№ lp_2_1_34720
File format: docx
Character count: 18285
File size: 61 KB
Year:
2024
Region / city:
Australia
Topic:
Banking regulation, prudential standards
Document type:
Explanatory Statement
Organization:
Australian Prudential Regulation Authority (APRA)
Author:
Australian Prudential Regulation Authority (APRA)
Target audience:
Authorized deposit-taking institutions (ADIs), authorized non-operating holding companies (NOHCs), financial regulators
Effective period:
From 1 January 2025
Approval date:
27 November 2024
Amendments date:
Not specified
This document outlines the changes made to the Prudential Standard APS 116 Capital Adequacy:
Market Risk under the Banking Act 1959, including minor amendments to bring it in line with the prudential framework and international standards.
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Year:
2018
Jurisdiction:
Australia
Subject matter:
Information security regulation
Document type:
Prudential standard determination
Regulatory authority:
Australian Prudential Regulation Authority
Issuing body:
APRA
Delegate:
Geoff Summerhayes
Applicable sectors:
Banking, insurance, life insurance, private health insurance, superannuation
Applicable entities:
APRA-regulated entities
Legal basis:
Banking Act 1959; Insurance Act 1973; Life Insurance Act 1995; Private Health Insurance (Prudential Supervision) Act 2015; Superannuation Industry (Supervision) Act 1993
Standard identifier:
CPS 234
Date of determination:
30 November 2018
Commencement date:
1 July 2019
Effective scope:
Australia and Australian branch operations of foreign entities
Banking (prudential standard) determination No. 6 of 2023 Prudential Standard APS 120 Securitisation
Year:
2023
Region / city:
Australia
Theme:
Banking, Financial Regulation
Document Type:
Regulatory Determination
Organization / Institution:
Australian Prudential Regulation Authority (APRA)
Author:
Clare Gibney
Target Audience:
Authorised Deposit-Taking Institutions (ADIs), Authorised Non-Operating Holding Companies (NOHCs), Financial Regulators
Period of Validity:
Commences on 1 January 2024
Approval Date:
21 November 2023
Date of Amendments:
N/A
Year:
2023
Region / City:
Australia
Subject:
Prudential standard for APRA-regulated entities
Document Type:
Prudential Standard
Organization / Institution:
Australian Prudential Regulation Authority (APRA)
Author:
Clare Gibney
Target Audience:
APRA-regulated entities, financial institutions
Effective Period:
Starting from 1 January 2024 for most entities, 1 January 2025 for RSE licensees
Approval Date:
10 October 2023
Date of Changes:
N/A
Year:
2023
Region / City:
Australia
Topic:
Insurance, Prudential Standards
Document Type:
Legal Instrument
Institution:
Australian Prudential Regulation Authority (APRA)
Author:
Clare Gibney
Target Audience:
General Insurers, Life Companies, Private Health Insurers, Actuaries
Period of Effect:
From 1 January 2024
Approval Date:
21 November 2023
Year:
2019
Region / city:
Australia
Theme:
Risk Management in Superannuation
Document type:
Prudential Standard
Organization:
Australian Prudential Regulation Authority (APRA)
Author:
Heidi Richards
Target audience:
RSE licensees, risk management professionals
Effective period:
From 1 January 2020
Approval date:
04 December 2019
Amendment date:
N/A
Year:
2023
Region / City:
South Africa
Topic:
IFRS 17 Implementation, Audit Reporting
Document Type:
Prudential Communication
Organ / Institution:
Prudential Authority
Author:
Prudential Authority
Target Audience:
Registered auditors, solo and micro-insurers
Period of Validity:
Until revised QRTs are published
Approval Date:
30 June 2023
Amendment Date:
N/A
Year:
2022
Region / city:
Australia
Topic:
Investment Governance, Prudential Standards, Superannuation
Document Type:
Draft Guidance
Organization:
APRA
Author:
Margaret Cole
Target Audience:
RSE licensees, superannuation fund stakeholders
Period of Validity:
From 1 January 2023
Approval Date:
17 November 2022
Date of Changes:
N/A
Year:
2017
Region / city:
European Union
Topic:
Financial supervision, acquisition assessment
Document type:
Guidelines
Institution:
European Banking Authority (EBA), European Insurance and Occupational Pensions Authority (EIOPA), European Securities and Markets Authority (ESMA)
Author:
N/A
Target audience:
Competent authorities, financial institutions, regulators
Period of validity:
Ongoing
Approval date:
30 August 2017
Date of amendments:
N/A
Year:
2025
Region / City:
Australia
Theme:
Health Insurance Regulation
Document Type:
Prudential Standard
Organization / Institution:
Australian Prudential Regulation Authority (APRA)
Author:
Sean Carmody
Target Audience:
Private Health Insurers
Effective Period:
From 1 January 2026
Approval Date:
15 November 2025
Date of Changes:
None
Year:
2023
Region / City:
Australia
Theme:
Financial Regulation
Document Type:
Report
Organization / Institution:
Financial Regulator Assessment Authority
Author:
Financial Regulator Assessment Authority
Target Audience:
Government officials, financial regulators, industry stakeholders
