№ lp_1_30731
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This document is an application form for obtaining a depositary licence from the Dutch Authority for the Financial Markets, including relevant regulatory information, instructions, and required appendices.
Year:
2017
Region / city:
Netherlands
Theme:
Financial regulation
Document type:
Application form
Institution:
Dutch Authority for the Financial Markets (AFM)
Author:
Not specified
Target audience:
Businesses seeking a depositary licence
Period of validity:
Not specified
Approval date:
Not specified
Amendment date:
Not specified
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The product description is provided for reference. Actual content and formatting may differ slightly.
Year:
20[ ]
Region / City:
United States
Subject:
Securities law, investment, financial instruments
Document Type:
Legal agreement
Organ / Institution:
[Company]
Author:
National coalition of attorneys
Target Audience:
Investors, issuers, bank placement agents
Period of Action:
Not specified
Approval Date:
Not specified
Amendment Date:
Not specified
Notification Form for Depositary Supplement to "Notification Form for Collective Investment Company"
Year:
2020
Region / City:
Netherlands
Topic:
Financial Regulations
Document Type:
Notification Form
Institution:
Dutch Authority for the Financial Markets (AFM)
Author:
Dutch Authority for the Financial Markets (AFM)
Target Audience:
Financial management companies, depositaries
Period of Effect:
2020 onwards
Approval Date:
June 2020
Date of Changes:
Not specified
Note:
Year
Contextual description:
A regulatory checklist document outlining the eligibility criteria for listing certain securities, specifically depositary receipts, including legal and regulatory requirements for certification and issuer qualifications.
Year:
2013
Region / city:
Jersey
Topic:
Appointment of depositary for AIFs
Document type:
Notification form
Organization:
Jersey Financial Services Commission
Author:
Not specified
Target audience:
Depositaries of AIFs with EU/EEA AIFM
Effective period:
Not specified
Approval date:
Not specified
Modification date:
Not specified
Context:
This is a formal notification form for Jersey depositaries appointed to alternative investment funds (AIFs), requiring them to inform the Jersey Financial Services Commission of their appointment in compliance with the AIF Codes and related regulations.
Year:
2001
Region / City:
London, England
Subject:
Securities listing on NYSE American
Document Type:
Application
Organization:
NYSE American LLC
Issuer:
Foreign Corporation
Shares Applied:
66,040,000 ADRs representing Ordinary Stock
Depositary:
XYZ Trust Company
Attachments:
Deposit Agreement, Proxy Statement, Annual and Semi-Annual SEC Reports
Approval Status:
Pending at time of document
Year:
2020
Region / City:
Netherlands
Subject:
Financial supervision and depositary notification
Document Type:
Regulatory form
Authority / Institution:
Dutch Authority for the Financial Markets (AFM), De Nederlandsche Bank (DNB)
Applicable Legislation:
Financial Supervision Act (Wft), AIFM Directive 2011/61/EU, UCITS Directive 2009/65/EC, Delegated Regulation (EU) No. 231/2013
Target Audience:
Management companies of collective investment companies
Period of Validity:
From June 2020 until superseded by a new version
Date of Approval:
June 2020
Confidentiality:
Subject to statutory confidentiality under Wft
Related Documents:
Notification form for collective investment company
Year:
2022
Region / City:
Thessaloniki
Subject:
Research dataset usage
Document Type:
Licence Agreement
Organization / Institution:
Aristotle University of Thessaloniki
Author:
Aristotle University of Thessaloniki
Target Audience:
Researchers
Period of Validity:
2022–2026
Approval Date:
November 2022
Amendment Date:
N/A
Year:
2026
Region / city:
Commonwealth
Topic:
Offshore Electricity Infrastructure Licensing
Document type:
Guideline
Organization / institution:
Australian Government
Author:
Australian Government
Target audience:
Licence applicants, stakeholders
Period of validity:
Ongoing
Approval date:
January 2026
Date of revisions:
January 2026
Year:
2025
Document type:
Eligibility assessment form
Subject:
Code manager licence for the Gas Network Code
Regulatory authority:
Gas and Electricity Markets Authority
Supporting body:
Office of Gas and Electricity Markets
Jurisdiction:
United Kingdom
Related codes:
Uniform Network Code; Independent Gas Transporters’ Uniform Network Code
Purpose:
Assessment of eligibility and expression of interest for the code manager role
Target audience:
Organisations invited to apply for a code manager licence
Guidance referenced:
Guidance on Code Manager Selection
Guidance publication date:
16 May 2025
Submission method:
Email
Contact email:
[email protected]
Legal context:
Companies Act 2006
Scope:
Organisational information, licensing status, industry code participation, declarations of understanding and interest
Note:
Year
Year:
2026
Region / City:
United Kingdom
Topic:
Qualification Registration and Certification
Document Type:
Policy
Organization / Institution:
BRAMM
Author:
BRAMM
Target Audience:
Candidates and staff involved in qualification management
Review Date:
March 2026
Context:
A policy outlining the procedures for candidate registration, certification, and data protection related to the BRAMM Fixer Licence assessment qualification.
Year:
2025
Region / City:
Not specified
Topic:
Air Service Licence Renewal
Document Type:
Application Form
Organization / Institution:
Not specified
Author:
Not specified
Target Audience:
Airline Operators
Period of Validity:
Not specified
Approval Date:
Not specified
Date of Changes:
Not specified
Year:
2023
Region / city:
United Kingdom
Topic:
Legal Services General Licence
Document type:
Form
Organization:
HM Treasury
Author:
Unknown
Target audience:
Organizations and individuals reporting under the Legal Services General Licence
Period of validity:
N/A
Approval date:
N/A
Amendment date:
N/A
Year:
1965
Region / City:
South Africa
Subject:
Medicines and related substances
Document Type:
Application form
Organization / Institution:
South African Health Products Regulatory Authority (SAHPRA)
Author:
South African Health Products Regulatory Authority
Target Audience:
Applicants wishing to import and distribute scheduled substances
Effective Period:
Five years from the date of issue
Approval Date:
Not specified
Amendment Date:
Not specified
Year:
2017
Region / city:
Wales
Subject:
Environmental protection
Document type:
Compliance audit report template
Organization / institution:
Natural Resources Wales
Author:
Unknown
Target audience:
Developers, ecological consultants, and license holders
Period of validity:
N/A
Approval date:
N/A
Date of amendments:
N/A
Year:
Not specified
Region / City:
Not specified
Document Type:
Checklist
Subject:
Fire safety and precautionary measures
Applicable To:
New licence applications, licence renewal, expansion, merger, or change of home name
Authorities Involved:
Fire Services Department, Water Authority, Electricity and Gas Regulatory Bodies
Required Documents:
Floor plans, fire service installation certificates, ventilation system plans, compliance certificates, emergency evacuation plans, product certifications, fire drill records
Standards Referenced:
Fire detection, alarm, sprinkler and hose reel systems, ventilation and gas installations, flammability standards for materials
Scope:
Residential Care Homes for the Disabled and Prescribed/Specified Commercial Premises