№ files_lp_4_process_3_081576
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This document provides guidance for accountants and firms on complying with anti-money laundering regulations and related financial crime legislation, detailing essential policies, training, reviews, and procedures.
Year:
2020
Region / City:
United Kingdom
Topic:
Anti Money Laundering
Document Type:
Guidance
Organization:
ICAS
Author:
ICAS
Target Audience:
Accountants, financial professionals
Effective Period:
From January 2020
Approval Date:
January 2020
Last Review Date:
July 2024
Last Issued:
July 2024
Date of Changes:
July 2024
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The product description is provided for reference. Actual content and formatting may differ slightly.
Year:
2026
Subject:
Chemistry
Topic:
Acids and Bases
Document type:
Study guide / revision sheet
Level:
Secondary / High school
Audience:
Students
Content focus:
Acid-base definitions, pH calculations, dissociation constants, titrations, buffers
Tasks included:
Concept explanations, calculation exercises, diagram instructions
Key concepts:
Bronsted-Lowry theory, pH, Kw, Ka, pKa, strong and weak acids and bases, titration curves, buffer solutions
Year:
2021
Region / City:
Not specified
Subject:
Anti-money laundering policies and procedures
Document Type:
Policy
Institution:
Not specified
Author:
Not specified
Target Audience:
Employees, Partners
Period of Validity:
Ongoing
Approval Date:
12 July 2021
Date of Changes:
Not specified
Year:
2013
Region / City:
Sikkim, Burtuk
Subject:
Prevention and Redressal of Sexual Harassment
Document Type:
Internal Compliance Committee Report
Institution:
Sikkim Govt. College, Burtuk
Author:
Dr. Sunit Kharel, Dr. Winkeyla Bhutia, Mr. Sonamla Ethenpa, Dr. Sharmila Karki, Mr. Tenzing P. Lepcha, Dr. Sabita Tamang, Dr. Chunku Bhutia, Mr. Allied C. Lepcha, Ms. Sandhya Tamang, Mrs. Lakpa C. Tamang, Mr. Anup Gurung, Ms. Piya Banu Rai
Target Audience:
Staff Members and Students of Sikkim Govt. College
Period of Action:
Ongoing
Approval Date:
Not specified
Date of Amendments:
Not specified
Context:
This is a formal document detailing the establishment and objectives of an Internal Compliance Committee in Sikkim Govt. College for the prevention and redressal of sexual harassment cases, as per the provisions of the POSHA Act, 2013.
Note:
Year
Subject:
Anti-bribery, Export Control
Document type:
Legal Agreement
Organization / institution:
SACE
Target audience:
Applicants, Exporters
Year:
2024
Region / City:
Global
Subject:
Anti-bribery and corruption policy
Document Type:
Policy
Organ / Institution:
MLA Group
Author:
Corporate Services
Target Audience:
Employees, Business Associates
Period of Validity:
Feb 2024 - Feb 2025
Approval Date:
Feb 2024
Revision Date:
Feb 2025
Next Review:
Feb 2026
Year:
2023
Region / City:
Milton Keynes
Theme:
Anti-Social Behaviour Monitoring
Document Type:
Meeting Minutes
Organisation:
Milton Keynes City Council
Author:
Craig Freeman, James Elton, Laura Reeves, Rae Kane, Nir Leuchter, Michael Moseley-Tyler
Target Audience:
Members of the Anti-Social Behaviour Monitoring Group
Period of Activity:
2023-2024
Approval Date:
21/11/23
Amendment Date:
None
Year:
2022
Region / city:
Not specified
Topic:
Fraud, Corruption, Bribery
Document type:
Policy
Organization:
ForViva
Author:
Not specified
Target audience:
All employees, contractors, and other individuals associated with the Group
Period of validity:
From 24.02.2022
Approval date:
Not specified
Amendment date:
Not specified
Year:
2024
Region / City:
Singapore
Topic:
Anti-Money Laundering, Countering the Financing of Terrorism
Document Type:
Implementation Guidance / Illustrative Templates
Issuing Body:
Institute of Singapore Chartered Accountants (ISCA)
Related Regulations:
Accountants (Prevention of Money Laundering and Financing of Terrorism) Rules 2023
Target Audience:
Professional Accountants and Professional Firms
Previous Updates:
November 2015, June 2017, June 2023
Content Includes:
Customer Due Diligence Flowchart, Client Information Forms, Forms for Beneficial Owners, PEPs, Risk Assessment Examples, Enhanced CDD Examples
Year:
2022
Region / City:
United Kingdom
Topic:
Anti-Money Laundering
Document Type:
Policy & Procedures
Organization:
[Firm Name]
Author:
[Firm Name]
Target Audience:
Accountancy Firms, Money Laundering Reporting Officers (MLROs)
