№ lp_2_3_12443
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Character count: 4260
File size: 25 KB
This is a filing document detailing changes in beneficial ownership of securities, in compliance with the Securities Exchange Act of 1934.
Year:
2025
Region / City:
Washington, D.C.
Subject:
Securities Exchange
Document Type:
SEC Filing
Issuing Agency:
United States Securities and Exchange Commission
Target Audience:
Shareholders, Investors, SEC
Effective Period:
05/15/2025
Approval Date:
05/16/2025
Amendment Date:
None
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Agency:
United States Securities and Exchange Commission
Form number:
Form 25
Document type:
Regulatory filing form
Jurisdiction:
United States
Legal basis:
Securities Exchange Act of 1934
Applicable rules:
Rule 12d2-2 (17 CFR 240.12d2-2); Rule 19d-1 (17 CFR 240.19d-1)
OMB control number:
3235-0080
OMB expiration date:
March 31, 2021
Filing system:
EDGAR
Effective delisting period:
10 days after filing
Effective withdrawal of registration period:
90 days after filing
Revision identifier:
SEC 1654 (03-06)
Year:
20__
Jurisdiction:
State of New York, USA
Document Type:
Bid Bond / Legal Agreement
Issuing Authority:
Office of General Services - Design & Construction
Parties Involved:
Principal (Contractor), Surety Company
Purpose:
Guarantee of contract execution and performance bonds
Notary Public Involvement:
Required for acknowledgment
Legal Reference:
Public Buildings Law, Sub. 3, Sec. 8
Note:
Date issued
Year:
2020
Region / city:
Great Britain
Topic:
Smart Metering, SEC Modifications, Technical Specifications
Document type:
Consultation paper
Organ / institution:
Data and Communications Company (DCC)
Author:
DCC
Target audience:
Industry professionals, technical users of the DUIS and MMC
Period of validity:
Until November 2020
Approval date:
28 April 2020
Amendment date:
Not specified
Date:
1 October 2020
Author:
[email protected]
Classification:
DCC Public
Note:
Region / City
Theme:
DCC User Interface, Smart Metering, SEC Release
Document Type:
Conclusions Document
Year:
2018
Region / city:
New York
Subject:
Earth Science, Geology, Environmental Science
Document Type:
Course Syllabus
Institution:
The City College of New York
Instructor:
Prof. Patricia Kenyon
Target Audience:
Undergraduate students in Earth Science, Geology, EESS, and Architecture majors
Course Duration:
Spring Semester 2018
Approval Date:
Not specified
Date of Changes:
Not specified
Note:
Year
Topic:
Documentary requirements for non-stock, non-profit corporations
Document Type:
Checklist
Year:
2020
Region / City:
Colorado
Subject:
Mental health diversion programs for individuals with low-level criminal offenses
Document Type:
Funding Request
Organization / Institution:
Colorado Judicial Branch
Author:
Kara Martin
Target Audience:
State and local agencies, funding bodies, judicial and mental health professionals
Effective Period:
FY21
Approval Date:
April 28, 2020
Date of Changes:
None
Country:
United States
Issuing authority:
United States Securities and Exchange Commission
Form number:
4
OMB Number:
3235-0287
Legal basis:
Section 16(a) of the Securities Exchange Act of 1934; Section 30(h) of the Investment Company Act of 1940
Type of document:
Regulatory filing
Reporting person:
Garland J. Scott
Issuer:
ALX ONCOLOGY HOLDINGS INC
Ticker symbol:
ALXO
Issuer address:
323 Allerton Avenue, South San Francisco, CA 94080
Date of earliest transaction:
01/20/2026
Date signed:
01/21/2026
Derivative security:
Stock option (right to buy)
Exercise price:
$1.32
Number of shares underlying derivative security:
40,400
Expiration date:
01/19/2036
Vesting terms:
12 equal monthly installments beginning on February 20, 2026
Form:
SEC Form 4
Title:
Statement of Changes in Beneficial Ownership
Filing Authority:
United States Securities and Exchange Commission
Legal Basis:
Section 16(a) of the Securities Exchange Act of 1934; Section 30(h) of the Investment Company Act of 1940
OMB Number:
3235-0287
Reporting Person:
Alana K. Knowles
Reporting Person Address:
5001 Executive Parkway, Suite 200, San Ramon, CA 94583
Issuer:
Chevron Corp
Ticker Symbol:
CVX
Relationship to Issuer:
Officer (Controller)
Date of Earliest Transaction:
January 5, 2026
Date of Signature:
January 7, 2026
Securities Reported:
Common Stock; Non-Qualified Stock Option (Right to Buy)
Transaction Codes:
M (Exercise of Option); S (Sale)
Rule 10b5-1 Plan:
Trading plan adopted February 21, 2025
Signature:
Rose Z. Pierson, Attorney-in-Fact for Alana K. Knowles
Year:
2010
Region / City:
Washington, D.C.
