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The document outlines the certification of new financial futures contracts for various PJM zones under the NASDAQ Futures, Inc. (NFX) exchange, detailing the rules, terms, and conditions governing the contracts.
Year:
2017
Region / City:
Washington, DC
Theme:
Commodity Futures Trading
Document Type:
Rule Certification
Organization / Institution:
Commodity Futures Trading Commission (CFTC)
Author:
Christopher J. Kirkpatrick
Target Audience:
Commodity Futures Traders, Market Participants
Effective Date:
April 26, 2017
Amendment Date:
April 10, 2017
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Year:
2017
Region / City:
Washington, DC
Subject:
Commodity Futures Trading
Document Type:
Certification
Organization / Institution:
Commodity Futures Trading Commission
Author:
Christopher J. Kirkpatrick
Target Audience:
Market participants, futures traders
Period of Validity:
Starting April 26, 2017
Approval Date:
April 10, 2017
Date of Amendments:
April 10, 2017
Year:
2017
Region / City:
Washington, DC
Subject:
Financial Futures
Document Type:
Rule Certification
Organization / Institution:
Commodity Futures Trading Commission
Author:
Christopher J. Kirkpatrick
Target Audience:
Financial Market Participants
Effective Date:
April 26, 2017
Amendment Date:
N/A
Year:
2017
Region / City:
Washington, DC
Topic:
Commodity Futures Trading
Document Type:
Certification
Organization:
Commodity Futures Trading Commission
Author:
Christopher J. Kirkpatrick
Target Audience:
Market Participants, Regulatory Authorities
Effective Period:
From April 26, 2017
Approval Date:
April 10, 2017
Amendment Date:
None
Confidentiality Request:
Yes (Exhibit C)
Contract Listing:
NFX PJM Zonal Financial Futures
Contract Symbols:
PZVQ, PAVQ, PAAQ, PZOQ, PAWQ, OPPQ, PZAQ, PSAQ, PSSQ, PZGQ, PSBQ, OSSQ, PZJQ, JCBQ, PJJQ, PZLQ, JCDQ, OLLQ, PZPQ, PPFQ, PPPQ, PZCQ, PPHQ, OZZQ, PZEQ, PCPQ, PCCQ, PZIQ, PCOQ, OXXQ
Exhibits:
A, B, C
Regulatory Compliance:
Yes
Market Surveillance:
Yes
Core Principles:
Compliance, Prevention of Manipulation, Market Disruption
Market Monitoring:
SMARTS Surveillance Application
Year:
2017
Region / City:
Washington, DC
Topic:
Financial Futures Contracts
Document Type:
Certification
Institution:
Commodity Futures Trading Commission
Author:
Christopher J. Kirkpatrick
Target Audience:
Industry Professionals, Market Participants
Period of Validity:
From April 26, 2017
Approval Date:
April 10, 2017
Date of Changes:
None
Description:
Detailed certification for the introduction of new NFX PJM Zonal Financial Futures contracts, including terms, conditions, and amendments to existing rules.
Date:
April 10, 2017
Reference File:
SR-NFX-2017-11
Sender:
NASDAQ Futures, Inc. (NFX)
Recipient:
Christopher J. Kirkpatrick, Office of the Secretariat, Commodity Futures Trading Commission
Address:
Three Lafayette Center, 1155 21st Street, NW, Washington, DC 20581
Legal Basis:
Section 5c(c)(1) of the Commodity Exchange Act and Sections 40.2 and 40.6 of the Commission’s regulations
Subject:
Product Certification and Rule Certification for New NFX PJM Zonal Financial Futures
Type of Document:
Rule self-certification letter
Contracts Covered:
NFX PJM ATSI, PSEG, JCPL, PEPCO, and PECO Zone Day-Ahead Peak and Off-Peak Financial Futures and Mini Financial Futures
Listing Date:
April 26, 2017
Trade Date:
April 27, 2017
Settlement Type:
Monthly cash-settled futures contracts
Underlying Reference:
PJM Day-Ahead locational marginal prices (LMPs)
Position Limits:
As set forth in Rulebook Appendix B
Regulatory Oversight:
Commodity Futures Trading Commission; National Futures Association; Federal Energy Regulatory Commission
Confidential Exhibit:
Cash market description and deliverable supply analysis submitted under FOIA confidential treatment request
Date:
April 10, 2017
Reference File:
SR-NFX-2017-11
Type of Document:
Rule Self-Certification Letter
Subject:
Product Certification and Rule Certification for New NFX PJM Zonal Financial Futures
Submitting Organization:
NASDAQ Futures, Inc.
