№ lp_1_2_09466
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This document outlines the requirements for recovery and exit planning for APRA-regulated financial entities in Australia.
Year:
2023
Region / City:
Australia
Subject:
Prudential standard for APRA-regulated entities
Document Type:
Prudential Standard
Organization / Institution:
Australian Prudential Regulation Authority (APRA)
Author:
Clare Gibney
Target Audience:
APRA-regulated entities, financial institutions
Effective Period:
Starting from 1 January 2024 for most entities, 1 January 2025 for RSE licensees
Approval Date:
10 October 2023
Date of Changes:
N/A
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Year:
2018
Jurisdiction:
Australia
Subject matter:
Information security regulation
Document type:
Prudential standard determination
Regulatory authority:
Australian Prudential Regulation Authority
Issuing body:
APRA
Delegate:
Geoff Summerhayes
Applicable sectors:
Banking, insurance, life insurance, private health insurance, superannuation
Applicable entities:
APRA-regulated entities
Legal basis:
Banking Act 1959; Insurance Act 1973; Life Insurance Act 1995; Private Health Insurance (Prudential Supervision) Act 2015; Superannuation Industry (Supervision) Act 1993
Standard identifier:
CPS 234
Date of determination:
30 November 2018
Commencement date:
1 July 2019
Effective scope:
Australia and Australian branch operations of foreign entities
Banking (prudential standard) determination No. 6 of 2023 Prudential Standard APS 120 Securitisation
Year:
2023
Region / city:
Australia
Theme:
Banking, Financial Regulation
Document Type:
Regulatory Determination
Organization / Institution:
Australian Prudential Regulation Authority (APRA)
Author:
Clare Gibney
Target Audience:
Authorised Deposit-Taking Institutions (ADIs), Authorised Non-Operating Holding Companies (NOHCs), Financial Regulators
Period of Validity:
Commences on 1 January 2024
Approval Date:
21 November 2023
Date of Amendments:
N/A
Year:
2023
Region / City:
Australia
Topic:
Insurance, Prudential Standards
Document Type:
Legal Instrument
Institution:
Australian Prudential Regulation Authority (APRA)
Author:
Clare Gibney
Target Audience:
General Insurers, Life Companies, Private Health Insurers, Actuaries
Period of Effect:
From 1 January 2024
Approval Date:
21 November 2023
Year:
2019
Region / city:
Australia
Theme:
Risk Management in Superannuation
Document type:
Prudential Standard
Organization:
Australian Prudential Regulation Authority (APRA)
Author:
Heidi Richards
Target audience:
RSE licensees, risk management professionals
Effective period:
From 1 January 2020
Approval date:
04 December 2019
Amendment date:
N/A
Year:
2023
Region / City:
South Africa
Topic:
IFRS 17 Implementation, Audit Reporting
Document Type:
Prudential Communication
Organ / Institution:
Prudential Authority
Author:
Prudential Authority
Target Audience:
Registered auditors, solo and micro-insurers
Period of Validity:
Until revised QRTs are published
Approval Date:
30 June 2023
Amendment Date:
N/A
Year:
2022
Region / city:
Australia
Topic:
Investment Governance, Prudential Standards, Superannuation
Document Type:
Draft Guidance
Organization:
APRA
Author:
Margaret Cole
Target Audience:
RSE licensees, superannuation fund stakeholders
Period of Validity:
From 1 January 2023
Approval Date:
17 November 2022
Date of Changes:
N/A
Year:
2017
Region / city:
European Union
Topic:
Financial supervision, acquisition assessment
Document type:
Guidelines
Institution:
European Banking Authority (EBA), European Insurance and Occupational Pensions Authority (EIOPA), European Securities and Markets Authority (ESMA)
Author:
N/A
Target audience:
Competent authorities, financial institutions, regulators
Period of validity:
Ongoing
Approval date:
30 August 2017
Date of amendments:
N/A
Year:
2024
Region / city:
Australia
Topic:
Banking regulation, prudential standards
Document type:
Explanatory Statement
Organization:
Australian Prudential Regulation Authority (APRA)
Author:
Australian Prudential Regulation Authority (APRA)
Target audience:
Authorized deposit-taking institutions (ADIs), authorized non-operating holding companies (NOHCs), financial regulators
Effective period:
From 1 January 2025
Approval date:
27 November 2024
Amendments date:
Not specified
This document outlines the changes made to the Prudential Standard APS 116 Capital Adequacy:
Market Risk under the Banking Act 1959, including minor amendments to bring it in line with the prudential framework and international standards.