Subject:
Securities Reporting
Document Type:
SEC Filing
Agency / Organization:
United States Securities and Exchange Commission
Author:
Nathan Leight
Target Audience:
Investors, Financial Analysts, Legal Professionals
Period of Action:
March 31, 2010
Date of Approval:
Not specified
Date of Changes:
Not specified
Year:
2025
Region / City:
Boston, MA, USA
Document Type:
SEC Filing
Issuer:
Aura Biosciences, Inc. [AURA]
Reporting Person:
Amy Elazzouzi
Position:
Senior Vice President, Finance
Transaction Date:
10/29/2025
Security Type:
Common Stock
Transaction Type:
Sale to cover tax withholding on RSUs
Ownership After Transaction:
85,662 shares
Filing Pursuant To:
Section 16(a) of the Securities Exchange Act of 1934
Year:
2025
Region / City:
Washington, D.C., USA
Document Type:
SEC Filing
Organization / Institution:
United States Securities and Exchange Commission
Author:
James Hagedorn
Position:
Chairman & CEO
Issuer:
Scotts Miracle-Gro Co [SMG]
Type of Securities:
Common Stock, Phantom Stock
Transaction Date:
03/26/2025
Filing Date:
03/28/2025
Legal Reference:
Section 16(a) of the Securities Exchange Act of 1934
Signatory:
Kathy L. Uttley as attorney-in-fact
Year:
2025
Country:
United States
City:
Washington, D.C.; Pittsburgh, PA
Type of Document:
Regulatory filing
Form:
SEC Form 4
Regulatory Authority:
United States Securities and Exchange Commission
Legal Basis:
Section 16(a) of the Securities Exchange Act of 1934; Section 30(h) of the Investment Company Act of 1940
OMB Number:
3235-0287
Reporting Person:
Severin Hacker
Title of Reporting Person:
Chief Tech Officer, Co-Founder
Issuer:
Duolingo, Inc.
Ticker Symbol:
DUOL
Date of Earliest Transaction:
12/01/2025
Filing Date:
12/03/2025
Securities Reported:
Class A Common Stock; Class B Common Stock; Performance-Based Restricted Stock Units; Stock Options
Place of Filing:
Washington, D.C.
Year:
2025
Country:
United States
City:
Washington, D.C.
Type of document:
Regulatory filing
Form:
SEC Form 4
Regulatory authority:
U.S. Securities and Exchange Commission
Statutory basis:
Section 16(a) of the Securities Exchange Act of 1934; Section 30(h) of the Investment Company Act of 1940
Issuer:
Angi Inc.
Ticker symbol:
ANGI
Reporting person:
Bailey Carson
Title of reporting person:
Chief Operating Officer
Address of reporting person:
3601 Walnut Street, Suite 700, Denver, CO 80205
Date of earliest transaction:
12/01/2025
Date of signature:
12/03/2025
Securities involved:
Class A Common Stock, par value $0.001; Restricted Stock Units
Transaction codes:
M; F
OMB Number:
3235-0287
Year:
2018
Region / City:
Maine
Theme:
Environmental Protection
Document Type:
Legal Regulation
Organization / Institution:
Department of Environmental Protection
Author:
Department of Environmental Protection
Target Audience:
Industry professionals, environmental engineers, waste management professionals
Period of Effect:
Ongoing
Approval Date:
July 8, 2018
Date of Changes:
July 8, 2018
Year:
2013
Region / city:
India
Theme:
Corporate governance, Shareholding
Document type:
Form
Organization / institution:
Government of India
Author:
Ministry of Corporate Affairs
Target audience:
Shareholders, companies
Period of validity:
Not specified
Approval date:
Not specified
Amendment date:
Not specified
Note:
Year
Theme:
Financial Crime Prevention
Document Type:
Certification Form
Target Audience:
Individuals opening accounts on behalf of legal entities
Year:
2024
Region / city:
Australia
Topic:
Beneficial ownership reform
Document type:
Consultation Paper
Author:
Australian Government, Treasury
Target audience:
Legal professionals, policymakers, corporations
Period of validity:
Ongoing
Approval date:
Not specified
Date of amendments:
Not specified
Note:
Year
Theme:
Beneficial Ownership and Control Regulations
Document Type:
Regulatory Notice
Organ / Institution:
ADGM
Target Audience:
ADGM registered entities, shareholders, and nominees