№ lp_2_3_19798
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This document provides a set of frequently asked questions and guidance for regulated firms on how to submit their Retail Intermediary Annual Return (RIAR) to the Central Bank of Ireland using the Online Reporting System (ONR).
Year:
2023
Region / City:
Ireland
Subject:
Retail Intermediary Annual Return
Document Type:
FAQ
Organization:
Central Bank of Ireland
Target Audience:
Regulated firms
Effective Period:
Annual
Approval Date:
Not specified
Modification Date:
Not specified
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Year:
Not specified
Region / City:
Hong Kong
Topic:
Capital Markets, Securities, Regulatory Compliance
Document Type:
Template
Organization / Institution:
ASIFMA
Author:
Not specified
Target Audience:
Market participants in securities and futures sectors
Period of Validity:
Not specified
Approval Date:
Not specified
Date of Amendments:
Not specified
Year:
2009–2010
Country:
India
Sector:
Financial markets
Subject:
Mutual fund distribution
Document type:
Regulatory checklist and application
Issuing organizations:
Indian Commodity Exchange Ltd.; Metropolitan Clearing Corporation of India Ltd.
Regulatory authorities referenced:
Securities and Exchange Board of India; Reserve Bank of India
Intended applicants:
Stock brokers; trading members; clearing members
Eligibility categories:
Individual; Partnership; Corporate
Platform:
ICEX-MF
Required certifications:
ARN; AMFI; NISM
Related circulars:
SEBI/IMD/CIR/No.11/183204/2009; CIR/IMD/DF/17/2010
Annexures included:
I–VII
Geographic scope:
India
Year:
2018
Revision date:
11 June 2018
Jurisdiction:
United Kingdom
Document type:
Registration form and intermediary terms
Organisation:
Monmouthshire Building Society
Regulatory authority:
Financial Conduct Authority
Subject matter:
Mortgage intermediary registration and obligations
Intended users:
Mortgage intermediaries and advisers
Company types covered:
Sole trader, partnership, limited company, PLC
Authorisation status:
Appointed Representative or Directly Authorised
Payment method:
BACS credit
Payment subject:
Procuration fees
Relevant legislation:
Data Protection Act 1998; General Data Protection Regulation (EU) 2016/679; UK Money Laundering Regulations; UK Bribery Act 2010; Criminal Finances Act 2017
Document type:
Multi-jurisdictional Court Guide
Reference:
Ground Rules Hearings and Intermediary Program
Division:
Criminal Division
Reviewed by:
Deputy Chief Judge M Sexton
Authorised by:
Chief Judge Kidd
Version:
1.0
Date:
28/6/2018
Author:
Intermediary Pilot Program Multi-Jurisdictional Committee
Summary of changes:
Document created
Note:
Version
2.0
Year:
2018
Region / city:
Victoria, Australia
Topic:
Ground rules hearings, intermediary program, vulnerable witnesses
Organization:
Judicial College of Victoria
Audience:
Legal professionals, courts, intermediary practitioners
Period of validity:
2018–2023
Approval date:
28/6/2018
Amendment date:
28/7/2023
Note:
Year
Document Type:
Application Form
Organization / Institution:
Department for Digital, Culture, Media and Sport (DCMS)
Target Audience:
Organizations applying for grants
Year:
2021
Region / City:
India
Subject:
Insurance Intermediary Registration
Document Type:
Application Form
Organization / Institution:
Insurance Regulatory Authority
Author:
INJETI SRINIVAS, Chairperson
Target Audience:
Insurance Intermediaries
Period of Action:
Not specified
Approval Date:
Not specified
Amendment Date:
Not specified
Context:
The document is an application form for seeking fresh or renewal registration of an insurance intermediary for establishing IIIO (Insurance Intermediary Office) in the form of a branch.
Year:
2024
Region / City:
St. Louis, MO
Topic:
Data Intermediary Services
Document Type:
Letter of Intent
Organization:
Community Innovation and Action Center (CIAC), University of Missouri - St. Louis
Author:
Paul Sorenson
Target Audience:
NNIP, stakeholders in data collaboration
Period of Validity:
2024 and ongoing
Approval Date:
July 5, 2024
Date of Changes:
N/A
Year:
2021
Jurisdiction:
International Financial Services Centres
Regulatory Authority:
International Financial Service Centres Authority
Regulation Reference:
Regulation 5(1) and 9(1)
Schedule:
Schedule VI
Form Number:
Form A
Document Type:
Application Form
Subject:
Grant of Fresh and Renewal Certificate of Registration for Insurance Intermediaries
Applicable Categories:
Direct Broker; Reinsurance Broker; Composite Broker; Third Party Administrator; Surveyor and Loss Assessor; Corporate Agent
Applicant Type:
Company, Partnership, LLP, Proprietor or Other Legal Entity
Required Attachments:
Memorandum and Articles of Association or Partnership Deed; Business Plan; Organization Chart; Audited Annual Accounts (Three Years); Supporting Documents
Financial Reporting Currency:
USD (in million)
Capital Requirements:
Authorized Capital; Issued Capital; Paid-up Capital; Free Reserves; Net Worth Certification
Disclosure Requirements:
Shareholding Details; Directors and Key Management Personnel; Infrastructure and IT Systems; Disputes and Economic Offences; Associate Company Interests
Fee Requirement:
Non-refundable Fee as Specified by the Authority
Undertaking:
Maintenance of Arm’s Length Relationship in Financial Matters
Application Scope:
Fresh Registration and Renewal of Registration
Year:
2026
Region / City:
Australia, New Zealand
Theme:
Service Innovation, Open Innovation, Digital Platforms
Document Type:
Research Article
Organization / Institution:
University of Technology Sydney, Macquarie University, University of Waikato, University of Newcastle
Author:
Krithika Randhawa, Ralf Wilden, Siggi Gudergan
Target Audience:
Researchers, Innovators, Service Firms
Period of Validity:
N/A
Approval Date:
N/A
Date of Modifications:
N/A
Year:
2021
Regulation:
International Financial Service Centres Authority (Insurance Intermediary) Regulation
Document type:
Application form
Authority:
International Financial Service Centres Authority
Purpose:
Grant or renewal of certificate of registration for insurance intermediaries
Categories:
Direct Broker, Reinsurance Broker, Composite Broker, Third Party Administrator, Surveyor and Loss Assessor, Corporate Agent
Applicant details required:
Name, address, contact information, principal officer details, organization structure, promoters/investors, directors/partners
Financial information:
Capital structure, net worth, deployment of resources, income, profit before tax, dividend
Supporting documents:
Business plan, organization chart, IT infrastructure details, experience in insurance services, auditor details, bank details, fee payment receipt, undertakings
Context:
Official application form for registration or renewal of insurance intermediary certification, including detailed requirements for organizational, financial, and operational disclosures.
