№ files_lp_3_process_9_41425
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After processing the service request, the RTA shall issue a ‘Letter of Confirmation’ to the securities holder/claimant, which is valid only for 120 days. Using this ‘Letter of Confirmation’, the securities holder/claimant shall request the DP to dematerialize the securities, failing which the securities shall be credited to the Suspense Escrow Demat Account of the Company.
Note:
Date
Declaration:
All the above facts stated are true and correct to best of my / our knowledge and belief.
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The product description is provided for reference. Actual content and formatting may differ slightly.
Year:
2024
Region / City:
India
Subject:
Commercial Paper, Non-Convertible Debentures, Operational Guidelines
Document Type:
Operational Guidelines
Organ / Institution:
FIMMDA
Author:
G. Ravindranath
Target Audience:
Issuers, Investors, Financial Institutions, Regulatory Authorities
Validity Period:
From 1st April 2024
Approval Date:
13th May 2024
Amendment Date:
3rd January 2024
Context:
Guidelines for issuance, rating, listing, and compliance of Commercial Paper (CP) and Non-Convertible Debentures (NCD) with RBI Master Directions and FIMMDA standards.
Note:
Date
Declaration:
All the above facts stated are true and correct to best of my / our knowledge and belief.
Year:
2022
Region / City:
India
Topic:
Securities, Dematerialization
Document Type:
Form
Organ / Institution:
SEBI
Author:
SEBI
Target Audience:
Investors, Depository Participants
Validity Period:
120 days from issuance of Letter of Confirmation
Approval Date:
January 25, 2022
Amendment Date:
November 03, 2021
Country:
India
Legislation Referenced:
Companies Act 2013
Relevant Sections:
Section 2(30), Section 42, Section 62(3), Section 71
Related Rules:
Companies (Share Capital and Debentures) Rules, 2014; Companies (Acceptance of Deposits) Rules, 2014
Additional Legislation Referenced:
Indian Trusts Act, 1882 (Section 20)
Subject:
Corporate finance and issuance of debentures
Document Type:
Explanatory legal note / regulatory summary
Financial Instrument:
Debentures, bonds, debenture stock
Types of Debentures Discussed:
Compulsorily Convertible Debentures, Optionally Convertible Debentures, Secured Debentures
Key Topics:
Security for debentures, charge on assets, appointment of debenture trustees, debenture trust deed, debenture redemption reserve
Audience:
Companies issuing debentures, corporate officers, legal and compliance professionals
Key Regulatory Requirements:
Special resolution approval, asset charge creation, trustee appointment, debenture redemption reserve provisions
Maximum Tenure Mentioned:
Up to 10 years for secured debentures, up to 30 years for infrastructure companies
Regulatory Authority Context:
Corporate regulatory framework governing company financing instruments in India
Year:
2014
Region / City:
New York, Anytown
Subject:
Corporate Finance
Document Type:
Application
Organization:
ANY CORPORATION
Author:
ANY CORPORATION
Target Audience:
NYSE American LLC, Investors
Effective Period:
January 1, 2014
Approval Date:
Not Provided
Date of Changes:
Not Provided
Note:
Year
Organization / Institution:
Bishop Grosseteste University
Target Audience:
Applicants requesting a duplicate academic transcript or diploma supplement
Year:
2022
Region / City:
India
Subject:
Securities Issuance and Dematerialization Requests
Document Type:
Form
Organization / Institution:
SEBI (Securities and Exchange Board of India)
Author:
Not specified
Target Audience:
Securities holders, claimants, and investors
Effective Period:
120 days from the issuance of Letter of Confirmation
Approval Date:
January 25, 2022
Date of Changes:
Not specified
Note:
Date
Declaration:
All the above facts stated are true and correct to best of my / our knowledge and belief.
