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Regulatory self-certification letter submitted to a federal derivatives regulator detailing the listing, contract specifications, compliance framework, and surveillance measures for new monthly cash-settled electricity futures based on PJM day-ahead locational marginal prices.
Date:
April 10, 2017
Reference File:
SR-NFX-2017-11
Type of Document:
Rule Self-Certification Letter
Subject:
Product Certification and Rule Certification for New NFX PJM Zonal Financial Futures
Submitting Organization:
NASDAQ Futures, Inc.
Regulatory Authority:
Commodity Futures Trading Commission
Recipient:
Christopher J. Kirkpatrick, Office of the Secretariat
Legal Basis:
Section 5c(c)(1) of the Commodity Exchange Act; Commission Regulations 40.2 and 40.6
Contracts Covered:
NFX PJM ATSI, PSEG, JCPL, PEPCO, and PECO Zone Day-Ahead Peak and Off-Peak Financial Futures (including Mini contracts)
Settlement Type:
Cash-settled
Underlying Reference:
Day-Ahead locational marginal prices (LMPs) published by PJM Interconnection
Listing Date:
April 26, 2017
First Trade Date:
April 27, 2017
Position Limits:
As set forth in Rulebook Appendix B
Confidential Treatment Request:
Exhibit C submitted under FOIA
Price: 8 / 10 USD
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Date:
April 10, 2017
Reference File:
SR-NFX-2017-11
Sender:
NASDAQ Futures, Inc. (NFX)
Recipient:
Christopher J. Kirkpatrick, Office of the Secretariat, Commodity Futures Trading Commission
Address:
Three Lafayette Center, 1155 21st Street, NW, Washington, DC 20581
Legal Basis:
Section 5c(c)(1) of the Commodity Exchange Act and Sections 40.2 and 40.6 of the Commission’s regulations
Subject:
Product Certification and Rule Certification for New NFX PJM Zonal Financial Futures
Type of Document:
Rule self-certification letter
Contracts Covered:
NFX PJM ATSI, PSEG, JCPL, PEPCO, and PECO Zone Day-Ahead Peak and Off-Peak Financial Futures and Mini Financial Futures
Listing Date:
April 26, 2017
Trade Date:
April 27, 2017
Settlement Type:
Monthly cash-settled futures contracts
Underlying Reference:
PJM Day-Ahead locational marginal prices (LMPs)
Position Limits:
As set forth in Rulebook Appendix B
Regulatory Oversight:
Commodity Futures Trading Commission; National Futures Association; Federal Energy Regulatory Commission
Confidential Exhibit:
Cash market description and deliverable supply analysis submitted under FOIA confidential treatment request
Year:
2017
Region / City:
Washington, DC
Subject:
Commodity Futures Trading
Document Type:
Certification
Organization / Institution:
Commodity Futures Trading Commission
Author:
Christopher J. Kirkpatrick
Target Audience:
Market participants, futures traders
Period of Validity:
Starting April 26, 2017
Approval Date:
April 10, 2017
Date of Amendments:
April 10, 2017
Year:
2017
Region / City:
Washington, DC
Subject:
Financial Futures
Document Type:
Rule Certification
Organization / Institution:
Commodity Futures Trading Commission
Author:
Christopher J. Kirkpatrick
Target Audience:
Financial Market Participants
Effective Date:
April 26, 2017
Amendment Date:
N/A
Year:
2017
Region / City:
Washington, DC
Theme:
Commodity Futures Trading
Document Type:
Rule Certification
Organization / Institution:
Commodity Futures Trading Commission (CFTC)
Author:
Christopher J. Kirkpatrick
Target Audience:
Commodity Futures Traders, Market Participants
Effective Date:
April 26, 2017
Amendment Date:
April 10, 2017
Year:
2017
Region / City:
Washington, DC
Topic:
Commodity Futures Trading
Document Type:
Certification
Organization:
Commodity Futures Trading Commission
Author:
Christopher J. Kirkpatrick
Target Audience:
Market Participants, Regulatory Authorities
Effective Period:
From April 26, 2017
Approval Date:
April 10, 2017
Amendment Date:
None
Confidentiality Request:
Yes (Exhibit C)
Contract Listing:
NFX PJM Zonal Financial Futures
Contract Symbols:
PZVQ, PAVQ, PAAQ, PZOQ, PAWQ, OPPQ, PZAQ, PSAQ, PSSQ, PZGQ, PSBQ, OSSQ, PZJQ, JCBQ, PJJQ, PZLQ, JCDQ, OLLQ, PZPQ, PPFQ, PPPQ, PZCQ, PPHQ, OZZQ, PZEQ, PCPQ, PCCQ, PZIQ, PCOQ, OXXQ
Exhibits:
A, B, C
Regulatory Compliance:
Yes
Market Surveillance:
Yes
Core Principles:
Compliance, Prevention of Manipulation, Market Disruption
Market Monitoring:
SMARTS Surveillance Application
Year:
2017
Region / City:
Washington, DC
Topic:
Financial Futures Contracts
Document Type:
Certification
Institution:
Commodity Futures Trading Commission
Author:
Christopher J. Kirkpatrick
Target Audience:
Industry Professionals, Market Participants
Period of Validity:
From April 26, 2017
Approval Date:
April 10, 2017
Date of Changes:
None
Description:
Detailed certification for the introduction of new NFX PJM Zonal Financial Futures contracts, including terms, conditions, and amendments to existing rules.