Regulatory Authority:
Commodity Futures Trading Commission
Recipient:
Christopher J. Kirkpatrick, Office of the Secretariat
Legal Basis:
Section 5c(c)(1) of the Commodity Exchange Act; Commission Regulations 40.2 and 40.6
Contracts Covered:
NFX PJM ATSI, PSEG, JCPL, PEPCO, and PECO Zone Day-Ahead Peak and Off-Peak Financial Futures (including Mini contracts)
Settlement Type:
Cash-settled
Underlying Reference:
Day-Ahead locational marginal prices (LMPs) published by PJM Interconnection
Listing Date:
April 26, 2017
First Trade Date:
April 27, 2017
Position Limits:
As set forth in Rulebook Appendix B
Confidential Treatment Request:
Exhibit C submitted under FOIA
Year:
2017
Region / City:
Washington, DC
Topic:
Financial Futures Contracts
Document Type:
Rule Certification
Organization / Institution:
Commodity Futures Trading Commission
Author:
Christopher J. Kirkpatrick
Target Audience:
Regulatory Authorities, Financial Market Participants
Period of Validity:
Effective April 26, 2017
Approval Date:
April 10, 2017
Amendments Date:
N/A
Year:
2025
Location:
Lansdowne Resort, Leesburg, Virginia, USA
Theme:
Stakeholder Committee Meeting and Strategic Planning
Document Type:
Meeting Agenda
Organization:
PJM Interconnection
Author:
D. Anders
Audience:
PJM Members Committee, Stakeholders, Media
Meeting Time:
1:00 p.m. – 6:00 p.m. EDT
Dress Code:
Business Casual
Topics Covered:
Member remarks, administrative announcements, consent agenda, elections, strategy refresh, AI integration, reports, CEO transition discussion, future meetings
Meeting Platform:
In-person and WebEx
Antitrust Notice:
Included
Code of Conduct:
Included
Media Participation Rules:
Included
Year:
2017
Region / City:
Washington, DC, USA
Subject:
Financial Futures, Electricity Markets
Document Type:
Regulatory Filing / Letter
Organization:
NASDAQ Futures, Inc.
Recipient:
Commodity Futures Trading Commission
Author:
Christopher J. Kirkpatrick
Target Audience:
Regulatory Authorities, Market Participants
Effective Date:
April 26, 2017
Contract Listing Date:
April 27, 2017
Reference File:
SR-NFX-2017-11
Covered Contracts:
NFX PJM ATSI, PSEG, JCPL, PEPCO, PECO Zone Day-Ahead Peak and Off-Peak Financial Futures
Contract Terms:
Cash-settled, Monthly, Block Trade Minimum Quantity 5 Contracts, Spot Month Position Limits per Exhibit B
Regulatory Compliance:
Core Principles 2, 3, 4 under Commodity Exchange Act
Market Oversight:
NFX Regulation, National Futures Association, Federal Energy Regulatory Commission
Exhibits Included:
Rulebook Amendments (Appendices A & B), Cash Market Description and Deliverable Supply Analysis (Exhibit C)
Confidentiality Request:
Exhibit C under FOIA
Note:
Year
Subject:
Zonal Valuation of Real Properties
Document Type:
Guidelines
Context:
Guidelines for the zonal valuation of real properties in the Philippines, outlining rules for classifications, zonal values, and special cases like condominium units and parking slots.
Year:
2017
Region / City:
Washington, DC
Subject:
Commodity Futures Trading
Document Type:
Certification
Organization / Institution:
Commodity Futures Trading Commission
Author:
Christopher J. Kirkpatrick
Target Audience:
Market participants, futures traders
Period of Validity:
Starting April 26, 2017
Approval Date:
April 10, 2017
Date of Amendments:
April 10, 2017
Year:
2023
Region / City:
UK
Topic:
Non-alcoholic steatohepatitis (NASH), fructose consumption, uric acid, liver disease
Document type:
Research article
Organization:
University of Cambridge, Queen Elizabeth University Hospital Birmingham
Author:
Mann JP, Armstrong MJ
Target audience:
Medical professionals, researchers
Period of validity:
N/A
Approval date:
N/A
Date of changes:
N/A
Context:
A research article exploring the association of fructose consumption, uric acid, and histological differences in pediatric non-alcoholic steatohepatitis (NASH).
