№ files_lp_4_process_2_69996
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File size: 30 KB
Application form for shareholders to request duplicate or modified certificates and other services for physical securities, including the necessary declarations and supporting documentation for compliance with SEBI regulations.
Year:
2023
Jurisdiction:
India
Type of Document:
Form / Application
Regulatory Reference:
SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2023/37 dated March 16, 2023
Purpose:
Request for duplicate certificate, replacement, endorsement, subdivision, consolidation, transmission, or transposition of securities
Securities Type:
Shares / Debentures / Bonds
Issuer / Depository Participant:
As indicated in the form
Required Documents:
PAN, Specimen Signature, Nomination / Declaration to Opt-out, Demat Account details
Processing Timeline:
120 days from issuance of Letter of Confirmation
User:
Security holders / claimants
Related Forms:
Form ISR-1, Form ISR-4
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The product description is provided for reference. Actual content and formatting may differ slightly.
Year:
2023
Region / city:
N/A
Document type:
Form
Organization / institution:
Securities and Exchange Board of India (SEBI)
Author:
N/A
Target audience:
Investors, Registered Transfer Agents (RTAs), and holders of listed company securities
Validity period:
N/A
Approval date:
March 16, 2023
Amendment date:
N/A
Year:
2015
Region / City:
India
Subject:
Amalgamation / Arrangement Scheme Approval
Document Type:
Regulatory Guidelines
Institution:
Securities and Exchange Board of India (SEBI)
Author:
SEBI
Target Audience:
Companies, Legal Advisors, Regulatory Bodies
Validity Period:
Indefinite
Approval Date:
Not specified
Amendment Date:
Not specified
Year:
2021
Region / city:
India
Theme:
Securities market, Capital Markets, Investor interest
Document type:
Bulletin
Organ / institution:
Securities and Exchange Board of India
Author:
SEBI Editorial Committee
Target audience:
Investors, Securities market professionals, Economists
Period of validity:
N/A
Approval date:
N/A
Date of changes:
N/A
Year:
2009
Region / City:
India
Subject:
Preferential Allotment
Document Type:
Guidelines
Organization:
Securities and Exchange Board of India (SEBI)
Author:
Not specified
Target Audience:
Companies and corporate stakeholders
Action Period:
Not specified
Approval Date:
Not specified
Modification Date:
Not specified
Note:
Contextual description
Year:
2022
Month:
May
Organization:
Securities and Exchange Board of India (SEBI)
Type of Document:
Monthly Bulletin
Department:
Department of Economic and Policy Analysis
Editorial Committee Members:
Shri Amarjeet Singh, Shri Prabhas Rath, Ms. Sangeeta Rathod, Ms. Deepthi L S, Dr. Deepali Dixit, Shri Jitendra Kumar
Geographic Focus:
India
Content Topics:
Capital market review, global financial markets, international securities market developments, policy developments in Indian securities market, SEBI regulatory actions, statistical data
Data Sources:
BSE, NSE, MSEI, NSDL, CDSL, Refinitiv
Publication Format:
PDF, Word, Excel
Target Audience:
Investors, financial analysts, policymakers, researchers
Year:
2023
Regulator:
Securities and Exchange Board of India (SEBI)
Document Type:
Form
Purpose:
Verification of investor signatures and KYC details
Bank:
Name and branch to be filled by user
Account Holder(s):
Name(s) and details to be filled
Contact Information:
Postal address, phone number, email of bank
Photograph:
Latest photograph(s) of account holder(s)
Signature Verification:
Confirmed by bank official
Date of Confirmation:
To be filled
Employee Code:
To be filled
Form reference:
ISR–2
Investor Type:
Individual or joint account holders
Form Usage:
Processing investor service requests through RTA
Verification Method:
Signature verification and bank seal
Year:
2023
Regulator:
SEBI (Securities and Exchange Board of India)
Document Type:
Form
Related Circular:
SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/37
Institution:
Banks / RTAs
Required Information:
Bank account details, account holder information, PAN, KYC details, Nomination
Intended Users:
Banks, account holders
Effective Date:
March 16, 2023
Document Format:
Paper or digital form for submission to banks
Year:
2023
Regulatory Body:
Securities and Exchange Board of India (SEBI)
Document Type:
Circular
Subject:
Online Dispute Resolution and Investor Grievance Redressal
Scope:
Investors, Listed Companies, Specified Intermediaries, Regulated Entities
Related Platforms:
ODR Portal, SCORES Platform
Implementation Date:
July 31, 2023
Linked Circulars:
SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131, SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/135, SEBI/HO/OIAE/IGRD/CIR/P/2023/156
Registrar and Share Transfer Agent:
MUFG Intime India Private Limited
Contact Information:
C 101, 247 Park, L B S Marg, Vikhroli West, Mumbai 400 083; Phone: +91 8108114949; Email: [email protected]; Website: https://web.in.mpms.mufg.com/helpdesk/Service_Request.html
Note:
Year
Organization / Institution:
Bishop Grosseteste University
Target Audience:
Applicants requesting a duplicate academic transcript or diploma supplement
Year:
2022
Region / City:
India
Subject:
Securities Issuance and Dematerialization Requests
Document Type:
Form
Organization / Institution:
SEBI (Securities and Exchange Board of India)
Author:
Not specified
Target Audience:
Securities holders, claimants, and investors
Effective Period:
120 days from the issuance of Letter of Confirmation
Approval Date:
January 25, 2022
Date of Changes:
Not specified
Note:
Date
Declaration:
All the above facts stated are true and correct to best of my / our knowledge and belief.