Date:
April 10, 2017
Reference File:
SR-NFX-2017-11
Sender:
NASDAQ Futures, Inc. (NFX)
Recipient:
Christopher J. Kirkpatrick, Office of the Secretariat, Commodity Futures Trading Commission
Address:
Three Lafayette Center, 1155 21st Street, NW, Washington, DC 20581
Legal Basis:
Section 5c(c)(1) of the Commodity Exchange Act and Sections 40.2 and 40.6 of the Commission’s regulations
Subject:
Product Certification and Rule Certification for New NFX PJM Zonal Financial Futures
Type of Document:
Rule self-certification letter
Contracts Covered:
NFX PJM ATSI, PSEG, JCPL, PEPCO, and PECO Zone Day-Ahead Peak and Off-Peak Financial Futures and Mini Financial Futures
Listing Date:
April 26, 2017
Trade Date:
April 27, 2017
Settlement Type:
Monthly cash-settled futures contracts
Underlying Reference:
PJM Day-Ahead locational marginal prices (LMPs)
Position Limits:
As set forth in Rulebook Appendix B
Regulatory Oversight:
Commodity Futures Trading Commission; National Futures Association; Federal Energy Regulatory Commission
Confidential Exhibit:
Cash market description and deliverable supply analysis submitted under FOIA confidential treatment request
Year:
2017
Region / City:
Washington, DC
Topic:
Financial Futures Contracts
Document Type:
Rule Certification
Organization / Institution:
Commodity Futures Trading Commission
Author:
Christopher J. Kirkpatrick
Target Audience:
Regulatory Authorities, Financial Market Participants
Period of Validity:
Effective April 26, 2017
Approval Date:
April 10, 2017
Amendments Date:
N/A
Year:
2025
Location:
Lansdowne Resort, Leesburg, Virginia, USA
Theme:
Stakeholder Committee Meeting and Strategic Planning
Document Type:
Meeting Agenda
Organization:
PJM Interconnection
Author:
D. Anders
Audience:
PJM Members Committee, Stakeholders, Media
Meeting Time:
1:00 p.m. – 6:00 p.m. EDT
Dress Code:
Business Casual
Topics Covered:
Member remarks, administrative announcements, consent agenda, elections, strategy refresh, AI integration, reports, CEO transition discussion, future meetings
Meeting Platform:
In-person and WebEx
Antitrust Notice:
Included
Code of Conduct:
Included
Media Participation Rules:
Included
Year:
2017
Region / City:
Washington, DC, USA
Subject:
Financial Futures, Electricity Markets
Document Type:
Regulatory Filing / Letter
Organization:
NASDAQ Futures, Inc.
Recipient:
Commodity Futures Trading Commission
Author:
Christopher J. Kirkpatrick
Target Audience:
Regulatory Authorities, Market Participants
Effective Date:
April 26, 2017
Contract Listing Date:
April 27, 2017
Reference File:
SR-NFX-2017-11
Covered Contracts:
NFX PJM ATSI, PSEG, JCPL, PEPCO, PECO Zone Day-Ahead Peak and Off-Peak Financial Futures
Contract Terms:
Cash-settled, Monthly, Block Trade Minimum Quantity 5 Contracts, Spot Month Position Limits per Exhibit B
Regulatory Compliance:
Core Principles 2, 3, 4 under Commodity Exchange Act
Market Oversight:
NFX Regulation, National Futures Association, Federal Energy Regulatory Commission
Exhibits Included:
Rulebook Amendments (Appendices A & B), Cash Market Description and Deliverable Supply Analysis (Exhibit C)
Confidentiality Request:
Exhibit C under FOIA
Note:
Year
Subject:
Zonal Valuation of Real Properties
Document Type:
Guidelines
Context:
Guidelines for the zonal valuation of real properties in the Philippines, outlining rules for classifications, zonal values, and special cases like condominium units and parking slots.