Year:
2016
Region:
North Region, United Kingdom
Subject:
Medical Intermediary Service for Criminal Injuries Compensation Authority
Document Type:
Contract Letter
Authority / Institution:
Ministry of Justice
Author / Representative:
Jim Morrice, Head of Finance
Contractor:
Not specified
Commencement Date:
March 2016
Expiration Date:
March 2017
Contract Duration:
1 year with option to extend for 2 additional years
Included Documents:
Terms and Conditions of Contract, Annexed Schedules
Service Levels Reference:
Schedules G, GA, H, J, N
Note:
Year
Theme:
Retail / Store Operations
Document Type:
Professional Resume
Organization / Institution:
Gulf Marketing Group (Sun & Sand Sports)
Author:
Shailendra Yadav
Target Audience:
Employers / Recruiters
Period of Validity:
N/A
Approval Date:
N/A
Amendment Date:
N/A
Year:
2022
Region / City:
Texas
Subject:
Regulation of food service establishments and related food operations
Document Type:
Legal regulation
Author:
Texas Department of State Health Services
Target Audience:
Food service operators, regulatory authorities
Period of validity:
Ongoing
Approval Date:
Not specified
Date of Changes:
Not specified
Year:
2025
Region / City:
Victoria, Australia
Topic:
Food Safety Program
Document Type:
Template
Organization / Institution:
PrimeSafe
Author:
PrimeSafe
Target Audience:
Businesses in the retail meat sector
Period of Validity:
Ongoing
Approval Date:
2025
Amendment Date:
N/A
Year:
2024
Region / City:
Massachusetts
Subject:
Food allergen awareness
Document Type:
Guidance document
Organization / Institution:
Massachusetts Department of Public Health
Author:
Massachusetts Department of Public Health
Target Audience:
Retail food establishments
Effective Period:
Starting October 7, 2024
Approval Date:
September 11, 2024
Date of Changes:
September 11, 2024
Year:
2019
Region / City:
Ontario
Topic:
Electrical Metering Standards
Document Type:
Guide
Organization:
Hydro One Remotes
Author:
Hydro One Remotes
Target Audience:
Customers, consultants, electrical contractors
Period of Validity:
Not specified
Approval Date:
December 14, 2019
Date of Amendments:
Not specified
Year:
2020
Region / City:
India
Subject:
Banking, Finance, Regulations
Document Type:
Circular, Notification
Authority:
Reserve Bank of India (RBI)
Target Audience:
Scheduled Commercial Banks, Small Finance Banks, Local Area Banks, Regulated Entities
Effective Period:
01 January 2020 - 30 June 2020
Approval Date:
February 26, 2020
Amendment Date:
January 9, 2020
Year:
2025
Region / city:
Australia
Subject:
Retail employee wage rates
Document type:
Pay guide
Organization:
Fair Work Ombudsman
Author:
Fair Work Ombudsman
Target audience:
Retail employees, employers in retail industry
Effective period:
From 01 July 2025
Approval date:
25 June 2025
Date of amendments:
Not specified
Summary:
This document outlines the wage rates for various retail employee classifications in Australia, including full-time, part-time, casual, and junior employees, with details about different pay rates for weekdays, weekends, public holidays, overtime, and shiftwork.
Year:
2024
Region / city:
Ireland
Theme:
European Union Grants, Business and Consumer Surveys
Document Type:
Application Form
Organ / institution:
European Commission
Author:
European Commission
Target Audience:
Grant applicants, legal representatives, project coordinators
Period of Validity:
2024-2025
Approval Date:
June 2022
Amendment Date:
June 2022
Year:
Not specified
Region / City:
Carlisle / Penrith
Theme:
Retail, Charity, Volunteer Management
Document Type:
Job Description
Author:
Not specified
Target Audience:
Potential job applicants
Period of Validity:
Not specified
Approval Date:
Not specified
Amendment Date:
Not specified