№ files_lp_4_process_3_109022
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Standardized compliance form used by regulated institutions to record corporate background information, ownership structure, governance roles and regulatory disclosures as part of Know Your Customer due diligence.
Document Type:
Compliance form
Subject:
Know Your Customer (KYC) due diligence
Organization / Institution:
Financial or regulated institution requesting customer due diligence information
Purpose:
Collection of corporate information and identification of owners, directors and key management
Customer Category:
Corporate customers
Information Sections:
Corporate information; key relationships; regulatory and compliance disclosures; tax and litigation matters; convictions
Ownership Disclosure Threshold:
Owners holding 5% or more
Governance Information:
Board of Directors (independent, executive or non-executive)
Management Information:
Key management personnel
Compliance Topics:
PEP status, public appointments, prior employment, political activity, sanctions and investigations
Required Attachments:
Articles of Agreement, By-Laws, Charters or similar corporate documents
Verification Requirement:
Signature, stamp and page initials required
Use Context:
Customer due diligence and regulatory compliance procedures
Price: 8 / 10 USD
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The product description is provided for reference. Actual content and formatting may differ slightly.
Year:
2021
Region / City:
India
Topic:
Investor Services, KYC, PAN Registration
Document Type:
Form
Organization / Institution:
Securities and Exchange Board of India (SEBI)
Author:
SEBI
Target Audience:
Security holders of listed companies
Period of validity:
Until March 31, 2022
Approval Date:
November 03, 2021
Date of changes:
None
Year:
2023
Region / city:
N/A
Document type:
Form
Organization / institution:
Securities and Exchange Board of India (SEBI)
Author:
N/A
Target audience:
Investors, Registered Transfer Agents (RTAs), and holders of listed company securities
Validity period:
N/A
Approval date:
March 16, 2023
Amendment date:
N/A
Note:
Year
Year:
Not specified
Region / City:
India
Subject:
KYC (Know Your Customer) Requirements for Customs Clearance
Document Type:
Form
Organization / Institution:
FedEx
Author:
Not specified
Target Audience:
Importers/Exporters
Effective Period:
Not specified
Approval Date:
Not specified
Modification Date:
Not specified
Year:
2021
Region / City:
India
Topic:
Investor Services, KYC, PAN Registration
Document Type:
Form
Organization / Institution:
SEBI (Securities and Exchange Board of India)
Author:
SEBI
Target Audience:
Investors in listed companies holding physical securities
Effective Period:
Ongoing
Approval Date:
November 03, 2021
Modification Date:
N/A
Form ISR–1: Request for Registering or Updating PAN, KYC and Related Details for Physical Securities
Year:
2023
Country:
India
Regulatory authority:
Securities and Exchange Board of India (SEBI)
Document reference:
SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/37
Date of circular:
March 16, 2023
Document type:
Regulatory form
Purpose:
Registration or updation of PAN, KYC, bank, contact, signature and nomination details
Applicable securities:
Shares, debentures, bonds and other securities of listed companies held in physical form
Applicable entities:
Investors, security holders, Registrars and Transfer Agents (RTAs)
Submission modes:
In-person verification, post, electronic submission with e-sign
Related forms:
ISR–2, ISR–3, SH-13, SH-14
Compliance requirement:
Mandatory furnishing of PAN, KYC and nomination details for processing service requests
Timelines reference:
SEBI circular dated November 26, 2021
Source type:
Statutory regulatory documentation governing investor service requests and compliance procedures for physical securities under SEBI regulations.
Year:
2023
Region / City:
India
Topic:
Anti-Money Laundering, Know Your Customer (KYC)
Document Type:
Policy
Organ / Institution:
Manappuram Finance Limited (MAFIL)
Author:
Operations Department
Target Audience:
Employees, Third-party Agents
Period of Action:
From August 2023
Approval Date:
August 2023
Next Review Date:
July 2024
Date of Last Revision:
July 2023
Year:
Not specified
Region / City:
Not specified
Topic:
Know Your Counterparty (KYC), Responsible Jewellery Council (RJC)
Document Type:
Request for Information
Organization / Institution:
Responsible Jewellery Council (RJC)
Author:
Not specified
Target Audience:
Companies involved in the jewellery industry
Period of Validity:
Not specified
Approval Date:
Not specified
Date of Changes:
Not specified
Year:
2021
Region / City:
N/A
Theme:
KYC registration, PAN update
Document type:
Form
Institution:
SEBI
Author:
N/A
Target Audience:
Investors holding physical securities in listed companies
Effective period:
N/A
Approval date:
November 03, 2021
Modification date:
N/A
Year:
2021
Region / City:
India
Subject:
PAN and KYC registration and update for physical securities in listed companies
Document Type:
Form
Organization:
SEBI (Securities and Exchange Board of India)
Author:
SEBI
Target Audience:
Security holders, Investors
Validity Period:
Not specified
Approval Date:
November 03, 2021
Date of Changes:
Not specified
Note:
Year
Document Type:
Policy
Contextual Description:
Template for Anti-Money Laundering and KYC policy and procedures.
