№ lp_1_2_44005
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This document outlines the policies and procedures businesses must follow to combat money laundering and terrorist financing, specifically for businesses offering property services.
Year:
2019
Region / City:
Ireland
Subject:
Anti-money laundering, Terrorist financing
Document Type:
Policy
Organ / Institution:
Property Services Regulatory Authority
Author:
PSRA
Target Audience:
Businesses providing property services
Effective Period:
Ongoing
Approval Date:
01/01/2019
Amendment Date:
Not applicable
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The product description is provided for reference. Actual content and formatting may differ slightly.
Year:
2019
Country:
Bangladesh
City:
Dhaka
Programme:
Combatting Gender Based Violence in Bangladesh
Issuing organization:
UNWOMEN
Document type:
Call for Proposal
CFP number:
EVAW-2019-02
Subject area:
Gender-based violence
Procurement type:
Responsible Party engagement
Issue date:
27 June 2019
Requests for clarification deadline:
5 July 2019
Proposal submission deadline:
15 July 2019
Planned award date:
30 August 2019
Planned contract start date:
1 September 2019
Language of proposals:
English
Contact email:
[email protected]
Validity period of proposals:
90 calendar days
Year:
2022
Note:
Region / city
Subject:
Anti-money laundering, Countering financing of terrorism, Designated business group
Document type:
Guideline
Target audience:
Reporting entities, Legal advisors
Context:
A guideline for reporting entities on the formation and operation of designated business groups (DBG) under the AML/CFT Act, detailing shared obligations and responsibilities within such groups.
Year:
2020
Region / city:
New Zealand
Topic:
Anti-money laundering, Countering financing of terrorism
Document type:
Guideline
Issuing body:
AML/CFT Supervisors
Target audience:
Financial institutions, businesses subject to AML/CFT regulations
Period of validity:
September 2020 onward
Approval date:
September 2020
Date of last amendment:
N/A
Context:
This document provides guidance on conducting enhanced customer due diligence (CDD) as part of the Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) obligations under the Act 2009.
Year:
2014
Region / City:
Christchurch, Auckland, Tauranga, Wellington, Hamilton, New Plymouth
Theme:
Anti-Money Laundering, Financial Services
Document Type:
Report
Institution:
Department of Internal Affairs
Author:
Department of Internal Affairs
Target Audience:
Entities involved in financial services, regulators
Effective Period:
As of 1 May 2014
Approval Date:
01/05/2014
Modification Date:
N/A
Year:
2016
Region / City:
Auckland, Wellington, Canterbury, Hawkes Bay, Bay of Plenty, Waikato, Northland, Taranaki, Southland, Manawatu, Christchurch, Australia
Sector:
Cash Transport, Casino, Debt Collection, Factor, Financial Leasing, Foreign Exchange, Non-Bank Credit Card, Payment Provider, Payroll, Remittance, Safe Deposit, Stored Value Card, Tax Pooling, TCSP, Other
Document Type:
Reporting Entities List
Organization:
Department of Internal Affairs
Target Audience:
Businesses and financial institutions involved in AML/CFT compliance
Approval Date:
30 September 2016
Amendment Date:
Not specified
Document Type:
Regulatory compliance questionnaire
Subject:
Anti-Money Laundering and Countering the Financing of Terrorism (AML/CFT)
Applicable Entities:
Market Operators
Regulatory References:
Act 874; Financial Intelligence Centre (FIC); Securities and Exchange Commission (SEC)
Reporting Requirements:
AML/CFT reports; Cash Transaction Reports (CTR); Suspicious Transaction Reports (STR); Employee Training Programme
Currency Reference:
Ghana Cedi (GH¢)
Cash Reporting Threshold:
GH¢50,000
Required Attachments:
Organogram; Group structure; Board-approved AML/CFT Compliance Programme; Risk Assessment Framework/Methodology; Internal and External Audit Reports; PEP List; Operational Manual; Litigation Summary; Training Budgets (2019 and 2020); Monitoring Reports; AMLRO Appointment Letter and CV
Governance Scope:
Board of Directors; CEO/MD; AMLRO; Senior Management
Compliance Areas Covered:
Risk assessment; Customer due diligence (KYC/CDD/EDD); PEP screening; Record keeping; Independent testing; Staff training; Financial inclusion; Account monitoring; Reporting obligations
Retention Requirement:
Minimum 7 years for transaction records
Reporting Authorities:
Financial Intelligence Centre (FIC); Securities and Exchange Commission (SEC)
Year:
2018
Region / City:
New Zealand
Sector:
Financial Services
Document Type:
Report
Institution:
Department of Internal Affairs
Author:
Not specified
Target Audience:
Entities involved in AML/CFT compliance
Period of Validity:
Ongoing
Approval Date:
31 July 2018
Date of Changes:
Not specified
Year:
2015
Region / City:
Auckland, Wellington, Canterbury, Bay of Islands, Bay of Plenty, Northland, Waikato, Hawkes Bay, Taranaki, Manawatu-Whanganui, Otago
Sector:
Financial Services
Type of Document:
Report
Organization:
AML/CFT Reporting Entities
Author:
N/A
Target Audience:
Financial institutions and regulatory bodies
Period of Validity:
N/A
Approval Date:
N/A
Date of Changes:
N/A
Description:
A detailed list of AML/CFT reporting entities as of March 31, 2015, organized by company name, registration number, and sector.
