№ lp_1_2_60218
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Regulatory information checklist issued by the Securities and Futures Commission setting out required confirmations, disclosures, and supporting materials for applications relating to private open-ended fund companies and their privately offered sub-funds under Hong Kong securities law.
Year:
2020
Jurisdiction:
Hong Kong
Document type:
Information checklist
Regulatory authority:
Securities and Futures Commission
Division:
Investment Products Division
Legal framework:
Securities and Futures Ordinance
Related rules and codes:
Securities and Futures (Open-ended Fund Companies) Rules; Code on Open-ended Fund Companies
Effective date:
23 December 2020
Subject matter:
Registration of private open-ended fund companies and establishment of privately offered sub-funds
Applicants:
Applicants seeking registration of a private OFC or approval of privately offered sub-funds
Language of document:
English
Price: 8 / 10 USD
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The product description is provided for reference. Actual content and formatting may differ slightly.
Year:
2013
Region / City:
APEC
Theme:
Supply Chain Connectivity, Capacity Building
Document Type:
Guidelines
Organization / Institution:
APEC
Author:
APEC Secretariat
Target Audience:
APEC Member Economies
Period of Application:
2013 onwards
Approval Date:
May 2014
Date of Amendments:
Not specified
Year:
2019
Note:
Region / city
Subject:
Finance
Document type:
Consultation Paper
Institution:
Central Bank
Contextual description:
A consultation paper detailing the procedure for withdrawing approval of a sub-fund and the required documentation for the process.
Year:
2024
Note:
Region / city
Topic:
Fund registration
Document type:
Checklist
Organization / institution:
Securities and Futures Commission (SFC)
Target audience:
Applicants for private OFC registration
Contextual description:
This is a standard checklist document for the registration of a private open-ended fund company or the establishment of a privately offered sub-fund within an open-ended fund company.
Year:
2009
Region / City:
APEC
Theme:
Energy Efficiency, Low Carbon, Energy Resiliency
Document Type:
Guidelines
Organization / Institution:
APEC
Author:
APEC Secretariat
Target Audience:
APEC member economies
Period of Validity:
Ongoing
Approval Date:
2009
Date of Changes:
2020
Year:
2015
Region:
APEC economies
Subject:
Micro, Small and Medium Enterprises development and project funding
Document type:
Eligibility criteria and procedural guidelines
Organization:
Asia-Pacific Economic Cooperation (APEC)
Administering body:
APEC Secretariat
Related initiative:
Canada-APEC Growing Businesses Partnership
Funding mechanism:
APEC MSME Sub-Fund under the APEC Support Fund
Announced contribution:
C$2.0 million from Canada
Relevant working groups:
Small and Medium Enterprises Working Group (SMEWG); Policy Partnership on Women and the Economy (PPWE)
Maximum funding per proposal:
USD 125,000
Application components:
Concept Note and Full Project Proposal
Submission process:
APEC bi-annual project approval sessions
Target beneficiaries:
MSMEs in developing APEC economies, including women-led enterprises
Policy focus:
MSME internationalization, inclusive development, poverty reduction, gender-responsive economic participation
Year:
2020
Region / City:
Washington, DC
Topic:
Non-Intrusive Inspection (NII), Border Protection
Document Type:
Functional Requirements Document (FRD)
Organization / Institution:
U.S. Customs and Border Protection (CBP)
Author:
Garret K. Reinhart, Christopher J. Sullivan, Thomas F. Overacker, Archie L. Williams, Jr.
Target Audience:
CBP Officers, Customs and Border Protection Professionals
Effective Period:
March 2020 onwards
Approval Date:
March 2020
Year:
2024
Note:
Region / city
Topic:
Fund registration
Document type:
Checklist
Organization / institution:
Securities and Futures Commission (SFC)
Target audience:
Applicants for private OFC registration
Contextual description:
This is a standard checklist document for the registration of a private open-ended fund company or the establishment of a privately offered sub-fund within an open-ended fund company.
