№ lp_2_1_30583
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Compilation of regulatory circulars and amendments issued by the Reserve Bank of India in 2023–2024 concerning banking supervision, KYC compliance, inoperative accounts, unclaimed deposits, governance norms, and related operational directions for regulated banking entities.
Year:
2023–2024
Issuing Authority:
Reserve Bank of India
Region:
India
Document Type:
Regulatory circulars and notifications
Legal Basis:
Banking Regulation Act, 1949 (Sections 35A, 26A, 51 and 56)
Applicable To:
Commercial Banks (including RRBs), Co-operative Banks, Regulated Entities, Small Finance Banks
Subject:
Inoperative Accounts and Unclaimed Deposits
Note:
Subject
Amendment to Master Direction on KYC
Effective Date:
April 1, 2024 (for revised instructions on inoperative accounts)
Referenced Scheme:
Depositor Education and Awareness (DEA) Fund Scheme, 2014
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Year:
2011
Regulation:
The Companies Regulations 2011, as amended
Region / Market:
Johannesburg Stock Exchange (JSE)
Document Type:
Regulatory guidance / compliance document
Scope:
Pre-Listing Statements (PLS), Revised Listing Particulars (RLP), Circulars
Language:
English
Applicable Parties:
Issuers and applicants seeking listing on JSE
Requirements:
Disclosure obligations, material contracts, corporate actions
Website Obligation:
Operational website for disclosure compliance
Audience:
Investors, shareholders
Note:
Year
Country:
Philippines
Sector:
Maritime education and training
Type of document:
Inspection and evaluation checklist
Regulatory authority:
Maritime Industry Authority (MARINA)
Applicable regulations:
MARINA Memorandum Circular No. SC-2021-09; MARINA Memorandum Circular No. SC-2022-05; MARINA Memorandum Circular No. SC-2021-08
Subject matter:
Accreditation, inspection, and compliance of Maritime Training Institutions
Intended users:
Maritime Training Institutions, evaluators, inspection teams
Assessment stages:
Self-assessment, tabletop evaluation, inspection
Training scope:
Theoretical training, practical training, simulator training, onboard training
Course components:
Course framework, course outline, syllabus, instructor’s guide, assessment plan
Quality system reference:
Quality Standards System (QSS)
Signatories:
MTI representative, tabletop evaluator, evaluation and inspection team
Issuing Authority:
Reserve Bank of India
Signatory:
Vaibhav Chaturvedi, Chief General Manager
Document Type:
Master Circulars and Regulatory Notifications
Addressees:
Scheduled Commercial Banks; Primary (Urban) Co-operative Banks; State Cooperative Banks; Exim Bank
Reference Numbers:
RBI/2023-24/114; RBI/2023-24/124; RBI/2024-25/03; RBI/2024-25/04; RBI/2024-25/11; RBI/2024-25/12
Dates:
January 16, 2024; February 22, 2024; April 1–2, 2024
Subject Areas:
Exposure Norms; Interest Equalization Scheme; Guarantees and Co-acceptances; Letters of Credit; Housing Finance; Prudential Norms on Income Recognition, Asset Classification and Provisioning
Geographical Scope:
India
Related Authority:
Government of India; Director General of Foreign Trade (DGFT)
Period Covered:
Instructions issued up to March 31, 2024
Year:
2023
Issuing body:
Marine Committee
Document type:
Committee circulars index
Subject:
Maritime safety, risk intelligence, environmental regulation and IMO submissions
Geographical focus:
Northern Black Sea and international maritime sector
Related organizations:
International Maritime Organization (IMO), International Chamber of Shipping (ICS), BIMCO
Associated committees:
MSC 107, MEPC 80, PPR 10, SDC 9, SSE 9, ISWG-GHG
Reporting period:
January–March 2023
Content includes:
Risk intelligence reports, briefing notes, draft submissions, questionnaires, meeting notices, and nomination calls
Year:
2023
Region / City:
Philippines
Topic:
Insurance and Investment Requirements
Document Type:
Checklist
Issuing Authority:
Insurance Commission
Author:
Not specified
Target Audience:
Entities and organizations requiring regulatory compliance in investments and insurance
Period of Validity:
Not specified
Approval Date:
Not specified
Amendment Date:
Not specified
Document Category:
Regulatory Compliance Document
Year:
2019
Region / city:
India
Topic:
Banking regulations and rural livelihoods programs
Document type:
Government circular / notification
Issuing authority:
Reserve Bank of India
Related programs:
Lead Bank Scheme, Deendayal Antyodaya Yojana – National Rural Livelihoods Mission (DAY-NRLM)
Target audience:
Scheduled Commercial Banks, Small Finance Banks, Regional Rural Banks
Period covered:
July 1, 2019 – December 31, 2019
Effective date:
April 1, 2013 (NRLM implementation), March 29, 2016 (DAY-NRLM renaming)
Document references:
RBI/2019-20/10 FIDD.CO.LBS.BC.No.06/02.01.001/2019-20, RBI/2019-20/04 FIDD.GSSD.CO.BC.No.02/09.01.01/2019-20
Key components:
Women Self-Help Groups (SHGs), Revolving Fund, Community Investment Support Fund, interest subvention, capacity building, livelihood support
Note:
Year
Year:
2023
Regulatory Body:
Securities and Exchange Board of India (SEBI)
Document Type:
Circular
Subject:
Online Dispute Resolution and Investor Grievance Redressal
Scope:
Investors, Listed Companies, Specified Intermediaries, Regulated Entities
Related Platforms:
ODR Portal, SCORES Platform
Implementation Date:
July 31, 2023
Linked Circulars:
SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131, SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/135, SEBI/HO/OIAE/IGRD/CIR/P/2023/156
Registrar and Share Transfer Agent:
MUFG Intime India Private Limited
Contact Information:
C 101, 247 Park, L B S Marg, Vikhroli West, Mumbai 400 083; Phone: +91 8108114949; Email: [email protected]; Website: https://web.in.mpms.mufg.com/helpdesk/Service_Request.html
Year:
2021
Regulator:
Reserve Bank of India
Eligible Entities:
Individuals, Small Businesses, MSMEs
Loan Limit:
INR 25 Crores
Registration Requirement:
Udyam registration for MSMEs, GST registration for applicable entities
Impact Consideration:
COVID-19 pandemic financial impact
Application Deadline:
September 30, 2021
Processing Fees:
None
Credit Bureau Reporting:
Restructured due to COVID-19
Document Type:
FAQ / Guidance
Year:
2019
Region / City:
India
Subject:
Rural Banking, Financial Inclusion, Livelihoods
Document Type:
Circular
Institution:
Reserve Bank of India
Author:
Reserve Bank of India
Target Audience:
Banks, Financial Institutions, Rural Livelihoods Program Stakeholders
Period of Validity:
July 1, 2019 – December 31, 2019
Approval Date:
July 1, 2019
Date of Amendments:
N/A
Year:
2020
Period Covered:
1 January 2020 – 30 June 2020
Country:
India
Subject:
Banking regulation and foreign exchange management
Document Type:
Regulatory notifications and circulars
Issuing Authority:
Reserve Bank of India
Addressees:
Authorised Dealer Category-I Banks and Scheduled Commercial Banks
Legal Basis:
Reserve Bank of India Act, 1934; Foreign Exchange Management Act, 1999
Key Topics:
OTC currency derivative reporting; inter-bank foreign exchange dealings; CRR maintenance; participation in offshore rupee derivative markets
Effective Dates:
January 1, 2020 – March 28, 2020 (various provisions)
Year:
2022
Issuing Authority:
Reserve Bank of India
Department:
Department of Regulation; Foreign Exchange Department
Reference Numbers:
RBI/2022-23/62; RBI/2022-23/60; RBI/2022-2023/57; RBI/2022-23/28
Dates of Issue:
April 19, 2022; May 25, 2022; May 31, 2022; June 07, 2022
Region:
India
Sector:
Banking and Financial Regulation
Legal Basis:
Banking Regulation Act, 1949; Foreign Trade (Development and Regulation) Act, 1992; Foreign Exchange Management Act, 1999; Foreign Exchange Management (Debt Instruments) Regulations, 2019
Subject:
Professional Clearing Membership of India International Bullion Exchange IFSC Limited; Interest Equalization Scheme on Export Credit; Import of Gold by Qualified Jewellers; FPI Investment Limits in Debt and Credit Default Swaps
Addressees:
Scheduled Commercial Banks; Authorised Dealer Category-I Banks; Small Finance Banks; Cooperative Banks; Exim Bank; Authorized Persons
Geographical Scope:
GIFT-IFSC, India
Effective Period:
Financial Year 2022–23 (including provisions effective from October 1, 2021)
Year:
2019
Period:
July 1, 2019 – December 31, 2019
Institution:
Reserve Bank of India
Department:
Department of Payment and Settlement Systems
Document Type:
Regulatory notifications and circulars
Legal Basis:
Payment and Settlement Systems Act, 2007 (Act 51 of 2007)
Reference Numbers:
RBI/2019-20/51; RBI/2019-20/50; RBI/2019-20/47
Dates of Issue:
August 21, 2019; August 29, 2019; August 30, 2019
Subject:
Prepaid Payment Instruments (PPIs); Cash Withdrawal at Points-of-Sale Devices; Processing of e-mandate on Cards for Recurring Transactions
