№ files_lp_4_process_1_27813
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Regulatory disclosure filing reporting beneficial ownership and voting and dispositive power over shares of Upstart Holdings, Inc. common stock by affiliated broker-dealer entities submitted to the U.S. Securities and Exchange Commission under Schedule 13G requirements.
Year:
2025
Country:
United States
City:
Washington, D.C.
Issuer:
Upstart Holdings, Inc.
Issuer Address:
2950 S. Delaware Street, Suite 410, San Mateo, CA 94403
Type of Document:
Schedule 13G beneficial ownership report
Regulatory Authority:
U.S. Securities and Exchange Commission
Legal Basis:
Securities Exchange Act of 1934
Security Type:
Common Stock, $0.0001 par value per share
CUSIP:
91680M107
Date of Event:
December 31, 2025
Reporting Persons:
G1 Execution Services, LLC; SIG Brokerage, LP; Susquehanna Portfolio Strategies, LLC; Susquehanna Securities, LLC
Organizational Jurisdiction:
Illinois; Delaware
Aggregate Beneficial Ownership:
4,554,175 shares
Ownership Percentage:
4.6% of class
Filing Category:
Rule 13d-1(b), Rule 13d-1(c), Rule 13d-1(d)
Affiliated Entities:
Susquehanna Portfolio Strategies, LLC; Susquehanna Securities, LLC; SIG Brokerage, LP; G1 Execution Services, LLC
Principal Business Offices:
Chicago, Illinois; Bala Cynwyd, Pennsylvania
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Year:
2025
Region / City:
County Mayo
Theme:
Arts & Disability
Document Type:
Application Form
Organ / Institution:
Mayo County Council
Author:
Mayo County Council Arts Service
Target Audience:
Individuals and organizations applying for funding
Period of Validity:
January 2025
Approval Date:
Not specified
Date of Changes:
Not specified
Context:
Application form for the UPSTART Arts & Disability Funding Scheme aimed at encouraging artistic collaborations between people with disabilities and artists in County Mayo.
Year:
2025
Jurisdiction:
United States
Filing Entity:
Royce & Associates LP
Issuer:
Viant Technology Inc
Address of Issuer:
2722 Michelson Drive Suite 100, Irvine, CA, 92612
CUSIP:
92557A101
Class of Securities:
Class A Common Stock
Event Date:
12/31/2025
Percentage of Class Owned:
5.47%
Sole Voting Power:
912,043
Shared Voting Power:
0
Sole Dispositive Power:
912,043
Shared Dispositive Power:
0
Type of Reporting Person:
IA
Principal Business Address of Filer:
One Madison Avenue, New York, NY 10010
Citizenship/Place of Organization:
New York
Signature Date:
01/21/2026
Context:
SEC Schedule 13G filing reporting beneficial ownership and voting authority of Class A common stock by an investment adviser.
Year:
2025
Date of Event Which Requires Filing of this Statement:
October 31, 2025
Amendment Number:
3
Issuing Authority:
Securities and Exchange Commission
Type of Document:
Schedule 13G filing
Governing Law:
Securities Exchange Act of 1934
Issuer:
Praxis Precision Medicines, Inc.
Issuer Address:
99 High Street, 30th Floor, Boston, MA 02110
Title of Class of Securities:
Common Stock, par value $0.0001 per share
CUSIP Number:
74006W207
Outstanding Shares Referenced:
24,693,005
Reporting Persons:
Adage Capital Management, L.P.; Robert Atchinson; Phillip Gross
Place of Organization:
Delaware
Citizenship:
United States
Business Address of Reporting Persons:
200 Clarendon Street, 52nd Floor, Boston, Massachusetts 02116
Aggregate Amount Beneficially Owned:
1,305,175 shares
Percent of Class Represented:
5.29%
Filing Category:
Rule 13d-1
SEC File References:
Prospectus filed pursuant to Rule 424(b)(5) on October 20, 2025; Current Report on Form 8-K filed October 20, 2025
Year:
2025
Region / City:
Washington, D.C.
Topic:
Securities filing
Document Type:
Regulatory filing
Issuer:
Sotera Health Co
Author:
BlackRock, Inc.
