№ files_lp_4_process_2_58953
File format: docx
Character count: 17692
File size: 48 KB
Standardized contractual source governing the execution, transmission, clearing, billing, and dispute jurisdiction of give-up brokerage transactions among executing brokers, clearing brokers, traders, and customers in exchange-traded markets.
Document type:
Brokerage execution and clearing agreement
Subject:
Give-up brokerage transactions and order execution arrangements
Version period:
2017–2026
Parties:
Executing Broker; Clearing Broker; Trader; Customer
Industry:
Financial markets and brokerage services
Applicable framework:
Exchange rules; clearing house rules; governmental and self-regulatory regulations
Authorization scope:
Trader authorized to transmit Customer orders to Executing Broker
Order methods:
Oral instructions; written instructions; electronic order facilities
Clearing arrangement:
Trades executed by Executing Broker and cleared by Clearing Broker
Fee structure:
Commissions billed for trade execution; exchange and clearing house fees
Billing responsibility:
Trader or Clearing Broker designated as Bill-To Party
Risk and liability provisions:
Allocation of responsibility for execution errors, transmission failures, and external causes
Trade acceptance conditions:
Clearing Broker may impose limits or conditions on accepted positions
Supporting documentation:
Addendum B – Supported Products Schedule
Dispute jurisdiction:
Relevant exchange and clearing house under applicable law
Effective date:
To be specified upon execution by the parties
Price: 8 / 10 USD
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The product description is provided for reference. Actual content and formatting may differ slightly.
Year:
Not specified
Region / City:
Not specified
Topic:
Billing Agreement, Rate Update
Document Type:
Agreement
Organization / Institution:
Not specified
Author:
Not specified
Target Audience:
Market participants
Period of Action:
Not specified
Approval Date:
Not specified
Amendment Date:
Not specified
Note:
Context description
Year:
2017–2026
Region:
Northern Ireland
Topic:
Social support, healthcare, social care regulation
Document type:
Consultation document
Organizations:
Department of Health, Department for Communities, Northern Ireland Social Care Council
Target audience:
General public, healthcare recipients, social care workers, funeral service users
Affected areas:
Universal Credit, healthcare cost assistance, social fund funeral expenses, social care worker registration
Consultation closing dates:
1st September, 15th September, 19th September
Proposals included:
Passporting of healthcare assistance, funeral expenses reform, compulsory social care worker registration
Legal framework:
Northern Ireland Social Care Council (Social Care Workers Prohibition) and Fitness of Workers (Amendment) Regulations (Northern Ireland) 2017
Document type:
User manual
System:
DK-EMCS
Portal:
Trader Portal
Version:
1.1
Document identifier:
D1.5.UMN-TR
Publisher:
EUROPEAN DYNAMICS
Publication date:
August 2025
Total pages:
79
Primary audience:
Traders
Covered message types:
IE810, IE813, IE815, IE818, IE819, IE825, IE837, IE871
Content scope:
User interface, movements, declarations, reference data, search and export functions
Year:
2025
Region / city:
Australia
Subject:
Customs, Trusted Trader Programme
Document Type:
Regulation
Authority:
Australian Government, Comptroller-General of Customs
Author:
Gavan Reynolds AO
Target Audience:
Entities involved in international trade
Validity Period:
Ongoing from 2025
Approval Date:
21 August 2025
Amendment Date:
Not specified
Year:
2024
Region / City:
Europe
Topic:
Customs and Trade Systems
Document Type:
Technical Specification
Author:
European Dynamics
Target Audience:
Traders, Customs Authorities
Period of Validity:
November 2024
Approval Date:
20/01/2023
Date of Changes:
18/09/2024
Year:
2024
Region / city:
Global
Topic:
Fairtrade Standards Review
Document type:
Consultation document
Organization:
Fairtrade International
Author:
Oksana Forkutsa, Senior Standards Project Manager
Target audience:
Licensees, retailers, traders, SPO producers, HLO producers, Producer Networks, NGOs, Trade Unions, researchers, etc.
