№ lp_2_1_02460
The document provides principles for treating customers fairly (TCF) within the financial services sector, including new legislative changes and CPD requirements.
Year: 2014
Region / City: South Africa
Topic: Consumer protection, financial sector conduct
Document Type: Regulatory guidelines
Authority / Institution: Financial Sector Conduct Authority (FSCA)
Author: FSCA
Target Audience: Financial Services Providers (FSPs), Key Individuals, and Representatives
Effective Date: January 2014
Legislation: Fit and Proper amendments, FAIS Act, COFI Bill
Date of Changes: December 2018 (draft COFI Bill)
Price: 8 / 10 USD
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