Period of Validity:
Not specified
Date of Approval:
June 2023
Date of Changes:
Not specified
Year:
2019
Region / city:
Australia
Subject:
Capital Adequacy
Document type:
Prudential Standard Determination
Institution:
Australian Prudential Regulation Authority (APRA)
Author:
Pat Brennan
Target audience:
General insurers, Level 2 insurance groups, and their boards
Period of validity:
From 1 July 2019
Approval date:
19 June 2019
Date of last changes:
Not specified
Year:
2024
Country:
Australia
Issuing Authority:
Australian Prudential Regulation Authority (APRA)
Legislation:
Superannuation Industry (Supervision) Act 1993, section 34C(1) and (6)
Related Legislation:
Corporations Act 2001
Instrument Number:
No. 4 of 2024
Commencement Date:
30 June 2024
Subject:
Prudential requirements for fitness and propriety of responsible persons of RSE licensees
Document Type:
Explanatory Statement
Regulatory Framework:
Superannuation prudential standards
Affected Entities:
RSE licensees of registrable superannuation entities
Replaces:
Prudential Standard SPS 520 Fit and Proper (2013)
Purpose:
Revocation and replacement of previous SPS 520 with updated Prudential Standard SPS 520 Fit and Proper
Year:
2023
Country:
Australia
Regulatory authority:
Australian Prudential Regulation Authority (APRA)
Issuing official:
Helen Rowell, Deputy Chair
Legal basis:
Life Insurance Act 1995, subsection 230A(1) and 230A(5)
Document type:
Prudential standard determination
Prudential standard:
LPS 001 Definitions
Sector:
Life insurance regulation
Applicable entities:
Life companies, friendly societies, registered non-operating holding companies (NOHCs), and subsidiaries of life companies or registered NOHCs
Date signed:
24 May 2023
Commencement date:
1 July 2023
Superseded instrument:
Life Insurance (prudential standard) determination No. 1 of 2022
Subject:
Definitions of key terms used across prudential standards for life insurers
Structure:
Authority, Application and commencement, Definitions, Adjustments and exclusions, Previous exercise of discretion, Attachment A – Counterparty grades
Year:
2024
Region / City:
Australia
Topic:
Superannuation regulation
Document type:
Legislative Instrument
Institution:
Australian Prudential Regulation Authority (APRA)
Author:
Australian Prudential Regulation Authority (APRA)
Target audience:
RSE licensees, legal and financial professionals
Effective period:
From 22 December 2023
Approval date:
22 December 2023
Modification date:
N/A
Note:
Year
Topic:
Interest Rate Risk in the Banking Book (IRRBB)
Document Type:
Reporting Instructions
Target Audience:
Financial institutions and regulators
Year:
2023
Region / city:
UK
Topic:
Financial Procedures
Document Type:
Internal Policy
Organ / institution:
Citizens Advice
Author:
Not specified
Target Audience:
Staff and Trustees
Period of validity:
Indefinite
Approval date:
Not specified
Amendment date:
Not specified
Year:
2021
Region / city:
India
Topic:
Foreign exchange, Banking, International trade
Document type:
Examination paper
Organization / institution:
NMIMS
Author:
Not specified
Target audience:
Students in the field of banking and finance
Period of validity:
December 2021
Approval date:
Not specified
Date of amendments:
Not specified
Contextual description:
The document provides a series of examination questions related to international banking, foreign exchange management, and interest rate parity.
Year:
2021
Region / City:
India
Theme:
Banking Regulations
Document Type:
RBI Notification
Organization / Institution:
Reserve Bank of India
Author:
Reserve Bank of India
Target Audience:
Banks, Financial Institutions, Foreign Portfolio Investors
Period of Validity:
June 14, 2021 - September 30, 2021
Approval Date:
June 7, 2021
Date of Last Revision:
N/A
Year:
2019
Region / City:
Australia
Topic:
Interest Rate Risk in Banking
Document Type:
Regulatory Standard
Institution:
Australian Prudential Regulation Authority (APRA)
Author:
Alison Bliss
Target Audience:
Authorized deposit-taking institutions (ADI)
Effective Period:
From 1 October 2019
Approval Date:
10 September 2019
Amendment Date:
Not specified
Context:
This document outlines the Reporting Standard ARS 117.1 for reporting interest rate risk in the banking book for authorized deposit-taking institutions in Australia.
Year:
2018
Jurisdiction:
Australia
Subject matter:
Information security regulation
Document type:
Prudential standard determination
Regulatory authority:
Australian Prudential Regulation Authority
Issuing body:
APRA
Delegate:
Geoff Summerhayes
Applicable sectors:
Banking, insurance, life insurance, private health insurance, superannuation
Applicable entities:
APRA-regulated entities
Legal basis:
Banking Act 1959; Insurance Act 1973; Life Insurance Act 1995; Private Health Insurance (Prudential Supervision) Act 2015; Superannuation Industry (Supervision) Act 1993
Standard identifier:
CPS 234
Date of determination:
30 November 2018
Commencement date:
1 July 2019
Effective scope:
Australia and Australian branch operations of foreign entities