№ lp_1_2_63967
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Character count: 23136
File size: 51 KB
This checklist outlines the requirements for a specific transaction related to securities listing and the JSE’s requirements for issuing such securities.
Note:
Year
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Note:
Year
Year:
N/A
Region / city:
N/A
Topic:
Securities, Listing Requirements, Financial Documents
Document Type:
Checklist
Organization / institution:
JSE
Author:
N/A
Target audience:
Issuers, Advisors, Legal and Financial Professionals
Validity period:
N/A
Approval date:
N/A
Amendment date:
N/A
Note:
Year
Organization / Institution:
Department for Environment, Food and Rural Affairs
Note:
Year
Contextual description:
Application form for access to microdata for research purposes through the ABS DataLab, detailing the project requirements and guidelines.
Year:
2024
Region / City:
Jacksonville
Topic:
Medical / Dentistry
Document Type:
Announcement
Organization / Institution:
ABS Family Dentistry
Author:
Dr. Gina Mancini
Target Audience:
ABS patients
Effective Period:
June 2024
Approval Date:
May 2024
Changes Date:
Not specified
Context:
Announcement regarding staff changes, introduction of a new associate dentist, and a farewell message from Dr. Savanna Fonkert.
Year:
2023
Region / city:
Not specified
Subject:
Local Government Pension Scheme (LGPS)
Document type:
Pension Statement
Issuer:
LPPA (Local Government Pension Scheme Administrator)
Author:
Not specified
Target audience:
LGPS members
Effective period:
Not specified
Approval date:
Not specified
Date of changes:
Not specified
Note:
Contextual description
Year:
2026
Region / City:
Vilnius, Lithuania
Topic:
Chemical Safety
Document Type:
Safety Data Sheet
Organization / Institution:
filalab, UAB
Author:
filalab, UAB
Target Audience:
Industrial users handling ABS filament
Period of Validity:
Until updated according to EU regulations
Date of Issue:
2026
Hazard Classification:
Not classified under Regulation (EC) No 1272/2008 [CLP]
Composition:
2-Propenenitrile polymer with 1,3-butadiene and ethenylbenzene 90-100%, other proprietary components 1-10%
Precautions:
Avoid contact with hot material, dust, flames; use protective equipment
Storage Conditions:
Cool, dry, ventilated place, sealed, away from sunlight and ignition sources
Disposal Considerations:
Minimize waste generation, follow local authority regulations
Year:
2026
Region / city:
Singapore
Subject:
Legal agreement, Securities, Investment
Document type:
Legal Agreement, Financial Instrument
Institution:
Company incorporated in Singapore
Author:
[Company Name]
Target audience:
Investors, Legal professionals, Financial institutions
Effective period:
Not specified
Approval date:
Not specified
Amendment date:
Not specified
Agency:
United States Securities and Exchange Commission
Form number:
Form 25
Document type:
Regulatory filing form
Jurisdiction:
United States
Legal basis:
Securities Exchange Act of 1934
Applicable rules:
Rule 12d2-2 (17 CFR 240.12d2-2); Rule 19d-1 (17 CFR 240.19d-1)
OMB control number:
3235-0080
OMB expiration date:
March 31, 2021
Filing system:
EDGAR
Effective delisting period:
10 days after filing
Effective withdrawal of registration period:
90 days after filing
Revision identifier:
SEC 1654 (03-06)
Year:
2021
Region / City:
India
Topic:
Investor Services, KYC, PAN Registration
Document Type:
Form
Organization / Institution:
Securities and Exchange Board of India (SEBI)
Author:
SEBI
Target Audience:
Security holders of listed companies
Period of validity:
Until March 31, 2022
Approval Date:
November 03, 2021
Date of changes:
None
Year:
1929
Region / City:
United States
Topic:
Securities regulation, stock market behavior, investor protection
Document Type:
Regulatory framework
Organization:
SEC (Securities and Exchange Commission)
Author:
Not specified
Target Audience:
Investors, financial analysts, regulators
Period of validity:
Ongoing
Approval date:
Not specified
Date of changes:
Not specified
Year:
2024
Region / City:
South Africa
Theme:
Debt and Specialist Securities Listings
Document Type:
Process Document
Organization / Institution:
JSE Limited
Author:
JSE Limited
Target Audience:
Sponsors, Debt Sponsors, Designated Persons, Issuers
Validity Period:
Indefinite
Approval Date:
November 2024
Date of Changes:
None specified
Year:
2022
Region / City:
India
Subject:
Securities Issuance and Dematerialization Requests
Document Type:
Form
Organization / Institution:
SEBI (Securities and Exchange Board of India)
Author:
Not specified
Target Audience:
Securities holders, claimants, and investors
Effective Period:
120 days from the issuance of Letter of Confirmation
Approval Date:
January 25, 2022
Date of Changes:
Not specified
Year:
2024
Region / City:
Washington, D.C.
Theme:
Securities Offering
Document Type:
Regulatory Filing
Organization / Institution:
United States Securities and Exchange Commission
Author:
United States Securities and Exchange Commission
Target Audience:
Issuers seeking exemption under Regulation A
Period of Validity:
N/A
Approval Date:
October 31, 2024
Date of Changes:
N/A
Year:
[Year]
Region / City:
Wellington
Topic:
Securities listing and quotation
Document Type:
Application
Organization:
NZ RegCo
Author:
[Issuer Name]
Target Audience:
NZX, securities issuers
Effective Period:
[Date]
Approval Date:
[Date]
Amendment Date:
[Date]
Year:
2023
Region / City:
Australia
Subject:
Securities, ASX Listing Rules
Document Type:
Application Form
Organ / Institution:
Australian Securities Exchange (ASX)
Author:
ASX
Target Audience:
Entities seeking securities quotation
Period of validity:
Not specified
Approval Date:
Not specified
Date of Changes:
Not specified
Note:
Date
Declaration:
All the above facts stated are true and correct to best of my / our knowledge and belief.
Year:
2023
Region / City:
Halifax, NS
Topic:
Charitable Donations, Securities Transfer
Document Type:
Instructional Guide
Organization:
IWK Foundation
Author:
IWK Foundation
Target Audience:
Donors
Effective Period:
Not specified
Approval Date:
Not specified
Modification Date:
Not specified
Type of document:
Instruction / Template
Purpose:
Authorization to remove worthless securities from DTC records
Recipient:
The Depository Trust Company (DTC)
Sender:
Issuer, Trustee, or Agent
Event types:
Bankruptcy, court order, cancellation, non-redemption, structured security
Required action:
Submission of signed NVW letter via email
Email addresses:
[email protected]
Obligation:
Indemnification of DTC and Cede & Co.
Jurisdiction:
United States
Date:
[To be filled by sender]