№ lp_1_2_17148
File format: docx
Character count: 4125
File size: 47 KB
Year:
2017
Region / City:
United Kingdom
Theme:
Money laundering, risk assessment
Document Type:
Template
Organization:
Not specified
Author:
Not specified
Target Audience:
Firms subject to MLR 2017
Period of validity:
Not specified
Approval Date:
Not specified
Modification Date:
Not specified
Context:
A template for conducting a risk assessment in compliance with MLR 2017, detailing risk factors related to clients, geography, services, transactions, and delivery channels.
Price: 8 / 10 USD
The file will be delivered to the email address provided at checkout within 12 hours.
The file will be delivered to the email address provided at checkout within 12 hours.
Don’t have cryptocurrency yet?
You can still complete your purchase in a few minutes:- Buy Crypto in a trusted app (Coinbase, Kraken, Cash App or any similar service).
- In the app, tap Send.
- Select network, paste our wallet address.
- Send the exact amount shown above.
The final amount may vary slightly depending on the payment method.
The file will be sent to the email address provided at checkout within 24 hours.
The product description is provided for reference. Actual content and formatting may differ slightly.
Note:
Year
Legal framework:
Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017
Amendments referenced:
MLR (Amendment) 2019; The Money Laundering and Terrorist Financing (Amendment) (High-Risk Countries) Regulations 2021
Guidance referenced:
CCAB Anti-Money Laundering Guidance for the Accountancy Sector (AMLGAS); HM Treasury National Risk Assessment 2020; FATF Guidance on the Risk-Based Approach for Accountants; National Crime Agency resources
Sector:
Accountancy sector
Subject:
Anti-money laundering and counter-terrorist financing risk assessment
Document type:
Compliance template and guidance factsheet
Issuing organisation:
Association of Chartered Certified Accountants
Issue date:
June 2021
Prepared by:
Money Laundering Reporting Officer (MLRO)
Approval:
Partner and Director of the firm
Review requirement:
Annual review
Key risk areas:
Client risk; Geography risk; Products and services risk; Transactions risk; Delivery channels risk
Compliance measures referenced:
CDD; EDD; SARs; staff training; annual compliance review
Intended audience:
Accountancy firms and MLROs
Year:
2017
Region / city:
United Kingdom
Subject:
Anti-money laundering, terrorist financing
Document type:
Application form
Organization / institution:
Financial Conduct Authority
Author:
Financial Conduct Authority
Target audience:
Financial institutions, legal entities, applicants for authorization
Effective period:
N/A
Approval date:
N/A
Date of amendments:
N/A
Contextual description:
Legal and regulatory document providing an application form for individual MLR (Money Laundering Regulations) approval in accordance with UK financial regulations.
Year:
2017
Region / City:
United Kingdom
Topic:
Money Laundering, Terrorist Financing, Financial Regulation
Document Type:
Regulatory Guidance
Organization:
Financial Conduct Authority (FCA)
Author:
Financial Conduct Authority (FCA)
Target Audience:
Financial institutions, applicants for registration as an Annex I Financial Institution, MLR Individuals
Period of validity:
Not specified
Approval Date:
Not specified
Date of changes:
Not specified
Year:
2015
Region / City:
United States
Topic:
Health Insurance, Reporting
Document Type:
Instruction Manual
Organization / Institution:
Centers for Medicare & Medicaid Services (CMS)
Author:
Centers for Medicare & Medicaid Services (CMS)
Target Audience:
Health insurance issuers
Period of Action:
2015
Approval Date:
Not specified
Amendment Date:
Not specified
Year:
2012
Region / City:
International
Topic:
Robotics, Mechatronics
Document Type:
Research Paper
Organization / Institution:
IEEE, ASME
Author:
Zhiguo Lu, Tadayoshi Aoyama, Kosuke Sekiyama, Yasuhisa Hasegawa, Toshio Fukuda
Target Audience:
Researchers, Engineers, Academics in Robotics and Mechatronics
