechnology; laboratory equipment; information, scientific and technical services related to digital sequence information
Source type:
Intergovernmental meeting document presenting synthesized study findings
Year:
2026–2027
Region / City:
Basel
Subject:
Basel Convention, Waste Management, Transboundary Movements
Document Type:
Work Programme
Organ / Institution:
Conference of the Parties to the Basel Convention
Author:
Open-ended Working Group
Target Audience:
Parties and observers to the Basel Convention
Period of Implementation:
2026–2027
Approval Date:
Not specified
Date of Changes:
Not specified
Year:
2024
Note:
Region / city
Topic:
Fund registration
Document type:
Checklist
Organization / institution:
Securities and Futures Commission (SFC)
Target audience:
Applicants for private OFC registration
Contextual description:
This is a standard checklist document for the registration of a private open-ended fund company or the establishment of a privately offered sub-fund within an open-ended fund company.
Year:
2020
Jurisdiction:
Hong Kong
Document type:
Information checklist
Regulatory authority:
Securities and Futures Commission
Division:
Investment Products Division
Legal framework:
Securities and Futures Ordinance
Related rules and codes:
Securities and Futures (Open-ended Fund Companies) Rules; Code on Open-ended Fund Companies
Effective date:
23 December 2020
Subject matter:
Registration of private open-ended fund companies and establishment of privately offered sub-funds
Applicants:
Applicants seeking registration of a private OFC or approval of privately offered sub-funds
Language of document:
English
Note:
Year
Context:
A form for requesting approval for the appointment of directors, custodians, or investment managers for open-ended fund companies (OFCs) under the Securities and Futures Ordinance (SFO).
Year:
2009
Region / City:
Not specified
Theme:
Functional behavior assessment
Document Type:
Assessment tool
Organization:
Developed by Gregory P. Hanley, Ph.D., BCBA-D
Author:
Gregory P. Hanley, Ph.D., BCBA-D
Target Audience:
Professionals conducting behavioral assessments
Period of Effectiveness:
Not specified
Date of Approval:
Not specified
Date of Changes:
August, 2009
Year:
2024
Region / City:
Geneva
Topic:
Implementation of the prior informed consent procedure under the Basel Convention
Document Type:
Draft report
Organization:
United Nations Environment Programme (UNEP)
Author:
Secretariat of the Basel Convention
Target Audience:
Open-ended Working Group participants, Parties and observers of the Basel Convention
Effective Period:
2024–2025
Approval Date:
23 April 2024
Amendment Date:
25 March 2024
Document Type:
Training Activity
Subject:
Organizational Problem Identification and Coding
Methodology:
Deductive Category Coding
Number of Categories:
Six
Category Codes:
Management Issues (M); Employee Development (ED); Physical Environment (PE); Intergroup and Interpersonal Relations (IR); Personnel Practices (PP); Work Structure (WS)
Task Description:
Classification of Participant Responses and Code Frequency Calculation
Source Format:
Survey Exercise Worksheet
Context:
Organizational Assessment
Intended Audience:
Students or Trainees in Organizational Studies
Year:
2019
Region / City:
Bangkok
Subject:
Ozone Layer, Carbon Tetrachloride Emissions
Document Type:
Report
Organization:
United Nations Environment Programme (UNEP)
Author:
Switzerland
Target Audience:
Parties to the Montreal Protocol
Period of Action:
2018-2022
Approval Date:
July 2019
Amendment Date:
Not specified
Year:
2019
Region / City:
Montreal, Canada
Subject:
Biological and cultural diversity, Indigenous peoples, Sustainable use
Document Type:
Working Group Report
Organization / Institution:
Convention on Biological Diversity
Author:
Executive Secretary
Target Audience:
Parties, Governments, Indigenous peoples, Local communities, International organizations
Period of Validity:
Post-2020
Approval Date:
October 2019
Date of Changes:
N/A
Title:
Table 2: Open-Ended Survey Questions
Subject:
Feedback on jam session format and process
Type of document:
Survey instrument excerpt
Question format:
Open-ended questions
Number of questions:
Three
Focus:
Evaluation of what worked, what did not work, and suggestions for improvement
Context:
Jam session using Jam board and sticky notes
Participants mentioned:
Frontline staff, faculty, family members
Tools referenced:
Google Jamboard
Setting details:
ERC room, parking lot access
Structure note:
Second half of survey
Year:
2019
Location:
United Nations Human Rights Council, Geneva
Topic:
Regulation of Private Military and Security Companies
Document Type:
Statement / Official Speech
Organization:
Government of India
Author:
Delegation of India
Audience:
Intergovernmental Working Group members
Date of Delivery:
20 May 2019
Legal References:
UNHRC Resolution 36/11, Montreux Document, International Code of Conduct for Private Security Providers
Key Issues:
Accountability of PMSCs, Human rights compliance, International law obligations, State regulation of private security sector