№ files_lp_4_process_2_81434
Regulatory checklist outlining disclosure and verification requirements for a circular seeking shareholder authority for a company to repurchase its own equity securities under UK Listing Rules.
Document type: Regulatory compliance checklist
Subject: Purchase of own equity securities by a company
Regulatory framework: UK Listing Rules (UKLR)
Relevant rules: 10.5.1; 10.5.2; 10.3.3; UKLR 9.6.2R(2)
Related regulation: Prospectus Regulation Annex 1
Purpose: Verification of required disclosures in a circular requesting authority to repurchase shares
Sections covered: Intentions for authority use; acquisition method and quantity; treatment of acquired shares; transaction terms; pricing limits; warrants and options; shareholder impact; pro forma financial information
Information fields: Company name; nature of transaction; sponsor or adviser; submission date; rule reference; page reference; proof number; comments
Compliance elements: Risk factors; trend information; shareholdings and stock options; major share interests; significant changes; shareholder impact analysis
Financial disclosure: Sources of unadjusted information; basis of preparation for pro forma financial information
Signatory fields: Signed by; on behalf of
Price: 8 / 10 USD
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