Target Audience:
Regulatory bodies, investors
Period of Action:
12/31/2025
Approval Date:
01/21/2026
Modification Date:
None
Year:
2025
Region / City:
Washington, D.C.
Topic:
Securities Filings
Document Type:
Regulatory Filing
Issuer:
SMITH (AO) CORP
Author:
FMR LLC, Abigail P. Johnson
Target Audience:
Regulatory Authorities, Financial Institutions
Period of Action:
12/31/2025
Date of Approval:
02/04/2026
Date of Changes:
02/04/2026
Issuer:
PLAINS GP HOLDINGS, L.P.
Title of Securities:
Common Stock
CUSIP Number:
72651A207
Date of Event:
12/31/2025
Filer:
Massachusetts Financial Services Company
Place of Filing:
Delaware
Number of Shares Beneficially Owned:
9,537,077
Voting Power:
Sole Voting Power: 9,516,370, Shared Voting Power: 0
Dispositive Power:
Sole Dispositive Power: 9,537,077, Shared Dispositive Power: 0
Percentage of Class:
4.8%
Filing Date:
01/28/2026
Nature of Filing:
Schedule 13G
Year:
2009
Jurisdiction:
United States
Document Type:
SEC Filing
Issuer:
Callaway Golf Company
Reporting Persons:
Angelo, Gordon & Co., L.P.; John M. Angelo; Michael L. Gordon
Security Type:
Common Stock, $0.01 par value
CUSIP:
131193104
Filing Date:
December 31, 2009
Ownership Percentage:
5.05%
Address of Issuer:
2180 Rutherford Road, Carlsbad, CA 92008
Address of Reporting Persons:
245 Park Avenue, New York, NY 10167
Citizenship of Reporting Persons:
Delaware (Angelo, Gordon & Co., L.P.), United States (John M. Angelo, Michael L. Gordon)
Roles of Reporting Persons:
Investment Adviser, Control Persons
Aggregate Shares Beneficially Owned:
3,429,788
Related Fund:
Private investment fund advised by Angelo, Gordon & Co.
Year:
2026
Issuer:
Bitfarms Ltd.
CUSIP:
09173B107
Security Type:
Common Shares
Event Date:
02/05/2026
Reporting Persons:
Citadel Securities GP LLC, Citadel Securities LLC, Citadel Securities Group LP, Citadel Advisors LLC, Citadel Advisors Holdings LP, Citadel GP LLC, Kenneth Griffin
Citizenship / Place of Organization:
Delaware, United States, Ireland
Aggregate Shares Reported:
23,740,167 to 23,739,533 depending on filer
Percent of Class:
0.0% to 112.9% depending on filer
Type of Reporting Person:
HC, OO, BD, OOS, PNS, IA, INS
Principal Executive Office of Issuer:
110 Yonge Street, Suite 1601, Toronto, Ontario, Canada, M5C 1T4
Principal Business Office of Reporting Persons:
830 Brickell Plaza, Miami, Florida 33131
Filing Status:
Joint Filing
Date Filed with SEC:
February 5, 2026
Year:
2025
Issuer:
Jefferson Capital, Inc.
CUSIP:
47248R103
Title of Securities:
Common Stock, $0.0001 par value per share
Reporting Persons:
JCF IV JCAP Holding L.P., JCF IV JCAP Holding GP LLC, JCF Associates IV L.P., JCF Associates IV Ltd., J. Christopher Flowers
Citizenship/Place of Organization:
Delaware, Cayman Islands, United States
Shares Beneficially Owned:
43,721,808
Percent of Class:
75.0%
Principal Business Address of Reporting Persons:
c/o J.C. Flowers & Co., 1301 Avenue of the Americas, 16th Floor, New York, New York 10019
Type of Document:
SEC Schedule 13G Filing
Filing Date:
November 14, 2025
Event Date:
September 30, 2025
Exhibits:
Joint Filing Agreement, dated November 14, 2025
Year:
2025
Region / City:
Washington, D.C., United States
Subject:
Securities ownership reporting
Document Type:
SEC filing
Issuing Authority:
Securities and Exchange Commission
Issuer:
ThredUp Inc.