Period of validity:
Not specified
Approval Date:
Not specified
Date of Changes:
Not specified
Context:
Research paper on multi-locomotion robot motion control
Year:
2021
Region / City:
Oran, Algeria; Biskra, Algeria; Casablanca, Morocco
Topic:
Medicinal Chemistry, Quantitative Structure-Activity Relationship (QSAR), Drug Discovery
Document Type:
Research Paper
Institution:
Université des Sciences et de la Technologie d’Oran Mohamed BOUDIAF (USTO-MB), University of Biskra, Hassan II University of Casablanca
Author:
Sihem MEDJAHED, Salah BELAIDI, Noureddine TCHOUAR, Houmam BELAIDI, Fatima SOUALMI, Samir CHTITA
Target Audience:
Researchers in medicinal chemistry and computational chemistry
Period of Validity:
2021
Approval Date:
Not specified
Modification Date:
Not specified
Year:
2017
Region / city:
United Kingdom
Subject:
Anti-money laundering, terrorist financing
Document type:
Application form
Organization / institution:
Financial Conduct Authority
Author:
Financial Conduct Authority
Target audience:
Financial institutions, legal entities, applicants for authorization
Effective period:
N/A
Approval date:
N/A
Date of amendments:
N/A
Contextual description:
Legal and regulatory document providing an application form for individual MLR (Money Laundering Regulations) approval in accordance with UK financial regulations.
Year:
2023
Region / City:
United States
Topic:
Chemical Facility Anti-Terrorism Standards (CFATS), Personnel Surety Program (PSP)
Document Type:
Guideline
Organization / Institution:
Department of Homeland Security (DHS)
Author:
Department of Homeland Security (DHS)
Target Audience:
Facility operators and security personnel in the chemical industry
Period of validity:
N/A
Approval Date:
N/A
Amendment Date:
N/A
Year:
2022
Region / city:
United Kingdom
Topic:
Anti-money laundering and counter terrorist financing supervision
Document type:
Government report
Organization / institution:
HM Treasury
Author:
HM Treasury
Target audience:
Professional Body Supervisors, financial and legal sectors
Period of action:
From 26/06/2017
Approval date:
24/06/2022
Date of amendments:
None noted
Year:
2017
Region / City:
United Kingdom
Topic:
Money Laundering, Terrorist Financing, Financial Regulation
Document Type:
Regulatory Guidance
Organization:
Financial Conduct Authority (FCA)
Author:
Financial Conduct Authority (FCA)
Target Audience:
Financial institutions, applicants for registration as an Annex I Financial Institution, MLR Individuals
Period of validity:
Not specified
Approval Date:
Not specified
Date of changes:
Not specified
Year:
2009
Region / City:
Monterey, CA
Topic:
Terrorist networks, Social network analysis
Document Type:
Conference Paper
Institution:
Naval Postgraduate School
Author:
Dr. Sean F. Everton
Target Audience:
Academics, Analysts, Military strategists
Period of Application:
Not specified
Approval Date:
Not specified
Date of Changes:
Not specified
Year:
2016
Region / City:
Montserrat, London
Topic:
Financial Sanctions, Terrorism
Document Type:
Government Notice
Issuing Authority:
Financial Services Commission
Author:
HM Governor
Target Audience:
Financial institutions, legal professionals, individuals subject to sanctions
Period of Validity:
From 05 May 2016
Approval Date:
05 May 2016
Amendment Date:
N/A
Year:
2023
Region:
United Kingdom
Audience:
School and college leaders, staff, students, and wider community
Document Type:
Guidance / Checklist
Institution:
Department for Education (DfE)
Related Organizations:
Local authorities, NHS, police, Counter-Terrorism Security Advisors
Topics:
Terrorism response, mental health support, communications, exam considerations, HR support
Timeframe:
Immediate to long-term post-incident
Resources Referenced:
Gov.UK media guidance, NHS trauma guidelines, JCQ special consideration guide, Educate Against Hate website, UK Solidarity Fund
Key Contacts:
Local police, local authority emergency contact, Prevent lead, HE/FE Coordinator, school/college administration