№ lp_2_3_20925
Regulatory information sheet outlining conduct and disclosure obligations for Australian financial services licensees providing personal advice to retail clients on self-managed superannuation funds, with detailed guidance on risk disclosure, insurance implications, dispute resolution access, trustee responsibilities and structural considerations.
Title: Advice on Self-Managed Superannuation Funds: Disclosure of Risks
Document number: INFO 205
Jurisdiction: Australia
Issuing body: Australian Securities and Investments Commission
Abbreviation of issuing body: ASIC
Legislation referenced: Corporations Act 2001
Target audience: Australian financial services licensees and their representatives
Subject: Disclosure obligations and risk considerations in providing personal advice on self-managed superannuation funds
Related documents: Information Sheet 182 Super Switching Advice: Complying with Your Obligations (INFO 182); Information Sheet 206 Advice on Self-Managed Superannuation Funds: Disclosure of Costs (INFO 206)
Type of document: Regulatory information sheet
Regulatory scope: Parts 7.7 and 7.7A of the Corporations Act 2001
Price: 8 / 10 USD
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