№ lp_1_20102
File format: docx
Character count: 5132
File size: 75 KB
The document outlines the procedures and information required for listing and quoting securities on the NZX Main Board or Debt Market, including necessary agreements, bond information, and contact details.
Year:
[Year]
Region / City:
Wellington
Topic:
Securities listing and quotation
Document Type:
Application
Organization:
NZ RegCo
Author:
[Issuer Name]
Target Audience:
NZX, securities issuers
Effective Period:
[Date]
Approval Date:
[Date]
Amendment Date:
[Date]
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Note:
Year
Year:
2025
Region / City:
New Zealand
Theme:
Debt Securities
Document Type:
Instrument Information Sheet
Issuer:
Not specified
Target Audience:
Issuers, Investors, Financial Regulators
Period of Validity:
Not specified
Approval Date:
Not specified
Date of Changes:
Not specified
Year:
Not specified
Jurisdiction:
New Zealand
Regulatory framework:
NZX Listing Rules
Document type:
Practice note and checklist
Subject matter:
Notices of meeting and proxy voting requirements
Issuing body:
NZX
Scope:
Issuers submitting notices of meeting for review
Related rules:
Listing Rules 2.11, 5.1, 6.3.1, 7.8.3
Covered topics:
Meeting notices, resolutions, proxy forms, director elections, director remuneration, major transactions
Appendices:
Election and re-election of directors; Director remuneration; Major transactions
Compliance focus:
Disclosure and voting requirements
Year:
2023
Region / City:
Florida
Topic:
Debt Collection, Bankruptcy, Florida Statutes
Document Type:
Informational Guide
Organization:
Florida Department of Financial Services
Author:
Not specified
Target Audience:
Agencies, Debt Collectors, Legal Professionals
Effective Period:
Not specified
Approval Date:
Not specified
Amendment Date:
Not specified
Year:
2019
Region / City:
Canberra
Subject:
Debt Management
Document Type:
Policy
Agency / Institution:
Canberra Health Services
Author:
Not specified
Target Audience:
CHS staff
Effective Period:
Not specified
Approval Date:
Not specified
Date of Changes:
Not specified
Year:
2025
Region / city:
Kenya
Topic:
Public Debt Management, Liability Management
Document type:
Policy Document
Institution:
Public Debt Management Office (PDMO), National Treasury
Target Audience:
Government Institutions, Policy Makers, Financial Analysts
Period of validity:
Ongoing
Approval Date:
December 2025
Date of changes:
N/A
Year:
N/A
Region / City:
N/A
Subject:
Debt Management
Document Type:
Program Guide
Organization / Institution:
ACCC
Author:
N/A
Target Audience:
Consumers in debt
Effective Period:
N/A
Approval Date:
N/A
Modification Date:
N/A
Year:
2024
Region / City:
South Africa
Theme:
Debt and Specialist Securities Listings
Document Type:
Process Document
Organization / Institution:
JSE Limited
Author:
JSE Limited
Target Audience:
Sponsors, Debt Sponsors, Designated Persons, Issuers
Validity Period:
Indefinite
Approval Date:
November 2024
Date of Changes:
None specified
Year:
2010
Region / City:
Australia
Topic:
Joint Venture Agreements, Capital Market Transactions
Document Type:
Guide
Author:
AFMA
Target Audience:
Joint Lead Managers, Issuers, Legal Advisors
Effective Period:
Not specified
Approval Date:
Not specified
Date of Amendments:
Not specified
Year:
2026
Region / City:
United Kingdom
Subject:
Debt Advice Quality Standards
Document Type:
Guidance Document
Organization:
Money and Pensions Service (MaPS)
Target Audience:
Debt advice providers and advisers
Related Standards:
Advice Quality Standard (AQS), MaPS Quality Framework
Effective Period:
Current until updated
Date of Publication:
2026
Appendices:
Staff List and Debt Adviser Roles, Organisational Record of Individual Learning
Year:
2021
Region / city:
England and Wales
Theme:
Procurement, Housing, Debt Services
Document type:
FAQ
Organ / institution:
GOV.UK
Author:
N/A
Target audience:
Applicants to the procurement process
Validity period:
28 June 2021 - 31 August 2022
Approval date:
N/A
Amendment date:
N/A
Year:
2019
Region / City:
India
Subject:
Insolvency and Bankruptcy
Document Type:
Legal Notice
Organization / Institution:
N/A
Author:
N/A
Target Audience:
Guarantors to Corporate Debtors
Period of Action:
N/A
Approval Date:
N/A
Date of Amendments:
N/A
Year:
Not specified
Region / City:
Not specified
Subject:
Subordinated debt issuance and prepayment process
Document Type:
Regulatory notice
Organization / Institution:
Office of the Comptroller of the Currency (OCC)
Author:
Not specified
Target Audience:
National banks, federal savings associations, OCC
Period of Validity:
Not specified
Approval Date:
Not specified
Amendment Date:
Not specified
Year:
2022
Region / City:
Florida
Topic:
Debt Collection, Credit Reporting, Bankruptcy
Document Type:
Seminar Presentation
Organization / Institution:
Department of Financial Services (Florida)
Author:
Tammy Eastman, Susan Sloan, John Herrington, Gabriel Franklin
Target Audience:
Government agencies, Debt Collection Agencies
Effective Date:
2022
Date of Approval:
2022
Date of Modifications:
Not specified
Year:
2021
Region / City:
Mumbai
Topic:
Listing of Non-Convertible Debt Securities
Document Type:
Guidelines
Authority / Institution:
BSE (Bombay Stock Exchange)
Author:
SEBI (Securities and Exchange Board of India)
Target Audience:
Issuers of Non-Convertible Debt Securities
Effective Period:
Ongoing
Approval Date:
N/A
Date of Amendments:
N/A
Year:
2019
Region / city:
Accra, Ghana
Theme:
Cash Management, Debt Management
Document type:
Aide-Memoire
Organ / institution:
World Bank
Author:
Leandro Secunho
Target audience:
Government officials, Debt and Treasury Management professionals
Effective period:
2019-2021
Approval date:
October 2019
Date of revisions:
None
Note:
Context
Year:
2020
Region / City:
Nigeria
Theme:
Debt Verification
Document Type:
Report
Institution:
Fiscal Responsibility Commission (FRC)
Author:
Fiscal Responsibility Commission (FRC)
Target Audience:
Government agencies, policymakers, financial analysts
Period of Validity:
Not specified
Approval Date:
Not specified
Date of Amendments:
Not specified
Note:
Context
Year:
2016
Region / City:
Washington, D.C.
Theme:
Financial Management, Debt Management
Document Type:
Performance Work Statement (PWS)
Organization / Institution:
Department of Veterans Affairs
Author:
Unknown
Target Audience:
Internal Departmental Staff
Period of Validity:
2016 - ongoing
Approval Date:
2016
Date of Changes:
Not specified
Agency:
United States Securities and Exchange Commission
Form number:
Form 25
Document type:
Regulatory filing form
Jurisdiction:
United States
Legal basis:
Securities Exchange Act of 1934
Applicable rules:
Rule 12d2-2 (17 CFR 240.12d2-2); Rule 19d-1 (17 CFR 240.19d-1)
OMB control number:
3235-0080
OMB expiration date:
March 31, 2021
Filing system:
EDGAR
Effective delisting period:
10 days after filing
Effective withdrawal of registration period:
90 days after filing
Revision identifier:
SEC 1654 (03-06)