Year:
2022
Region / City:
Not specified
Topic:
Securities, Investor Service Requests
Document Type:
Form
Issuing Organization:
SEBI
Author:
Not specified
Target Audience:
Investors and security holders
Validity Period:
120 days from date of issuance of Letter of Confirmation
Approval Date:
January 25, 2022
Amendment Date:
Not specified
Year:
2020
Region / City:
San Jose, CA
Subject:
Wireless LANs, Non-HT Duplicate Transmission
Document Type:
Draft Text
Organization / Institution:
IEEE
Author:
Rui Cao
Target Audience:
Technical professionals in wireless communications
Period of Validity:
Not specified
Approval Date:
2020-11-16
Revision Date:
Not specified
Year:
2012
Region / city:
Worldwide
Topic:
Network issues, Virtualization, Cisco devices, Microsoft Windows Vista
Document type:
Technical article
Organization / institution:
VMware
Author:
VMware
Target audience:
IT professionals, Network administrators
Period of validity:
Not specified
Approval date:
Not specified
Date of changes:
01/19/2012, 09/02/2013, 10/18/2013, 08/25/2014
Context description:
Technical article addressing network conflicts with IP address duplication in VMware environments using Cisco devices and Microsoft Windows Vista or later versions.
Form number:
ISR-4
Regulatory authority:
Securities and Exchange Board of India
Reference circular:
SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2022/8
Circular date:
January 25, 2022
Related circular:
SEBI circular dated November 03, 2021
Jurisdiction:
India
Type of document:
Regulatory service request form
Subject matter:
Investor service requests for physical securities
Applicable securities:
Shares, debentures, bonds and other securities held in physical form
Issuing entities involved:
Registrar and Transfer Agent, Issuer Company, Depository Participant
Validity period:
Letter of Confirmation valid for 120 days from issuance
Target audience:
Security holders and claimants
Source type:
Regulatory form prescribed by a financial market regulator
Prescribed actions:
Submission of service request and subsequent dematerialization of securities
Year:
2022
Region / City:
India
Topic:
Securities, Dematerialization
Document Type:
Form
Organ / Institution:
SEBI
Author:
SEBI
Target Audience:
Investors, Depository Participants
Validity Period:
120 days from issuance of Letter of Confirmation
Approval Date:
January 25, 2022
Amendment Date:
November 03, 2021
Year:
Not specified
Region / City:
New Jersey
Topic:
Immunization, Health Records
Document Type:
Instructional Form
Organization / Institution:
New Jersey Department of Health
Author:
Not specified
Target Audience:
Site Administrators, Health Professionals
Period of Validity:
Not specified
Approval Date:
Not specified
Date of Modifications:
Not specified
Note:
Year
Subject:
Securities, Duplicate Certificates
Document Type:
Affidavit
Note:
Year
Subject:
Education
Document Type:
Application
Organization / Institution:
Board of Intermediate Education, A.P.
Target Audience:
Candidates who have lost their Intermediate Pass Certificate
Context:
Application form for requesting the issue of a duplicate Intermediate Pass Certificate.
Note:
Year
Region / City:
Maharashtra
Theme:
Securities, Indemnity
Document Type:
Legal form
Organization / Institution:
Notary
Target Audience:
Securities holders
Year:
2022
Region / City:
India
Topic:
Securities, Dematerialization
Document Type:
Service Request Form
Organization:
Securities and Exchange Board of India (SEBI)
Author:
Not specified
Target Audience:
Investors, Depository Participants, Issuer Companies
Period of Validity:
120 days from the issuance of the Letter of Confirmation
Approval Date:
January 25, 2022
Modification Date:
Not specified
Year:
2022
Jurisdiction:
India
Regulatory Body:
Securities and Exchange Board of India (SEBI)
Document Type:
Form / Application
Related Circulars:
SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2022/8 (January 25, 2022), SEBI circular dated November 03, 2021
Purpose:
Request for duplicate certificate, replacement, renewal, endorsement, subdivision, consolidation, transmission, or transposition of securities held in physical form
Applicable Securities:
Shares, Debentures, Bonds
Required Documents:
Demat Account details, PAN, specimen signature, nomination/declaration, certificates for processing requests
Processing Period:
120 days from issuance of Letter of Confirmation
Issuer:
Depository Participant / Registrar and Transfer Agent (RTA)
Signatories:
Security holder(s)
Year:
2026
Region / City:
Islamabad
Subject:
Student Services
Document Type:
Application Form
Institution:
NUST School of Chemical & Materials Engineering
Author:
NUST Administration
Target Audience:
NUST Students
Period of Validity:
Not specified
Approval Date:
Not specified
Modification Date:
Not specified