№ lp_1_2_63966
File format: docx
Character count: 20084
File size: 48 KB
This document is a checklist outlining the requirements for issuers of specialist securities (ETFs) in relation to JSE listings, including compliance details, placing document requirements, and market-making obligations.
Year:
2023
Region / city:
Johannesburg
Topic:
Securities Listings Requirements
Document Type:
Checklist
Organ / institution:
JSE
Author:
N/A
Target audience:
Issuers of ETFs
Period of validity:
N/A
Approval date:
N/A
Date of amendments:
N/A
Price: 8 / 10 USD
The file will be delivered to the email address provided at checkout within 12 hours.
The file will be delivered to the email address provided at checkout within 12 hours.
Don’t have cryptocurrency yet?
You can still complete your purchase in a few minutes:- Buy Crypto in a trusted app (Coinbase, Kraken, Cash App or any similar service).
- In the app, tap Send.
- Select network, paste our wallet address.
- Send the exact amount shown above.
The final amount may vary slightly depending on the payment method.
The file will be sent to the email address provided at checkout within 24 hours.
The product description is provided for reference. Actual content and formatting may differ slightly.
Document Number:
ETE0068
Publication Date:
July 22, 2025
Issuing Organization:
Employee Trust Funds (ETF)
Document Type:
Questions and Answers
Related Procurement:
Request for Proposal (RFP) for staffing services
Contract Reference:
ETI0003
Fiscal Years Referenced:
FY22–FY26
Budget Information:
FY26 budget $3,432,490; FY25 budget $2,794,603
Subject Matter:
Staffing services procurement, billing policies, rates, contractor requirements
Website:
etf.wi.gov
Year:
2026
Region / city:
Singapore
Subject:
Legal agreement, Securities, Investment
Document type:
Legal Agreement, Financial Instrument
Institution:
Company incorporated in Singapore
Author:
[Company Name]
Target audience:
Investors, Legal professionals, Financial institutions
Effective period:
Not specified
Approval date:
Not specified
Amendment date:
Not specified
Agency:
United States Securities and Exchange Commission
Form number:
Form 25
Document type:
Regulatory filing form
Jurisdiction:
United States
Legal basis:
Securities Exchange Act of 1934
Applicable rules:
Rule 12d2-2 (17 CFR 240.12d2-2); Rule 19d-1 (17 CFR 240.19d-1)
OMB control number:
3235-0080
OMB expiration date:
March 31, 2021
Filing system:
EDGAR
Effective delisting period:
10 days after filing
Effective withdrawal of registration period:
90 days after filing
Revision identifier:
SEC 1654 (03-06)
Year:
2021
Region / City:
India
Topic:
Investor Services, KYC, PAN Registration
Document Type:
Form
Organization / Institution:
Securities and Exchange Board of India (SEBI)
Author:
SEBI
Target Audience:
Security holders of listed companies
Period of validity:
Until March 31, 2022
Approval Date:
November 03, 2021
Date of changes:
None
Year:
1929
Region / City:
United States
Topic:
Securities regulation, stock market behavior, investor protection
Document Type:
Regulatory framework
Organization:
SEC (Securities and Exchange Commission)
Author:
Not specified
Target Audience:
Investors, financial analysts, regulators
Period of validity:
Ongoing
Approval date:
Not specified
Date of changes:
Not specified
Year:
2024
Region / City:
South Africa
Theme:
Debt and Specialist Securities Listings
Document Type:
Process Document
Organization / Institution:
JSE Limited
Author:
JSE Limited
Target Audience:
Sponsors, Debt Sponsors, Designated Persons, Issuers
Validity Period:
Indefinite
Approval Date:
November 2024
Date of Changes:
None specified
Year:
2022
Region / City:
India
Subject:
Securities Issuance and Dematerialization Requests
Document Type:
Form
Organization / Institution:
SEBI (Securities and Exchange Board of India)
Author:
Not specified
Target Audience:
Securities holders, claimants, and investors
Effective Period:
120 days from the issuance of Letter of Confirmation
Approval Date:
January 25, 2022
Date of Changes:
Not specified
Year:
2024
Region / City:
Washington, D.C.