Year:
2017
Region / City:
Washington, DC
Subject:
Financial Futures
Document Type:
Rule Certification
Organization / Institution:
Commodity Futures Trading Commission
Author:
Christopher J. Kirkpatrick
Target Audience:
Financial Market Participants
Effective Date:
April 26, 2017
Amendment Date:
N/A
Year:
2017
Region / City:
Washington, DC
Topic:
Commodity Futures Trading
Document Type:
Certification
Organization:
Commodity Futures Trading Commission
Author:
Christopher J. Kirkpatrick
Target Audience:
Market Participants, Regulatory Authorities
Effective Period:
From April 26, 2017
Approval Date:
April 10, 2017
Amendment Date:
None
Confidentiality Request:
Yes (Exhibit C)
Contract Listing:
NFX PJM Zonal Financial Futures
Contract Symbols:
PZVQ, PAVQ, PAAQ, PZOQ, PAWQ, OPPQ, PZAQ, PSAQ, PSSQ, PZGQ, PSBQ, OSSQ, PZJQ, JCBQ, PJJQ, PZLQ, JCDQ, OLLQ, PZPQ, PPFQ, PPPQ, PZCQ, PPHQ, OZZQ, PZEQ, PCPQ, PCCQ, PZIQ, PCOQ, OXXQ
Exhibits:
A, B, C
Regulatory Compliance:
Yes
Market Surveillance:
Yes
Core Principles:
Compliance, Prevention of Manipulation, Market Disruption
Market Monitoring:
SMARTS Surveillance Application
Year:
2017
Region / City:
Washington, DC
Topic:
Financial Futures Contracts
Document Type:
Certification
Institution:
Commodity Futures Trading Commission
Author:
Christopher J. Kirkpatrick
Target Audience:
Industry Professionals, Market Participants
Period of Validity:
From April 26, 2017
Approval Date:
April 10, 2017
Date of Changes:
None
Description:
Detailed certification for the introduction of new NFX PJM Zonal Financial Futures contracts, including terms, conditions, and amendments to existing rules.
Date:
April 10, 2017
Reference File:
SR-NFX-2017-11
Sender:
NASDAQ Futures, Inc. (NFX)
Recipient:
Christopher J. Kirkpatrick, Office of the Secretariat, Commodity Futures Trading Commission
Address:
Three Lafayette Center, 1155 21st Street, NW, Washington, DC 20581
Legal Basis:
Section 5c(c)(1) of the Commodity Exchange Act and Sections 40.2 and 40.6 of the Commission’s regulations
Subject:
Product Certification and Rule Certification for New NFX PJM Zonal Financial Futures
Type of Document:
Rule self-certification letter
Contracts Covered:
NFX PJM ATSI, PSEG, JCPL, PEPCO, and PECO Zone Day-Ahead Peak and Off-Peak Financial Futures and Mini Financial Futures
Listing Date:
April 26, 2017
Trade Date:
April 27, 2017
Settlement Type:
Monthly cash-settled futures contracts
Underlying Reference:
PJM Day-Ahead locational marginal prices (LMPs)
Position Limits:
As set forth in Rulebook Appendix B
Regulatory Oversight:
Commodity Futures Trading Commission; National Futures Association; Federal Energy Regulatory Commission
Confidential Exhibit:
Cash market description and deliverable supply analysis submitted under FOIA confidential treatment request
Date:
April 10, 2017
Reference File:
SR-NFX-2017-11
Type of Document:
Rule Self-Certification Letter
Subject:
Product Certification and Rule Certification for New NFX PJM Zonal Financial Futures
Submitting Organization:
NASDAQ Futures, Inc.
Regulatory Authority:
Commodity Futures Trading Commission
Recipient:
Christopher J. Kirkpatrick, Office of the Secretariat
Legal Basis:
Section 5c(c)(1) of the Commodity Exchange Act; Commission Regulations 40.2 and 40.6
Contracts Covered:
NFX PJM ATSI, PSEG, JCPL, PEPCO, and PECO Zone Day-Ahead Peak and Off-Peak Financial Futures (including Mini contracts)
Settlement Type:
Cash-settled
Underlying Reference:
Day-Ahead locational marginal prices (LMPs) published by PJM Interconnection
Listing Date:
April 26, 2017
First Trade Date:
April 27, 2017
Position Limits:
As set forth in Rulebook Appendix B
Confidential Treatment Request:
Exhibit C submitted under FOIA
Year:
2017
Region / City:
Washington, DC
Topic:
Financial Futures Contracts
Document Type:
Rule Certification
Organization / Institution:
Commodity Futures Trading Commission
Author:
Christopher J. Kirkpatrick
Target Audience:
Regulatory Authorities, Financial Market Participants
Period of Validity:
Effective April 26, 2017
Approval Date:
April 10, 2017
Amendments Date:
N/A
Year:
2023
Region / City:
Bulgaria / Serbia
Topic:
Cross-border electricity transmission capacity allocation
Document Type:
Auction Rules
Organization / Institution:
ESO, EMS
Author:
Not specified
Target Audience:
Registered Participants, Auction Participants
Period of Validity:
From the date of approval and publication
Approval Date:
Not specified
Amendment Date:
Not specified