№ files_lp_3_process_9_71116
Regulatory disclaimer and proposed legend text setting out obligations, representations and disclosure expectations for capital market intermediaries and prospective investors in securities offerings under Hong Kong conduct rules.
Organization: Asia Securities Industry & Financial Markets Association (ASIFMA)
Document Type: Disclaimer and suggested legend/disclaimer text
Jurisdiction: Hong Kong
Regulatory Framework: Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission
Related Authority: Securities and Futures Commission
Related Exchange: The Stock Exchange of Hong Kong
Subject: Capital market intermediaries’ communications in securities offerings
Securities Covered: Equity-linked convertible bonds and exchangeable bonds
Intended Users: Capital market intermediaries and industry participants
Legal Status: Non-binding template provided as guidance
Copyright Status: Not owned, copyrighted or protected by ASIFMA
Price: 8 / 10 USD
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