Year:
2021
Region / City:
India
Topic:
KYC, Bank Regulations, COVID-19
Document Type:
Circular
Organization:
Reserve Bank of India (RBI)
Author:
Prakash Baliarsingh
Target Audience:
Regulated Entities
Period of Validity:
Till March 31, 2022
Approval Date:
December 30, 2021
Modification Date:
N/A
Date:
Not specified
Country:
India
Legislation:
Prevention of Money Laundering Act, 2002
Related Legislation:
Income Tax Act; Prevention of Corruption Act
Regulatory Authority:
Securities and Exchange Board of India
Issuing Authority:
Department of Revenue, Ministry of Finance, Government of India
Referenced Notification:
No. GSR 436(E) dated July 1, 2005
Referenced Circulars:
ISD/CIR/RR/AML/1/06 dated January 18, 2006; ISD/CIR/RR/AML/2/06 dated March 23, 2006
Reporting Authority:
Financial Intelligence Unit-India
Document Type:
Compliance Addendum / Key Information Memorandum
Subject:
Anti-Money Laundering and Know Your Client (KYC) Obligations
Applicability:
Stock Brokers and Constituents
Effective Date of Act:
July 1, 2005
Obligations:
Identity Verification; Record Maintenance; Reporting of Suspicious Transactions; Account Freezing in Case of Non-Compliance
Legal Consequence:
Discretion to Reject Application or Freeze Account for Non-Compliance
Status:
Integral Part of Client Registration Form
Amendment Clause:
Subject to Amendments from Time to Time
Year:
2024
Location:
Hamburg, Germany + Online
Topic:
Automated vehicle categorization
Document type:
Meeting minutes
Organization:
Task Force on Automated Vehicle Categorisation (AVC)
Authors:
Co-Chairs
Audience:
Task Force members, GRVA participants
Meeting dates:
1–2 October 2024
Agenda items:
Categories X and Y, dual-mode category, Category L, RE3 and SR1 proposals
References:
AVC-09-02, AVC-09-04, AVC-09-05, AVC-09-06, AVC-09-07, AVC-09-08, AVC-09-09, AVC-09-11, AVC-09-13
Decisions:
Inclusion of Category L and T in X and Y applicability, dual-mode category not adopted, amendments to RE3 and SR1
Year:
2026
Region / city:
England
Educational level:
Key Stage 1–2
Curriculum:
National Curriculum England
Type of document:
Educational program guide
Author:
Emile Education
Target audience:
Teachers, students
Content coverage:
Spelling patterns, phonics, word families, morphology, etymology
Resources included:
PowerPoints, worksheets, apps, student task codes, assessments
Structure:
Yearly plans, half-term plans, weekly plans
Implementation:
Classroom and home use
Assessment method:
Weekly tests, Class Battles, Learn Games
Program:
VCE Vocational Major
Subject:
Personal Development Skills (PDS)
Units:
Unit 1 – Healthy Individuals; Unit 2 – Connecting with the Community
Education level:
Secondary education
Region:
Victoria, Australia
Focus areas:
Personal identity, emotional intelligence, health and wellbeing, community engagement, citizenship, technology and health promotion
Target audience:
Students
Document type:
Curriculum outline
Source type:
Educational program description
Institution:
Saint Gabriel’s Foundation
Subject:
Science I.E.
Grade level:
Grade 6
Academic level:
Primary education
Semester:
Semester 1 and Semester 2
Curriculum area:
Science
Document type:
Curriculum framework
Strands:
Living and Family; Life and the Environment; Substances and Properties of Substances; Energy
Sub-strands:
Classification of Organisms; Adaptation; The Environment; The Web of Life; Properties of Materials; Energy
Standards codes:
Sc 1.1; Sc 1.2; Sc 2.1; Sc 2.2; Sc 3.1; Sc 5.1
Educational focus:
Learning standards and performance indicators
Target audience:
Students and teachers at Grade 6 level
Time coverage:
Full academic year
Subject:
Personal Development, Health and Physical Education (PDHPE)
Stage:
Early Stage 1
Type of document:
Student workbook
Lessons:
Lesson 1–2
Topic:
Personal safety and safe environments
Activities:
Discussion, drawing tasks, written responses, self-reflection
Assessment component:
Success criteria self-reflection checklist
Target audience:
Early Stage 1 students
Resources required:
Help from an adult; lead pencil/coloured pencils or crayon
Emergency reference:
000 (Ambulance)
Document type:
Supplementary tables
Subject:
Epidemiology, clinicopathology and diagnostic testing of herpesvirus infections
Species affected:
Domestic goose (Anser anser domestics); Black swan (Cygnus atratus)
Locations:
Lowood; Townsville; Maryborough; Lockyer Valley; Cairns
Dates covered:
15/01/1989–5/01/2021; 14/02/1991 (swan case)
Number of cases:
6
Number at risk:
159 geese; 4 swans
Number dead:
141 geese; 2 swans
Clinical signs:
Lethargy, recumbency, inappetence, vomiting, diarrhoea, tremors, ataxia, open-mouth breathing, rapid death
Gross pathology findings:
Hepatic petechiae and necrosis, splenomegaly, intestinal plaques and haemorrhages, thymic enlargement, pulmonary congestion
Histopathology findings:
Multifocal necrotising hepatitis, splenitis, enteritis, thymitis, vasculitis, eosinophilic intranuclear inclusion bodies
Diagnostic methods:
PCR, virus isolation, electron microscopy, next generation sequencing, serology, microbiology, ELISA
Viruses identified:
Goose herpesvirus (AnHV-2); distinct herpesvirus (AnHV-3)
GenBank accession numbers:
OR578703; OR578701; OR540300; OR578702; OR578704
Comparative tests performed:
Avian Influenza Type A, Newcastle disease virus, DVE, DHV1, pigeon herpesvirus, rotavirus, Salmonella, botulism, heavy metals