Year:
2025
Region / City:
Australia
Theme:
Health Insurance Regulation
Document Type:
Prudential Standard
Organization / Institution:
Australian Prudential Regulation Authority (APRA)
Author:
Sean Carmody
Target Audience:
Private Health Insurers
Effective Period:
From 1 January 2026
Approval Date:
15 November 2025
Date of Changes:
None
Year:
2023
Region / City:
Australia
Theme:
Financial Regulation
Document Type:
Report
Organization / Institution:
Financial Regulator Assessment Authority
Author:
Financial Regulator Assessment Authority
Target Audience:
Government officials, financial regulators, industry stakeholders
Period of Validity:
Not specified
Date of Approval:
June 2023
Date of Changes:
Not specified
Year:
2019
Region / city:
Australia
Subject:
Capital Adequacy
Document type:
Prudential Standard Determination
Institution:
Australian Prudential Regulation Authority (APRA)
Author:
Pat Brennan
Target audience:
General insurers, Level 2 insurance groups, and their boards
Period of validity:
From 1 July 2019
Approval date:
19 June 2019
Date of last changes:
Not specified
Year:
2024
Country:
Australia
Issuing Authority:
Australian Prudential Regulation Authority (APRA)
Legislation:
Superannuation Industry (Supervision) Act 1993, section 34C(1) and (6)
Related Legislation:
Corporations Act 2001
Instrument Number:
No. 4 of 2024
Commencement Date:
30 June 2024
Subject:
Prudential requirements for fitness and propriety of responsible persons of RSE licensees
Document Type:
Explanatory Statement
Regulatory Framework:
Superannuation prudential standards
Affected Entities:
RSE licensees of registrable superannuation entities
Replaces:
Prudential Standard SPS 520 Fit and Proper (2013)
Purpose:
Revocation and replacement of previous SPS 520 with updated Prudential Standard SPS 520 Fit and Proper
Year:
2023
Country:
Australia
Regulatory authority:
Australian Prudential Regulation Authority (APRA)
Issuing official:
Helen Rowell, Deputy Chair
Legal basis:
Life Insurance Act 1995, subsection 230A(1) and 230A(5)
Document type:
Prudential standard determination
Prudential standard:
LPS 001 Definitions
Sector:
Life insurance regulation
Applicable entities:
Life companies, friendly societies, registered non-operating holding companies (NOHCs), and subsidiaries of life companies or registered NOHCs
Date signed:
24 May 2023
Commencement date:
1 July 2023
Superseded instrument:
Life Insurance (prudential standard) determination No. 1 of 2022
Subject:
Definitions of key terms used across prudential standards for life insurers
Structure:
Authority, Application and commencement, Definitions, Adjustments and exclusions, Previous exercise of discretion, Attachment A – Counterparty grades
Year:
2024
Region / City:
Australia
Topic:
Superannuation regulation
Document type:
Legislative Instrument
Institution:
Australian Prudential Regulation Authority (APRA)
Author:
Australian Prudential Regulation Authority (APRA)
Target audience:
RSE licensees, legal and financial professionals
Effective period:
From 22 December 2023
Approval date:
22 December 2023
Modification date:
N/A
Year:
2026
Region / Country:
Australia
Subject:
Superannuation fund selection
Document type:
Official form
Organization:
Department of Education Victoria
Target audience:
Employees and employers eligible for superannuation
Period of validity:
Until updated or replaced
Date of issue:
2026
Legal reference:
Superannuation Industry (Supervision) Act 1993
Instructions:
Details for completing superannuation choice and required attachments
Privacy policy link:
http://www.education.vic.gov.au/Pages/privacypolicy.aspx
Year:
2020
Type of document:
Advisory letter
Subject:
Tax treatment of superannuation contributions
Audience:
Individual clients
Jurisdiction:
Australia
Issuing organization:
[Company Name]
Author:
[Insert Client Position / Author not explicitly stated]
Period covered:
Financial year ended 30 June 2020
Contribution types:
Concessional and non-concessional
Relevant legislation:
Division 293 tax, concessional contributions caps
Year:
2018
Jurisdiction:
Australia
Subject matter:
Information security regulation
Document type:
Prudential standard determination
Regulatory authority:
Australian Prudential Regulation Authority
Issuing body:
APRA
Delegate:
Geoff Summerhayes
Applicable sectors:
Banking, insurance, life insurance, private health insurance, superannuation
Applicable entities:
APRA-regulated entities
Legal basis:
Banking Act 1959; Insurance Act 1973; Life Insurance Act 1995; Private Health Insurance (Prudential Supervision) Act 2015; Superannuation Industry (Supervision) Act 1993
Standard identifier:
CPS 234
Date of determination:
30 November 2018
Commencement date:
1 July 2019
Effective scope:
Australia and Australian branch operations of foreign entities
Year:
2019
Region / city:
Australia
Theme:
Risk Management in Superannuation
Document type:
Prudential Standard
Organization:
Australian Prudential Regulation Authority (APRA)
Author:
Heidi Richards
Target audience:
RSE licensees, risk management professionals
Effective period:
From 1 January 2020
Approval date:
04 December 2019
Amendment date:
N/A
Document type:
Trust deed
Fund type:
Self Managed Superannuation Fund
Jurisdiction:
Australia
Regulatory authority:
Australian Taxation Office
Applicable legislation:
Superannuation Industry (Supervision) Act and Regulations
Provider:
Superannuation Warehouse Australia Pty Ltd
Address:
3 Keys Street, Beaumaris, VIC 3193
ABN:
62 141 409 449
Contact details:
Tel 03 8610 6999; Fax 03 8610 6334; Mobile 0411 241 215
Website:
www.smsfwarehouse.com.au
Subject matter:
Establishment, administration, benefits, trustee powers and obligations of a self managed superannuation fund
Intended users:
Members and trustees of a self managed superannuation fund
Geographic scope:
Commonwealth of Australia
Year:
2025
Region / city:
Newcastle
Theme:
Pension Scheme
Document type:
Policy Guide
Organization / institution:
Newcastle University
Author:
Not specified
Target audience:
University staff
Period of validity:
January 2025 and onward
Approval date:
April 2025
Review date:
April 2026