Theme:
Securities Offering
Document Type:
Regulatory Filing
Organization / Institution:
United States Securities and Exchange Commission
Author:
United States Securities and Exchange Commission
Target Audience:
Issuers seeking exemption under Regulation A
Period of Validity:
N/A
Approval Date:
October 31, 2024
Date of Changes:
N/A
Year:
[Year]
Region / City:
Wellington
Topic:
Securities listing and quotation
Document Type:
Application
Organization:
NZ RegCo
Author:
[Issuer Name]
Target Audience:
NZX, securities issuers
Effective Period:
[Date]
Approval Date:
[Date]
Amendment Date:
[Date]
Year:
2023
Region / City:
Australia
Subject:
Securities, ASX Listing Rules
Document Type:
Application Form
Organ / Institution:
Australian Securities Exchange (ASX)
Author:
ASX
Target Audience:
Entities seeking securities quotation
Period of validity:
Not specified
Approval Date:
Not specified
Date of Changes:
Not specified
Note:
Date
Declaration:
All the above facts stated are true and correct to best of my / our knowledge and belief.
Year:
2023
Region / City:
Halifax, NS
Topic:
Charitable Donations, Securities Transfer
Document Type:
Instructional Guide
Organization:
IWK Foundation
Author:
IWK Foundation
Target Audience:
Donors
Effective Period:
Not specified
Approval Date:
Not specified
Modification Date:
Not specified
Type of document:
Instruction / Template
Purpose:
Authorization to remove worthless securities from DTC records
Recipient:
The Depository Trust Company (DTC)
Sender:
Issuer, Trustee, or Agent
Event types:
Bankruptcy, court order, cancellation, non-redemption, structured security
Required action:
Submission of signed NVW letter via email
Email addresses:
[email protected]
Obligation:
Indemnification of DTC and Cede & Co.
Jurisdiction:
United States
Date:
[To be filled by sender]
Year:
2022
Region / City:
Not specified
Subject:
Securities Transmission
Document Type:
Form
Organization / Institution:
Not specified
Author:
Not specified
Target Audience:
Claimant(s), Legal Heirs, Nominees
Effective Period:
Not specified
Approval Date:
Not specified
Amendment Date:
Not specified
Context:
Legal document used for transmitting securities after the death of the holder, requiring relevant personal and financial details of the claimant(s) for processing the request.
Year:
N/A
Region / city:
N/A
Topic:
Securities, Listing Requirements, Financial Documents
Document Type:
Checklist
Organization / institution:
JSE
Author:
N/A
Target audience:
Issuers, Advisors, Legal and Financial Professionals
Validity period:
N/A
Approval date:
N/A
Amendment date:
N/A
Note:
Year
Subject:
Information Technology, Business Operations
Document Type:
Job Description
Organization / Institution:
Department of FISCal
Target Audience:
Internal employees, IT professionals
Year:
2017
Region / City:
United States
Topic:
Neurologic Physical Therapy, Certification
Document Type:
Resource List
Institution:
American Board of Physical Therapy Specialties (ABPTS)
Author:
NCS Committee
Target Audience:
Physical Therapists preparing for NCS Exam
Period of Validity:
N/A
Approval Date:
N/A
Date of Changes:
N/A
Note:
Year
Document Type:
Job Description
Organization / Institution:
NCG
Year:
2026
Region / City:
Kuwait, UAE, Singapore, India
Field:
Construction, Quantity Surveying, Contracts Management
Document Type:
Professional CV
Organization / Institution:
Dar Al-Handasah Consultants (SIDARA Group), ALDAR – LAING O’ROURKE JV, MACE Contractors Limited, STUP Consultants Ltd., Nagarjuna Construction Company Ltd., JASP Constructions Pvt. Ltd., Siri Consultants, Padmavathi Constructions
Author:
JAI PRAKASH REDDY PITTA
Target Audience:
Employers, Recruitment Agencies, Professional Networks
Period of Activity:
1983 - Present
Date of Approval:
N/A
Date of Changes:
N/A