№ lp_1_2_46484
File format: docx
Character count: 28309
File size: 119 KB
Regulatory checklist governing the submission of issuer, fund, licensing, disclosure, and compliance information required for ASX assessment of ETF Securities seeking admission to the AQUA Market.
Document type:
Regulatory admission checklist
Market:
ASX AQUA Market
Regulatory framework:
ASX Operating Rules Schedule 10A
Issuing body:
ASX Limited
Subject:
Admission of ETF Securities to Trading Status or the AQUA Quote Display Board
Applicants:
AQUA Product Issuers
Financial product type:
Exchange Traded Funds (ETF Securities)
Jurisdiction:
Australia
Structure:
Part A – Key information; Part B – Admission application checklist
Referenced authorities:
Australian Securities and Investments Commission
Required attachments:
Annexures A1–A6, Annexure B1
Legal basis:
Corporations Act and ASIC guidance
Price: 8 / 10 USD
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The product description is provided for reference. Actual content and formatting may differ slightly.
Year:
2025-2026
Region / City:
Las Vegas, Nevada
Subject:
Educational Psychology, Quantitative Analysis, Graduate Programs
Document Type:
Catalog
Institution:
University of Nevada, Las Vegas
Author:
Graduate College
Target Audience:
Graduate Students
Period of Validity:
2025-2026 Academic Year
Approval Date:
Not specified
Modification Date:
Not specified
Contextual Description:
Plan of Study document outlining the course requirements for the Doctor of Philosophy in Educational Psychology program with a focus on Assessment and Quantitative Analysis in Education (AQUA).
Year:
2026
Region / City:
UK
Subject:
Fitness, Health and Safety, Water-based Exercise
Document Type:
Learner Evidence Portfolio
Organization:
EMD UK
Author:
Active IQ
Target Audience:
Fitness Instructors, Learners, Trainers
Duration:
Ongoing
Approval Date:
2026-02-07
Modification Date:
N/A
Note:
Year
Year:
2023
Region / City:
Not specified
Theme:
LED lighting technology
Document Type:
Product specification
Organization / Institution:
Not specified
Author:
Not specified
Target Audience:
Lighting designers, event professionals
Validity Period:
Not specified
Approval Date:
Not specified
Date of Changes:
Not specified
Year:
2026
Region / City:
Orlando, FL, USA
Type of Document:
Order form
Organization:
Aqua Gems
Target Audience:
Customers
Date of Issue:
2026
Purpose:
Placing orders for products
Year:
2023
Region / City:
Not specified
Theme:
Skincare
Document Type:
Product Description
Organization / Institution:
Not specified
Author:
Not specified
Target Audience:
General public
Effective Period:
Not specified
Approval Date:
Not specified
Modification Date:
Not specified
Key Ingredients:
Vitamin C, Vitamin B3, Biomimetic water
Context:
Product description for a bio-cellulose face mask targeted at hydration and anti-aging.
Note:
Year
Authority / Institution:
Securities Commission Malaysia
Year:
2021
Region / City:
Long Beach
Subject:
Faculty Evaluation
Document Type:
Guideline
Institution:
CSULB College of Education
Author:
Faculty Affairs
Target Audience:
Tenured Faculty, Department Committee Members, Deans
Effective Period:
Spring 2023
Approval Date:
December 20, 2021
Modification Date:
N/A
CUSIP:
37960A347
Ticker:
BCCC
Record Date:
September 2, 2025
Pay Date:
September 5, 2025
Distribution Amount Per Share:
$0.1972
Year:
2025
Region / City:
Global
Subject:
Bitcoin Covered Call ETF Distribution Notice
Document Type:
Distribution Announcement
Organization / Institution:
Global X
Author:
Global X
Target Audience:
Shareholders of the Global X Bitcoin Covered Call ETF
Effective Period:
September 2, 2025 - September 5, 2025
Approval Date:
Not specified
Date of Changes:
Not specified
Year:
2025
Region / City:
Global
Theme:
Finance, Investments
Document Type:
Financial Distribution Notice
Organization / Institution:
Global X
Author:
Global X