Year:
2022
Region / City:
Not specified
Topic:
Securities, Investor Service Requests
Document Type:
Form
Issuing Organization:
SEBI
Author:
Not specified
Target Audience:
Investors and security holders
Validity Period:
120 days from date of issuance of Letter of Confirmation
Approval Date:
January 25, 2022
Amendment Date:
Not specified
Year:
2020
Region / City:
San Jose, CA
Subject:
Wireless LANs, Non-HT Duplicate Transmission
Document Type:
Draft Text
Organization / Institution:
IEEE
Author:
Rui Cao
Target Audience:
Technical professionals in wireless communications
Period of Validity:
Not specified
Approval Date:
2020-11-16
Revision Date:
Not specified
Year:
2012
Region / city:
Worldwide
Topic:
Network issues, Virtualization, Cisco devices, Microsoft Windows Vista
Document type:
Technical article
Organization / institution:
VMware
Author:
VMware
Target audience:
IT professionals, Network administrators
Period of validity:
Not specified
Approval date:
Not specified
Date of changes:
01/19/2012, 09/02/2013, 10/18/2013, 08/25/2014
Context description:
Technical article addressing network conflicts with IP address duplication in VMware environments using Cisco devices and Microsoft Windows Vista or later versions.
Form number:
ISR-4
Regulatory authority:
Securities and Exchange Board of India
Reference circular:
SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2022/8
Circular date:
January 25, 2022
Related circular:
SEBI circular dated November 03, 2021
Jurisdiction:
India
Type of document:
Regulatory service request form
Subject matter:
Investor service requests for physical securities
Applicable securities:
Shares, debentures, bonds and other securities held in physical form
Issuing entities involved:
Registrar and Transfer Agent, Issuer Company, Depository Participant
Validity period:
Letter of Confirmation valid for 120 days from issuance
Target audience:
Security holders and claimants
Source type:
Regulatory form prescribed by a financial market regulator
Prescribed actions:
Submission of service request and subsequent dematerialization of securities
Year:
2022
Region / City:
India
Topic:
Securities, Dematerialization
Document Type:
Form
Organ / Institution:
SEBI
Author:
SEBI
Target Audience:
Investors, Depository Participants
Validity Period:
120 days from issuance of Letter of Confirmation
Approval Date:
January 25, 2022
Amendment Date:
November 03, 2021
Year:
Not specified
Region / City:
New Jersey
Topic:
Immunization, Health Records
Document Type:
Instructional Form
Organization / Institution:
New Jersey Department of Health
Author:
Not specified
Target Audience:
Site Administrators, Health Professionals
Period of Validity:
Not specified
Approval Date:
Not specified
Date of Modifications:
Not specified
Note:
Year
Subject:
Securities, Duplicate Certificates
Document Type:
Affidavit
Note:
Year
Subject:
Education
Document Type:
Application
Organization / Institution:
Board of Intermediate Education, A.P.
Target Audience:
Candidates who have lost their Intermediate Pass Certificate
Context:
Application form for requesting the issue of a duplicate Intermediate Pass Certificate.
Note:
Year
Region / City:
Maharashtra
Theme:
Securities, Indemnity
Document Type:
Legal form
Organization / Institution:
Notary
Target Audience:
Securities holders