№ files_lp_4_process_1_42498
Supplementary guidance notes for firms applying for FCA authorisation, detailing required disclosures, permissions, financial resources, personnel, shareholders, and compliance with regulatory standards.
Year: 2026
Region: United Kingdom
Subject: Financial services authorisation
Document type: Guidance notes for application
Organization: Financial Conduct Authority (FCA)
Author: Financial Conduct Authority
Target audience: Firms applying for Part 4A permission
Related legislation: Financial Services and Markets Act 2000 (FSMA)
Scope: Investment services, home finance, non-investment insurance contracts
Document version: Supplementary notes
Publication date: 2026
Reference materials: FCA Handbook, Initial Disclosure Document, Terms of Business, Insurance Product Information Document (IPID)
Price: 8 / 10 USD
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