Target Audience:
Investors, Shareholders
Period of Validity:
Fiscal Year 2025
Approval Date:
October 1, 2025
Amendment Date:
N/A
Fund Name:
Global X Investment Grade Corporate Bond ETF
Ticker:
GXIG
CUSIP:
37960A339
Record Date:
September 2, 2025
Pay Date:
September 9, 2025
Distribution Amount Per Share:
$0.1080
Fiscal Year:
2025
Distribution Sources:
Net Investment Income; Net Realized Capital Gains; Return of Capital
Current Distribution – Net Investment Income:
$0.1080 (100.00%)
Current Distribution – Net Realized Capital Gains:
$0.0000 (0.00%)
Current Distribution – Return of Capital:
$0.0000 (0.00%)
Cumulative Distribution to Date – Net Investment Income:
$0.1873 (87.54%)
Cumulative Distribution to Date – Net Realized Capital Gains:
$0.0000 (0.00%)
Cumulative Distribution to Date – Return of Capital:
$0.0267 (12.46%)
Total Cumulative Distribution to Date:
$0.2140
Tax Reporting Form:
Form 1099-DIV
Contact Number:
1-888-493-8631
Document Type:
Distribution Notice
CUSIP:
37954Y699
Ticker:
EFAS
Record Date:
February 4, 2026
Pay Date:
February 9, 2026
Distribution Amount Per Share:
$0.0820
Contact Number:
1-888-493-8631
Year:
2026
Region / City:
N/A
Topic:
Investment distribution
Document Type:
Financial statement
Organization / Institution:
Global X
Author:
N/A
Target Audience:
Investors
Effective Period:
Fiscal year 2026
Approval Date:
N/A
Date of Changes:
N/A
Year:
2024
Region / City:
Global
Topic:
ETFs, Investment Strategies, Fixed Income, ESG
Document Type:
Interview
Institution:
AXA Investment Managers
Author:
Margareta Hricova, Olivier Paquier, Deborah Fuhr
Target Audience:
Investors, Financial Professionals
Period of Validity:
Until 2024
Date of Approval:
2024
Date of Modifications:
N/A
Year:
2026
Region / City:
Global
Topic:
Financial Distribution
Document Type:
Report
Organization:
Global X
Author:
Not specified
Target Audience:
Investors in the fund
Effective Period:
Fiscal year 2026
Approval Date:
Not specified
Amendment Date:
Not specified
Year:
2026
Region / city:
Singapore
Subject:
Legal agreement, Securities, Investment
Document type:
Legal Agreement, Financial Instrument
Institution:
Company incorporated in Singapore
Author:
[Company Name]
Target audience:
Investors, Legal professionals, Financial institutions
Effective period:
Not specified
Approval date:
Not specified
Amendment date:
Not specified
Agency:
United States Securities and Exchange Commission
Form number:
Form 25
Document type:
Regulatory filing form
Jurisdiction:
United States
Legal basis:
Securities Exchange Act of 1934
Applicable rules:
Rule 12d2-2 (17 CFR 240.12d2-2); Rule 19d-1 (17 CFR 240.19d-1)
OMB control number:
3235-0080
OMB expiration date:
March 31, 2021
Filing system:
EDGAR
Effective delisting period:
10 days after filing
Effective withdrawal of registration period:
90 days after filing
Revision identifier:
SEC 1654 (03-06)
Year:
2021
Region / City:
India
Topic:
Investor Services, KYC, PAN Registration
Document Type:
Form
Organization / Institution:
Securities and Exchange Board of India (SEBI)
Author:
SEBI
Target Audience:
Security holders of listed companies
Period of validity:
Until March 31, 2022
Approval Date:
November 03, 2021
Date of changes:
None
Year:
1929
Region / City:
United States
Topic:
Securities regulation, stock market behavior, investor protection
Document Type:
Regulatory framework
Organization:
SEC (Securities and Exchange Commission)
Author:
Not specified
Target Audience:
Investors, financial analysts, regulators
Period of validity:
Ongoing
Approval date:
Not specified
Date of changes:
Not specified
Year:
2024
Region / City:
South Africa
Theme:
Debt and Specialist Securities Listings
Document Type:
Process Document
Organization / Institution:
JSE Limited
Author:
JSE Limited
Target Audience:
Sponsors, Debt Sponsors, Designated Persons, Issuers
Validity Period:
Indefinite
Approval Date:
November 2024
Date of Changes:
None specified