№ lp_2_1_09679
File format: docx
Character count: 9917
File size: 101 KB
Regulatory application form template setting out required personal and compliance information for assessing fit and proper persons in connection with an Australian financial services licence application.
Jurisdiction:
Australia
Regulatory authority:
Australian Securities and Investments Commission (ASIC)
Subject:
Australian financial services (AFS) licence application
Document type:
Application form template
Applicants covered:
Natural person, body corporate, partnership, multiple trustees of a trust
Key requirements:
National criminal history check; Bankruptcy check; Statement of Personal Information
Declaration included:
Applicant’s declaration of fit and proper status and absence of misconduct matters
Attachments required:
National criminal history check and bankruptcy check (not more than 12 months old); Statement of Personal Information
Information scope:
Fit and proper persons; Controllers and relevant persons; Officers, partners, trustees and senior managers
Price: 8 / 10 USD
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The file will be delivered to the email address provided at checkout within 12 hours.
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The product description is provided for reference. Actual content and formatting may differ slightly.
Year:
2022
Region / City:
Gainesville, FL
Topic:
Conservation and Development, Field Practicum, Higher Education
Document Type:
Syllabus
Organization / Institution:
University of Florida
Author:
Dr. Glenn Galloway
Target Audience:
Graduate students, MDP students
Period of Validity:
Fall Semester 2022
Approval Date:
N/A
Date of Changes:
N/A
Year:
2025
Region / city:
United States
Subject:
Medical technology, Endoscopy, Esophageal health
Document Type:
Position Paper
Organization / Institution:
AFS (American Society for Gastrointestinal Endoscopy)
Author:
Not specified
Target Audience:
Medical professionals, Gastroenterologists
Period of validity:
Not specified
Approval Date:
Not specified
Date of Changes:
Not specified
Year:
2026
Region / City:
Johannesburg, South Africa
Type of Document:
Host family application form
Organization:
AFS Intercultural Programs
Author:
Unathi Sophazi
Target Audience:
Prospective host families and AFS placement officers
Programme:
Intensive Programme and Year Programme
Participant Countries:
Austria, Belgium Flanders, Brasil, Canada, Costa Rica, Denmark, Finland, France, Germany, Mexico, Paraguay, Spain, Switzerland, Thailand
Confidentiality:
Information is confidential and not to be shared with participants or host family
Interview Date:
Specified per family
Chapter Contact:
Johannesburg Chapter
Year:
2023
Region / City:
Tuvalu
Theme:
Fisheries, Environmental Protection, Stakeholder Engagement
Document Type:
Stakeholder Engagement Plan
Organization / Institution:
Tuvalu Fisheries Department, Ministry of Finance
Author:
Tuvalu Fisheries Department, Central Project Management Office
Target Audience:
Government officials, development agencies, local stakeholders, NGOs, project-affected parties
Period of Action:
2023-2029
Approval Date:
August 2023
Date of Revisions:
Not specified
This document outlines the approach for engaging stakeholders throughout the lifecycle of the Tuvalu:
Pacific Islands Regional Oceanscape Program – Second Phase for Economic Resilience (PROPER) Project.
Year:
2026
Region / City:
England
Topic:
Higher Education, Governance
Document Type:
Form
Institution:
University of Leicester
Author:
University of Leicester
Target Audience:
University Council, Executive Board, Senior Management
Period of Validity:
Annual
Approval Date:
N/A
Date of Changes:
N/A
Year:
2026
Region / City:
Not specified
Topic:
Academic Paper Submission Guidelines
Document Type:
Paper Submission Template
Institution / Organization:
Not specified
Author:
Not specified
Target Audience:
Researchers and Authors submitting academic papers
Period of Validity:
Not specified
Approval Date:
Not specified
Date of Changes:
Not specified
Note:
Context
Year:
2023
Region / City:
United States
Theme:
Energy Efficiency, Home Improvement, Campaigns
Document Type:
Press Release
Organization / Institution:
U.S. Environmental Protection Agency (EPA), ENERGY STAR
Author:
Not specified
Target Audience:
Homeowners, Environmental Advocates, Energy Efficiency Enthusiasts
Validity Period:
October 1, 2023 – November 20, 2023
Approval Date:
Not specified
Modification Date:
Not specified
Context:
Press release announcing the collaboration between [Organization Name] and ENERGY STAR to promote attic sealing and insulation for homeowners to reduce energy costs.
Year:
2012
Region / City:
Morgan County, Georgia
Topic:
Legal procedure, DUI test evidence
Document type:
Court brief
Organ / Institution:
Superior Court of Morgan County, Georgia
Author:
N/A
Target Audience:
Legal professionals, court officials
Period of validity:
N/A
Approval date:
N/A
Date of changes:
N/A
Year:
2025
Region / City:
Australia
Topic:
Vocational Education and Training
Document Type:
Regulatory Instrument
Organization:
National Vocational Education and Training Regulator
Author:
Australian Government
Target Audience:
Registered Training Organisations, Vocational Education and Training Providers
Period of Effect:
2025
Approval Date:
Not specified
Date of Changes:
Not specified
Year:
2024
Organization:
Sherwood Forest Hospital NHS Foundation Trust
Type of document:
Guidance / Reporting Procedure
Author:
R Cotterill
Version:
1.1
Target audience:
Board Members
Related legislation:
Health & Social Care Act 2008
Reporting frequency:
Annual
Effective period:
April 2024 onward
Storage locations:
Electronic Staff Record (ESR), Fit & Proper Persons Shared Drive, Individual Personal File
Access restrictions:
Director of Corporate Affairs, Recruitment Manager, Associate Director of People (Transformation)
Checks covered:
New appointments, annual assessments, external references, disciplinary records, DBS checks, professional register, insolvency, social media, employment tribunal judgments, charity trustee disqualification
Note:
Year
Note:
Year
Subject:
Credit institution’s declaration
Type of document:
Declaration
Target audience:
Financial institutions, regulatory bodies
Note:
Year
Subject:
Laser Safety
Document Type:
Instruction Manual
Year:
2023
Region / city:
United Kingdom
Subject:
Compliance, Independence, Confidentiality, Fit and Proper Status
Document Type:
Form
Organization:
[Firm Name]
Author:
[Firm Name]
Target Audience:
Firm partners, staff, sub-contractors, and consultants
Period of validity:
Annual
Approval Date:
[Date of Approval]
Amendment Date:
[Date of Last Amendment]
Note:
Year
Author:
Richard A. Smith, Taro Suzuki, Hanako Satoh
Year:
2014
Region / City:
United Kingdom
Subject:
Health & Social Care
Document Type:
Guidance
Author:
Care Quality Commission
Target Audience:
NHS Directors, Non-Executive Directors, Recruitment Officers
Period of Validity:
From 27th November 2014
Approval Date:
20th November 2014
Amendment Date:
Not specified
Year:
2026
Region / City:
England
Topic:
Higher Education, Governance
Document Type:
Form
Institution:
University of Leicester
Author:
University of Leicester
Target Audience:
University Council, Executive Board, Senior Management
Period of Validity:
Annual
Approval Date:
N/A
Date of Changes:
N/A
Year:
2023
Region / City:
United Kingdom
Theme:
Colorectal Cancer Referral Guidelines
Document Type:
Medical Guidelines
Organization:
National Health Service (NHS)
Author:
National Institute for Health and Care Excellence (NICE), British Society of Gastroenterology (BSG), Association of Coloproctology of Great Britain and Ireland (ACPGBI)
Target Audience:
Healthcare professionals in primary and secondary care
Effective Period:
From August 2023
Date of Approval:
August 2023
Date of Amendments:
None mentioned