Filing Entity:
Capital World Investors
CUSIP Number:
88556E102
Title of Securities:
Common Stock
Beneficial Ownership:
8,707,600 shares (8.4% of class)
Reporting Date:
12/31/2025
Signature Date:
02/10/2026
Authorized Signatory:
Timothy J. Moon, Vice President and Senior Counsel, Capital Research and Management Company
Year:
2025
Region / City:
United States / Washington, D.C.
Theme:
Securities, Investment Management
Document Type:
Financial Filing
Organization / Institution:
Securities and Exchange Commission
Author:
AQR Capital Management, LLC, AQR Capital Management Holdings, LLC, AQR Arbitrage, LLC
Target Audience:
Investors, Regulatory Authorities
Effective Period:
12/31/2025
Approval Date:
02/12/2026
Modification Date:
N/A
Year:
2018
Region / City:
Hollywood, FL
Subject:
Securities Filing
Document Type:
SEC Filing
Organization / Institution:
Securities and Exchange Commission
Author:
BlackRock, Inc.
Target Audience:
Investors, SEC Filers
Effective Period:
December 31, 2018
Approval Date:
February 8, 2019
Date of Changes:
February 8, 2019
Year:
2026
Jurisdiction:
United States, Delaware
Issuer:
GigCapital9 Corp.
CUSIP:
G3865B106
Type of Filing:
Schedule 13G
Reporting Persons:
Harraden Circle Investments, LLC; Harraden Circle Investors GP, LP; Harraden Circle Investors GP, LLC; Harraden Circle Investors, LP; Harraden Circle Special Opportunities, LP; Harraden Circle Strategic Investments, LP; Harraden Circle Concentrated, LP; Frederick V. Fortmiller, Jr.
Shares Reported:
2,568,800 to 62,568,800 depending on reporting person
Percent of Class:
0.65% to 19.99%
Role:
Investment managers and affiliated entities of Harraden Circle
Filing Date:
2026-01-27
Address of Issuer:
1731 Embarcadero Rd., Suite 200, Palo Alto, CA, 94303
Document Type:
Regulatory filing with SEC under Securities Exchange Act of 1934
Year:
2024
Region / City:
Australian Capital Territory
Subject:
Civil law, Consumer law, Contract law, Property defects
Document Type:
Legal decision
Institution:
Magistrates Court of the Australian Capital Territory
Author:
Magistrate Temby
Target Audience:
Legal professionals, property owners, developers
Date of Approval:
28 March 2024
Date of Changes:
N/A
Note:
Year
Context:
Frequently Asked Questions about the GXS Catalogue service provided to Sears Holdings, describing vendor procedures for item data entry and management through the Catalogue.
Year:
2026
Region / city:
Athens
Subject:
Proxy appointment for remote voting at the Extraordinary General Meeting of Shareholders
Document type:
Form
Institution:
Ideal Holdings S.A.
Author:
Not specified
Target audience:
Shareholders of Ideal Holdings S.A.
Period of validity:
January 12, 2026
Approval date:
Not specified
Modification date:
Not specified
Year:
2020
Region / City:
Lusaka
Subject:
Legal Appeal
Document Type:
Press Release
Organization / Institution:
ZCCM Investments Holdings Plc
Author:
Loisa Mbatha-Kakoma
Target Audience:
General Public
Period of Action:
Ongoing (since 2016)
Date of Approval:
23rd March 2020
Date of Changes:
None
Year:
2017
Region / city:
European Union
Topic:
Financial supervision, acquisition assessment
Document type:
Guidelines
Institution:
European Banking Authority (EBA), European Insurance and Occupational Pensions Authority (EIOPA), European Securities and Markets Authority (ESMA)
Author:
N/A
Target audience:
Competent authorities, financial institutions, regulators
Period of validity:
Ongoing
Approval date:
30 August 2017
Date of amendments:
N/A
Year:
2022
Region / city:
Addis Ababa, Ethiopia
Topic:
Non-disclosure agreement
Document Type:
Agreement
Organization / institution:
Ethiopian Investment Holdings
Author:
Ethiopian Investment Holdings
Target Audience:
Interested parties, investors
Period of validity:
Until the completion of the tendering process
Approval Date:
Not specified
Amendment Date:
Not specified