Effective Period:
Ongoing
Approval Date:
[MM/YY]
Date of Changes:
[MM/YY]
Note:
Year
Subject:
Anti-money laundering
Document Type:
Policy
Year:
2021
Region / City:
Not specified
Subject:
Anti-money laundering policies and procedures
Document Type:
Policy
Institution:
Not specified
Author:
Not specified
Target Audience:
Employees, Partners
Period of Validity:
Ongoing
Approval Date:
12 July 2021
Date of Changes:
Not specified
Jurisdiction:
New Zealand
Legal framework:
Anti-Money Laundering and Countering Financing of Terrorism Act 2009
Subject matter:
Money laundering and terrorist financing risk assessment
Document type:
Compliance risk assessment
Sector:
Legal profession
Intended users:
Law firms and legal practitioners
Scope of application:
All partners, employees, and business activities of a law firm
Regulatory context:
Reporting entity obligations under AML/CFT legislation
Relevant authorities:
Department of Internal Affairs; New Zealand Law Society
Risk factors covered:
Business size and complexity; services offered; service delivery methods; client types; geographic exposure; transaction characteristics
Compliance roles referenced:
Money Laundering Compliance Officer; Money Laundering Reporting Officer
Geographic focus:
Domestic and cross-border transactions involving New Zealand
Note:
Year
Subject:
Anti-Money Laundering, Compliance, Financial Regulations
Document Type:
Template
Organization / Institution:
FINRA
Target Audience:
Small Firms, Financial Institutions, Compliance Officers
Year:
2021
Region / Country:
United Kingdom
Topic:
Anti-Money Laundering, Compliance
Document Type:
Professional Guidance / Policy Document
Organization:
ICAEW
Author:
Not specified
Target Audience:
New firms, sole practitioners, smaller accountancy firms
Legal Basis:
Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR 17)
Last Updated:
01/01/2021
Responsible Officer:
Money Laundering Compliance Officer (MLCO), Nominated Officer/Money Laundering Reporting Officer (NO/MLRO)
Scope:
Firm-wide risk assessment, internal controls, staff training, reporting procedures
Description:
Professional guidance document outlining mandatory anti-money laundering policies, risk assessments, internal reporting structures, and compliance responsibilities for accountancy firms in the UK.
Year:
2018
Region / city:
United Kingdom
Subject:
Money laundering, financial crime
Document type:
Guidance note
Organization / institution:
Independent Schools Council
Author:
Not specified
Target audience:
Independent schools, financial institutions
Period of validity:
Not specified
Date of approval:
Not specified
Date of amendments:
Not specified
Note:
Year
Subject:
Anti-Money Laundering Compliance
Document Type:
Policy Template
Organization / Institution:
Alberta Mortgage Brokers Association (AMBA)
Target Audience:
AMBA Members
Year:
2023
Region / City:
Not specified
Theme:
Money Laundering, Compliance
Document Type:
Compliance Review
Organ / Institution:
ICAEW
Author:
Not specified
Target Audience:
Firms involved in money laundering compliance
Period of validity:
Ongoing
Approval Date:
Not specified
Date of Changes:
April 2023
Year:
2017
Region / City:
United Kingdom
Theme:
Money laundering, risk assessment
Document Type:
Template
Organization:
Not specified
Author:
Not specified
Target Audience:
Firms subject to MLR 2017
Period of validity:
Not specified
Approval Date:
Not specified
Modification Date:
Not specified
Context:
A template for conducting a risk assessment in compliance with MLR 2017, detailing risk factors related to clients, geography, services, transactions, and delivery channels.
Year:
2022
Note:
Region / city
Subject:
Anti-money laundering, Countering financing of terrorism, Designated business group
Document type:
Guideline
Target audience:
Reporting entities, Legal advisors
Context:
A guideline for reporting entities on the formation and operation of designated business groups (DBG) under the AML/CFT Act, detailing shared obligations and responsibilities within such groups.
Year:
2025
Region / City:
USA
Topic:
Financial Crimes Enforcement Network, Bank Secrecy Act, Anti-Money Laundering
Document Type:
Policy
Organization / Institution:
Credit Union
Author:
[CUname]
Target Audience:
Credit Union Staff, Compliance Officers, Board of Directors
Effective Period:
Ongoing
Approval Date:
01/03/2024
Date of Last Revision:
08/06/2025