Year:
2016
Region / City:
Georgetown
Subject:
Appointment Process for Director and Deputy Director of the Financial Intelligence Unit (FIU)
Document Type:
Report
Organization / Institution:
National Assembly of Guyana
Author:
Committee on Appointments
Target Audience:
Members of the National Assembly, Government Officials, and Related Stakeholders
Effective Period:
2015–2016
Approval Date:
18th July, 2016
Date of Amendments:
N/A
Context:
Report detailing the process of appointment for key positions within the Financial Intelligence Unit of Guyana under the Anti-Money Laundering & Countering the Financing of Terrorism Act.
Year:
2016
Region / City:
New Zealand (Auckland, Wellington, Canterbury, Bay of Plenty, Waikato, Taranaki, Southland, Northland, Hawkes Bay)
Topic:
Anti-Money Laundering / Counter Financing of Terrorism
Document Type:
Regulatory listing
Organization:
Department of Internal Affairs
Target Audience:
Financial institutions, regulatory bodies
Date of Publication:
30 June 2016
Sectors Covered:
Cash transport, casinos, debt collection, factoring, financial leasing, foreign exchange, non-bank financial services, payment providers, payroll, remittances, safe deposits, stored value cards, tax pooling, trust/corporate service providers
Year:
2022
Region / City:
Paris, France
Subject:
AML/CFT risks in correspondent banking
Document Type:
Service contract
Organization:
Expertise France
Author / Signatory:
Jérémie Pellet
Designated Expert:
Name and Surname of Contractor
Duration:
20 months
Legal Framework:
French Code of Public Procurement (CPP), Order No. 2018-1074, Decree No. 2018-1075
Contract Number:
22SSE0C018
Scope:
International cooperation project for EU Member States
Financial Provisions:
Unit prices, reimbursable costs, ancillary costs, interim payments
Annexes:
Mission description, timesheet template, expert CV, Code of Conduct
Year:
2024
Region / City:
Singapore
Topic:
Anti-Money Laundering, Countering the Financing of Terrorism
Document Type:
Implementation Guidance / Illustrative Templates
Issuing Body:
Institute of Singapore Chartered Accountants (ISCA)
Related Regulations:
Accountants (Prevention of Money Laundering and Financing of Terrorism) Rules 2023
Target Audience:
Professional Accountants and Professional Firms
Previous Updates:
November 2015, June 2017, June 2023
Content Includes:
Customer Due Diligence Flowchart, Client Information Forms, Forms for Beneficial Owners, PEPs, Risk Assessment Examples, Enhanced CDD Examples
Note:
Year
Topic:
Anti-Money Laundering, Anti-Terrorism Financing
Document Type:
Template
Target Audience:
Real estate brokers
Description:
Template for real estate brokers to create their Anti-Money Laundering and Anti-Terrorism Financing policies and procedures.
Year:
2022
Region / City:
United Kingdom
Topic:
Anti-Money Laundering
Document Type:
Policy & Procedures
Organization:
[Firm Name]
Author:
[Firm Name]
Target Audience:
Accountancy Firms, Money Laundering Reporting Officers (MLROs)
Effective Period:
Ongoing
Approval Date:
[MM/YY]
Date of Changes:
[MM/YY]
Note:
Year
Subject:
Anti-money laundering
Document Type:
Policy
Jurisdiction:
New Zealand
Legal framework:
Anti-Money Laundering and Countering Financing of Terrorism Act 2009
Subject matter:
Money laundering and terrorist financing risk assessment
Document type:
Compliance risk assessment
Sector:
Legal profession
Intended users:
Law firms and legal practitioners
Scope of application:
All partners, employees, and business activities of a law firm
Regulatory context:
Reporting entity obligations under AML/CFT legislation
Relevant authorities:
Department of Internal Affairs; New Zealand Law Society
Risk factors covered:
Business size and complexity; services offered; service delivery methods; client types; geographic exposure; transaction characteristics
Compliance roles referenced:
Money Laundering Compliance Officer; Money Laundering Reporting Officer
Geographic focus:
Domestic and cross-border transactions involving New Zealand
Note:
Year
Subject:
Anti-Money Laundering, Compliance, Financial Regulations
Document Type:
Template
Organization / Institution:
FINRA
Target Audience:
Small Firms, Financial Institutions, Compliance Officers
Year:
2021
Region / Country:
United Kingdom
Topic:
Anti-Money Laundering, Compliance
Document Type:
Professional Guidance / Policy Document
Organization:
ICAEW
Author:
Not specified
Target Audience:
New firms, sole practitioners, smaller accountancy firms
Legal Basis:
Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR 17)
Last Updated:
01/01/2021
Responsible Officer:
Money Laundering Compliance Officer (MLCO), Nominated Officer/Money Laundering Reporting Officer (NO/MLRO)
Scope:
Firm-wide risk assessment, internal controls, staff training, reporting procedures
Description:
Professional guidance document outlining mandatory anti-money laundering policies, risk assessments, internal reporting structures, and compliance responsibilities for accountancy firms in the UK.
Note:
Year
Subject:
Anti-Money Laundering Compliance
Document Type:
Policy Template
Organization / Institution:
Alberta Mortgage Brokers Association (AMBA)
Target Audience:
AMBA Members
Year:
2022
Note:
Region / city
Subject:
Anti-money laundering, Countering financing of terrorism, Designated business group
Document type:
Guideline
Target audience:
Reporting entities, Legal advisors
Context:
A guideline for reporting entities on the formation and operation of designated business groups (DBG) under the AML/CFT Act, detailing shared obligations and responsibilities within such groups.