Year:
2017
Region / City:
Washington, DC
Subject:
Commodity Futures Trading
Document Type:
Certification
Organization / Institution:
Commodity Futures Trading Commission
Author:
Christopher J. Kirkpatrick
Target Audience:
Market participants, futures traders
Period of Validity:
Starting April 26, 2017
Approval Date:
April 10, 2017
Date of Amendments:
April 10, 2017
Year:
2023
Region / City:
UK
Topic:
Non-alcoholic steatohepatitis (NASH), fructose consumption, uric acid, liver disease
Document type:
Research article
Organization:
University of Cambridge, Queen Elizabeth University Hospital Birmingham
Author:
Mann JP, Armstrong MJ
Target audience:
Medical professionals, researchers
Period of validity:
N/A
Approval date:
N/A
Date of changes:
N/A
Context:
A research article exploring the association of fructose consumption, uric acid, and histological differences in pediatric non-alcoholic steatohepatitis (NASH).
Year:
2017
Region / City:
Washington, DC
Subject:
Financial Futures
Document Type:
Rule Certification
Organization / Institution:
Commodity Futures Trading Commission
Author:
Christopher J. Kirkpatrick
Target Audience:
Financial Market Participants
Effective Date:
April 26, 2017
Amendment Date:
N/A
Year:
2017
Region / City:
Washington, DC
Theme:
Commodity Futures Trading
Document Type:
Rule Certification
Organization / Institution:
Commodity Futures Trading Commission (CFTC)
Author:
Christopher J. Kirkpatrick
Target Audience:
Commodity Futures Traders, Market Participants
Effective Date:
April 26, 2017
Amendment Date:
April 10, 2017
Year:
2017
Region / City:
Washington, DC
Topic:
Commodity Futures Trading
Document Type:
Certification
Organization:
Commodity Futures Trading Commission
Author:
Christopher J. Kirkpatrick
Target Audience:
Market Participants, Regulatory Authorities
Effective Period:
From April 26, 2017
Approval Date:
April 10, 2017
Amendment Date:
None
Confidentiality Request:
Yes (Exhibit C)
Contract Listing:
NFX PJM Zonal Financial Futures
Contract Symbols:
PZVQ, PAVQ, PAAQ, PZOQ, PAWQ, OPPQ, PZAQ, PSAQ, PSSQ, PZGQ, PSBQ, OSSQ, PZJQ, JCBQ, PJJQ, PZLQ, JCDQ, OLLQ, PZPQ, PPFQ, PPPQ, PZCQ, PPHQ, OZZQ, PZEQ, PCPQ, PCCQ, PZIQ, PCOQ, OXXQ
Exhibits:
A, B, C
Regulatory Compliance:
Yes
Market Surveillance:
Yes
Core Principles:
Compliance, Prevention of Manipulation, Market Disruption
Market Monitoring:
SMARTS Surveillance Application
Year:
2017
Region / City:
Washington, DC
Topic:
Financial Futures Contracts
Document Type:
Certification
Institution:
Commodity Futures Trading Commission
Author:
Christopher J. Kirkpatrick
Target Audience:
Industry Professionals, Market Participants
Period of Validity:
From April 26, 2017
Approval Date:
April 10, 2017
Date of Changes:
None
Description:
Detailed certification for the introduction of new NFX PJM Zonal Financial Futures contracts, including terms, conditions, and amendments to existing rules.
Date:
April 10, 2017
Reference File:
SR-NFX-2017-11
Sender:
NASDAQ Futures, Inc. (NFX)
Recipient:
Christopher J. Kirkpatrick, Office of the Secretariat, Commodity Futures Trading Commission
Address:
Three Lafayette Center, 1155 21st Street, NW, Washington, DC 20581
Legal Basis:
Section 5c(c)(1) of the Commodity Exchange Act and Sections 40.2 and 40.6 of the Commission’s regulations
Subject:
Product Certification and Rule Certification for New NFX PJM Zonal Financial Futures
Type of Document:
Rule self-certification letter
Contracts Covered:
NFX PJM ATSI, PSEG, JCPL, PEPCO, and PECO Zone Day-Ahead Peak and Off-Peak Financial Futures and Mini Financial Futures
Listing Date:
April 26, 2017
Trade Date:
April 27, 2017
Settlement Type:
Monthly cash-settled futures contracts
Underlying Reference:
PJM Day-Ahead locational marginal prices (LMPs)
Position Limits:
As set forth in Rulebook Appendix B
Regulatory Oversight:
Commodity Futures Trading Commission; National Futures Association; Federal Energy Regulatory Commission
Confidential Exhibit:
Cash market description and deliverable supply analysis submitted under FOIA confidential treatment request
Year:
2017
Region / City:
Washington, DC
Topic:
Financial Futures Contracts
Document Type:
Rule Certification
Organization / Institution:
Commodity Futures Trading Commission
Author:
Christopher J. Kirkpatrick
Target Audience:
Regulatory Authorities, Financial Market Participants
Period of Validity:
Effective April 26, 2017
Approval Date:
April 10, 2017
Amendments Date:
N/A