Addressees:
Prepaid Payment Instrument Issuers; Scheduled Commercial Banks; Regional Rural Banks; Urban Co-operative Banks; State Co-operative Banks; District Central Co-operative Banks; Payments Banks; Small Finance Banks; Card Payment Networks
Effective Date:
September 1, 2019 (for e-mandate provisions)
Geographical Scope:
India
Transaction Limit Specified:
₹ 2,000 per transaction (e-mandate arrangement)
Reporting Requirement:
Quarterly submission of PoS cash withdrawal data to Department of Payment and Settlement Systems, Mumbai
Year:
2020
Period Covered:
1 July 2020 – 31 December 2020
Country:
India
Institution:
Reserve Bank of India
Document Type:
Regulatory notifications and circular summaries
Subject:
Banking regulation and financial supervision
Topics:
Resolution framework for COVID-19-related borrower stress; financial parameters for resolution plans; Basel III capital regulations; treatment of debt mutual funds and ETFs; review of transitional arrangements
Addressees:
Commercial banks, small finance banks, local area banks, regional rural banks, primary urban co-operative banks, state co-operative banks, district central co-operative banks, all-India financial institutions, and non-banking financial companies including housing finance companies
Regulatory References:
Prudential Framework for Resolution of Stressed Assets Directions 2019; Basel III
Circular Dates:
6 August 2020; 7 September 2020; 29 September 2020
Committee Mentioned:
K. V. Kamath Expert Committee
Sector:
Banking and financial services
Year:
2020
Period:
1st July 2020 – 31st Dec 2020
Region:
India
Theme:
Banking regulations, priority sector lending, MSME financing
Document type:
Circular / Notification Compilation
Issuing authority:
Reserve Bank of India (RBI)
Recipients:
Scheduled Commercial Banks, Non-Banking Financial Companies, Co-operative Banks
Key topics:
Co-Lending Model (CLM), Distressed Assets Fund, MSME classification and credit flow
Relevant legislation:
Micro, Small and Medium Enterprises Development Act, 2006
Effective date:
1st July 2020
Superseded documents:
RBI Circular FIDD.CO.Plan.BC.08/04.09.01/2018-19
Links:
https://www.rbi.org.in/Scripts/NotificationUser.aspx?Id=11991&Mode=0
Year:
Not specified
Region / City:
Not specified
Topic:
Building code compliance, Fire safety regulations
Document type:
Template
Agency / Organization:
Fire Rescue Commissioner
Author:
Not specified
Target audience:
Applicants for ‘Pre-129 Letter of Advice’ and ‘Formal Report and Consent Pursuant to Regulation 129 (1)’
Validity period:
Not specified
Approval date:
Not specified
Amendment date:
Not specified
Organisation:
Office for Nuclear Regulation
Document type:
Procedure
Document reference:
ONR-OL-PROC-003
Issue:
6
Published:
April 2025
Next scheduled review:
March 2030
Process owner:
Technical Director
Prepared by:
L Cairns, Incident Management Lead
Reviewed and approved by:
G York, Head of Organisational Learning
Scope:
Incident notifications in nuclear safety, radiological safety, security, safeguards, transport safety and RIDDOR
Geographical applicability:
Great Britain
Regulatory context:
Energy Act 2013; Health and Safety at Work etc. Act 1974; RIDDOR 2013
Related systems:
WIReD
External reporting body:
Department for Energy Security & Net Zero
Source type:
Regulatory procedure issued by a national regulator
Year:
2020
Region / City:
India
Subject:
Banking, Finance, Regulations
Document Type:
Circular, Notification
Authority:
Reserve Bank of India (RBI)
Target Audience:
Scheduled Commercial Banks, Small Finance Banks, Local Area Banks, Regulated Entities
Effective Period:
01 January 2020 - 30 June 2020
Approval Date:
February 26, 2020
Amendment Date:
January 9, 2020
Jurisdiction:
Victoria, Australia
Regulatory framework:
Regulation 129 (1) and Regulation 129 (3)
Related standards:
National Construction Code; Australian Standards
Subject matter:
Building fire safety compliance and variations
Document type:
Application template
Issuing authority:
Fire Rescue Commissioner
Intended use:
Submission accompanying applications for regulatory assessment
Format:
Word document
Contact details:
[email protected]
Note:
; (03) 9665 4478
Note:
Year
Contextual Description:
A procedural guide for KFS users detailing how to manage the Action List and configure email notifications for workflow tasks within the system.