Action period:
16 September – 14 November 2024
Approval date:
Not specified
Date of changes:
Not specified
Year:
2011
Region / City:
South Africa
Subject:
Customs, Document Management
Document Type:
Technical Manual
Author:
SARS
Target Audience:
Service Providers, Traders
Period of Validity:
Indefinite
Approval Date:
22 March 2011
Revision Date:
22 March 2011
Changes Date:
Not specified
Period:
October – December 2023
Location:
Queen Victoria Market, Melbourne
Project:
Trader Shed construction and Market Infrastructure project
Program:
Queen Victoria Market Precinct Renewal
Organising body:
City of Melbourne
Construction company:
Built
Type of document:
Works notification
Construction hours:
Monday to Friday, 7am to 6pm
Works included:
Site establishment; installation of solid hoarding; demolition of existing meat and fish delivery dock
Traffic changes:
Restrictions on Queen Street between Therry Street and Victoria Street at specified times
Public amenities:
Temporary relocation of toilets to Therry Street and Queen Street
Safety compliance:
WorkSafe and EPA guidelines
Contact phone:
9658 9658
Website:
qvm.com.au
Year:
2018
Region / City:
U.S.
Subject:
Futures Trading, Margin Requirements
Document Type:
Notice
Organization:
Nasdaq
Author:
Nasdaq Market Operations
Target Audience:
Futures traders, market participants
Effective Date:
July 18, 2018
Period of Validity:
From July 19, 2018
Approval Date:
Not specified
Amendment Date:
Not specified
Context:
The document is a notice regarding the listing of a U.S. Treasury Futures contract and margin requirements for futures trading.
Year:
2018
Date of publication:
July 2018
Country:
Australia
Region:
New South Wales
Subject:
Australian Business Number (ABN), Goods and Services Tax (GST), NDIS supports, employer obligations
Document type:
Handbook
Issuing organisation:
National Disability Practitioners (NDP), a division of National Disability Services Limited (NDS)
Partner organisation:
Nexia Australia
Funding body:
Industry Development Fund
Delivered on behalf of:
NSW Department of Family and Community Services: Ageing, Disability and Home Care
Relevant authorities referenced:
National Disability Insurance Agency (NDIA); NDIS Quality and Safeguards Commission; Australian Taxation Office (ATO); Australian Business Register (ABR)
Target audience:
Sole traders and private practitioners working with the NDIS
Legal references:
National Disability Insurance Scheme Act 2013; GST Act section 38-38
Geographical scope:
Australia
Disclaimer:
General information only; not personal or legal advice
Year:
2008
Region / City:
New Zealand
Topic:
Gas Allocation and Reporting
Document Type:
Form
Organization / Institution:
EMS
Author:
Not specified
Target Audience:
Retailers, Distributors
Period of Validity:
Not specified
Approval Date:
Not specified
Amendment Date:
Not specified
Year:
2024
Jurisdiction:
England
Topic:
Marine insurance; charterer’s liability; contract interpretation
Document type:
Court judgment
Court:
High Court of England and Wales
Judge:
Not specified
Author:
Malcolm Hartwell
Case reference:
EWHC 1813 (Comm)
Key legislation:
Third Party’s (Rights against Insurers) Act 2010
Relevant parties:
MS Amlin Marine NV, King Trader Ltd, insured charterer
Period covered:
2019–2024
Date of judgment:
7 August 2024
Legal focus:
Interpretation of “pay to be paid” clause, insurer liability, insolvency implications
Impact:
Guidance for application of English law to marine liability policies, potential influence on South African marine policies under English law
Year:
2014
Region / City:
Jersey
Topic:
Care service registration
Document type:
Application form
Organisation / Institution:
Care Commission
Author:
Government of Jersey
Target Audience:
Organisations or individuals applying for care service registration
Validity Period:
N/A
Approval Date:
N/A
Date of Changes:
N/A