Note:
Year
Topic:
Cosmetology
Document Type:
Course Curriculum
Target Audience:
Cosmetology students
Year:
2017
Region / Country:
Australia
Subject:
Midwifery practice, patient safety, professional standards
Document type:
Guidelines
Organization:
Nursing and Midwifery Board of Australia (NMBA)
Author:
NMBA
Target audience:
Privately practising midwives
Effective period:
1 January 2017 – present (updated November 2021)
Date of last update:
November 2021
Scope:
Homebirth, antenatal care, postnatal care, lactation services
Legal framework:
Health Practitioner Regulation National Law
Professional requirements:
Registration, professional indemnity insurance, adherence to NMBA codes and guidelines
Endorsements:
Scheduled medicines prescribing (section 94)
Exemptions:
Professional indemnity insurance exemptions for eligible private midwives
RAISE Private Fostering User Guide: Setting up Private Foster Carers and Privately Fostered Children
Year:
2026
Region / City:
United Kingdom
Topic:
Private Fostering Procedures
Document Type:
User Guide
Organization / Institution:
RAISE System / Children’s Services
Author:
Not specified
Target Audience:
Social workers, foster care administrators
Effective Period:
Ongoing use for case management
Approval Date:
Not specified
Modification Date:
Not specified
Modules Covered:
Personal Details, Carers Setup, Private Fostering, Referrals
Key Functions:
Record creation, referral management, relationship linking, notification tracking
Document symbol:
CBD/WGDSI/2/2/Add.2/Rev.1
Distribution:
General
Original language:
English
Year:
2024
Meeting:
Second meeting of the Ad Hoc Open-ended Working Group on Benefit-sharing from the Use of Digital Sequence Information on Genetic Resources
Location:
Montreal, Canada
Meeting dates:
12–16 August 2024
Agenda item:
Item 3
Governing framework:
Convention on Biological Diversity
Related decision:
Decision 15/9
Issuing body:
Secretariat of the Convention on Biological Diversity
Type of document:
Executive summary
Commissioning authority:
Conference of the Parties
Partner organizations:
United Nations Environment Programme World Conservation Monitoring Centre; KPMG UK
Funding support:
Government of Norway; Government of the United Kingdom of Great Britain and Northern Ireland; European Commission
Subject:
Multilateral mechanism for benefit-sharing from the use of digital sequence information on genetic resources
Scope:
Criteria for fair and equitable benefit-sharing; revenue-generating measures; global fund
Methodology:
Literature review; semi-structured interviews; stakeholder survey; peer review
Market sectors covered:
Pharmaceutical; cosmetics; plant and animal breeding and agricultural biotechnology; laboratory equipment; information, scientific and technical services related to digital sequence information
Source type:
Intergovernmental meeting document presenting synthesized study findings
Year:
2026–2027
Region / City:
Basel
Subject:
Basel Convention, Waste Management, Transboundary Movements
Document Type:
Work Programme
Organ / Institution:
Conference of the Parties to the Basel Convention
Author:
Open-ended Working Group
Target Audience:
Parties and observers to the Basel Convention
Period of Implementation:
2026–2027
Approval Date:
Not specified
Date of Changes:
Not specified
Year:
2024
Note:
Region / city
Topic:
Fund registration
Document type:
Checklist
Organization / institution:
Securities and Futures Commission (SFC)
Target audience:
Applicants for private OFC registration
Contextual description:
This is a standard checklist document for the registration of a private open-ended fund company or the establishment of a privately offered sub-fund within an open-ended fund company.
Year:
2024
Jurisdiction:
Hong Kong
Document Type:
Checklist / Regulatory Form
Authority:
Securities and Futures Commission (SFC)
Purpose:
Approval of appointment of director, custodian, or investment manager of a private OFC
Target Audience:
Applicants seeking regulatory approval
Effective Date:
29 November 2024
Related Legislation:
Code on Open-ended Fund Companies (OFC Code)
Note:
Year
Context:
A form for requesting approval for the appointment of directors, custodians, or investment managers for open-ended fund companies (OFCs) under the Securities and Futures Ordinance (SFO).
Year:
2009
Region / City:
Not specified
Theme:
Functional behavior assessment
Document Type:
Assessment tool
Organization:
Developed by Gregory P. Hanley, Ph.D., BCBA-D
Author:
Gregory P. Hanley, Ph.D., BCBA-D
Target Audience:
Professionals conducting behavioral assessments
Period of Effectiveness:
Not specified
Date of Approval:
Not specified
Date of Changes:
August, 2009
Year:
2024
Region / City:
Geneva
Topic:
Implementation of the prior informed consent procedure under the Basel Convention
Document Type:
Draft report
Organization:
United Nations Environment Programme (UNEP)
Author:
Secretariat of the Basel Convention
Target Audience:
Open-ended Working Group participants, Parties and observers of the Basel Convention
Effective Period:
2024–2025
Approval Date:
23 April 2024
Amendment Date:
25 March 2024
Document Type:
Training Activity
Subject:
Organizational Problem Identification and Coding
Methodology:
Deductive Category Coding
Number of Categories:
Six
Category Codes:
Management Issues (M); Employee Development (ED); Physical Environment (PE); Intergroup and Interpersonal Relations (IR); Personnel Practices (PP); Work Structure (WS)
Task Description:
Classification of Participant Responses and Code Frequency Calculation
Source Format:
Survey Exercise Worksheet
Context:
Organizational Assessment
Intended Audience:
Students or Trainees in Organizational Studies
Year:
2019
Region / City:
Bangkok
Subject:
Ozone Layer, Carbon Tetrachloride Emissions
Document Type:
Report
Organization:
United Nations Environment Programme (UNEP)
Author:
Switzerland
Target Audience:
Parties to the Montreal Protocol
Period of Action:
2018-2022
Approval Date:
July 2019
Amendment Date:
Not specified
Year:
2019
Region / City:
Montreal, Canada
Subject:
Biological and cultural diversity, Indigenous peoples, Sustainable use
Document Type:
Working Group Report
Organization / Institution:
Convention on Biological Diversity
Author:
Executive Secretary
Target Audience:
Parties, Governments, Indigenous peoples, Local communities, International organizations
Period of Validity:
Post-2020
Approval Date:
October 2019
Date of Changes:
N/A